0001398344-20-004744 Sample Contracts

FINANCIAL INVESTORS TRUST TRANSFER AGENCY AND SERVICES AGREEMENT
Transfer Agency and Services Agreement • February 28th, 2020 • Financial Investors Trust • Colorado

THIS AGREEMENT is made as of March 16, 2012, between Financial Investors Trust, organized as a Delaware statutory trust under the laws of the State of Delaware (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

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ALPS ADVISORS, INC.
Financial Investors Trust • February 28th, 2020

This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that it is entitled to receive from the Fund.

ALPS ADVISORS, INC.
Financial Investors Trust • February 28th, 2020

This letter confirms ALPS Advisors, Inc.’s (the “Adviser”) agreement with the Trust to contractually limit the total amount of the “Advisory Fee” and “Other Expenses” that it is entitled to receive from the Fund.

ALPS ADVISORS, INC.
Financial Investors Trust • February 28th, 2020

This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) and Red Rocks Capital LLC (the “Sub-Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that they are entitled to receive from the Fund.

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