SECURITIES PURCHASE AGREEMENT DATED AS OF September 29, 2010 with respect to SALE OF SERIES D PREFERRED STOCK AND COMMON STOCK PURCHASE WARRANTSSecurities Purchase Agreement • October 5th, 2010 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
This SECURITIES PURCHASE AGREEMENT (this “Agreement”), dated as of September 29, 2010, is entered into by and among National Holdings Corporation, a Delaware corporation (the “Company”), and the individuals and entities listed on Exhibit A hereto under the heading “Purchasers” (the “Purchasers”) who become parties to this Agreement by executing and delivering a financing signature page in the form attached hereto as Exhibit B (the “Financing Signature Page”). A certain Initial Purchaser (designated on Exhibit A hereto) will be afforded the additional rights set forth herein and is referred to here as the “Lead Investor.”
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • October 5th, 2010 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York
This REGISTRATION RIGHTS AGREEMENT (the “Agreement”) is made and entered into as of this 29th day of September 2010 by and among National Holdings Corporation, a Delaware corporation (the “Company”), and those individuals signatory hereto (the “Investors”).
