ALPS ETF TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 30th, 2017 • ALPS ETF Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 13th day of March, 2015, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and ALPS ETF Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Fund(s)”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 30th, 2017 • ALPS ETF Trust • Massachusetts
THIS AGREEMENT is made as of the 30th day of June, 2015, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and ALPS ETF Trust, a Delaware statutory trust having its principal office and place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Trust”). This Agreement shall be effective with respect to each Portfolio identified on Schedule A hereto as of the effective date identified on such Schedule A.
ALPS ETF TRUST SUB-ADVISORY AGREEMENTSub-Advisory Agreement • March 30th, 2017 • ALPS ETF Trust • Colorado
AGREEMENT, dated as of June 2, 2016 by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, RiverFront Investment Group, LLC, a Delaware limited liability company (the “Sub-Adviser”), having its principal place of business at 1214 East Cary Street, Richmond, VA 23219 and ALPS ETF Trust (the “Trust”) on behalf of the portfolios listed in Appendix A hereto, as amended from time to time, each a series of the Trust (each a “Fund” and collectively, the “Funds”).
Master Custodian AgreementMaster Custodian Agreement • March 30th, 2017 • ALPS ETF Trust • Massachusetts
This Agreement is made as of June 30, 2015 between each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company (the “Custodian”). This Agreement shall be effective with respect to each portfolio identified on Appendix A hereto as of the effective date identified on such Appendix A.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 30th, 2017 • ALPS ETF Trust • Delaware
AGREEMENT, dated as of _June 10_________, 2013 by and between RiverFront Investment Group, LLC, a Delaware limited liability company (“Sub-Adviser”) and the ALPS ETF Trust, a Delaware Statutory trust (the “Trust”), on behalf of the RiverFront Strategic Income Fund (the “Fund”).
Amendment to ALPS ETF Trust Distribution AgreementAlps Etf Trust Distribution Agreement • March 30th, 2017 • ALPS ETF Trust
This Amendment to the ALPS ETF Trust Distribution Agreement (this “Amendment”), dated March 13, 2015, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc. (“ALPS”).
Amendment to ALPS ETF Trust Fund Accounting AgreementEtf Trust Fund Accounting Agreement • March 30th, 2017 • ALPS ETF Trust
This Amendment to ALPS ETF Trust Fund Accounting Agreement (this “Amendment”), dated April 15, 2016, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (the “ALPS”).
Amendment to ALPS ETF Trust Distribution AgreementAlps Etf Trust Distribution Agreement • March 30th, 2017 • ALPS ETF Trust
ALPS ETF TRUST FUND ACCOUNTING AND SERVICES AGREEMENTAlps Etf Trust Fund Accounting and Services Agreement • March 30th, 2017 • ALPS ETF Trust • Colorado
THIS AGREEMENT is made between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”). This Agreement shall be effective with respect to each management investment company identified on Appendix A hereto as of the effective date identified on such Appendix A.
Amendment to Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • March 30th, 2017 • ALPS ETF Trust
This is an Amendment, dated March 31, 2016 (this “Amendment”), to the Investment Sub-Advisory Agreement, dated June 10, 2013, (the “Agreement”) by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and RiverFront Investment Group, LLC (the “Sub-Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to ALPS ETF Trust Distribution AgreementAlps Etf Trust Distribution Agreement • March 30th, 2017 • ALPS ETF Trust
Amendment No. 2 to Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • March 30th, 2017 • ALPS ETF Trust
This is an Amendment, dated July 1, 2016 (this “Amendment”), to the Investment Sub-Advisory Agreement, dated June 10, 2013, (the “Agreement”) by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and RiverFront Investment Group, LLC (the “Sub-Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to ALPS ETF Trust Distribution AgreementAlps Etf Trust Distribution Agreement • March 30th, 2017 • ALPS ETF Trust
This Amendment to the ALPS ETF Trust Distribution Agreement (this "Amendment"), dated June 10, 2013, between ALPS ETF Trust, a Delaware statutory trust (the "Trust"), and ALPS Portfolio Solutions Distributors, Inc. ("ALPS").
Amendment to ALPS ETF Trust Fund Accounting AgreementFund Accounting Agreement • March 30th, 2017 • ALPS ETF Trust
This Amendment to ALPS ETF Trust Fund Accounting Agreement (this “Amendment”), dated June 2, 2016, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (the “ALPS”).
Amendment to ALPS ETF Trust Distribution AgreementEtf Trust Distribution Agreement • March 30th, 2017 • ALPS ETF Trust
Amendment to ALPS ETF Trust Distribution AgreementEtf Trust Distribution Agreement • March 30th, 2017 • ALPS ETF Trust
This Amendment to the ALPS ETF Trust Distribution Agreement (this “Amendment”) between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc. (“ALPS”) is effective March 28, 2016.
Amendment to Investment Advisory AgreementsInvestment Advisory Agreements • March 30th, 2017 • ALPS ETF Trust
This Amendment to the Investment Advisory Agreements (this “Amendment”), dated December 14, 2015, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and ALPS Advisors, Inc. (the “Adviser”).
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • March 30th, 2017 • ALPS ETF Trust
This is an Amendment, dated April 15, 2016 (this “Amendment”), to the Investment Advisory Agreement dated March 13, 2015 (the “Agreement”) by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and ALPS Advisors, Inc. (the “Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to ALPS ETF Trust Distribution AgreementAlps Etf Trust Distribution Agreement • March 30th, 2017 • ALPS ETF Trust
This Amendment to the ALPS ETF Trust Distribution Agreement (this “Amendment”), dated January 6, 2017, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc. (“ALPS”).
AMENDED AND RESTATED ADMINISTRATION AGREEMENT ALPS ETF TRUSTAdministration Agreement • March 30th, 2017 • ALPS ETF Trust • Colorado
This Administration Agreement (the “Agreement”) is made as of the 6th day of March , 2017, among ALPS ETF Trust, a trust established under the laws of the State of Delaware (the “Trust”), ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and ALPS Fund Services, Inc., a Colorado corporation having its principal office at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”). The Trust, the Adviser and ALPS agree as follows:
Amendment to ALPS ETF Trust Fund Accounting AgreementAlps Etf Trust Fund Accounting Agreement • March 30th, 2017 • ALPS ETF Trust
This Amendment to ALPS ETF Trust Fund Accounting Agreement (this “Amendment”), dated January 6, 2017, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (the “ALPS”).
Amendment to ALPS ETF Trust Distribution AgreementAlps Etf Trust Distribution Agreement • March 30th, 2017 • ALPS ETF Trust
This Amendment to the ALPS ETF Trust Distribution Agreement (this “Amendment”), dated April 15, 2016, between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Portfolio Solutions Distributor, Inc. (“ALPS”).
RIVERFRONT INVESTMENT GROUP, LLCALPS ETF Trust • March 30th, 2017
This letter confirms RiverFront Investment Group, LLC’s (the “Sub-Adviser”) agreement with the Trust to waive all of its 0.30 % annual sub-advisory fee payable by the Trust on behalf of the Fund. The Trust and the Sub-Adviser agree that the foregoing fee waiver for the Fund is effective from June 30, 2016 through at least March 31, 2018. This waiver may only be terminated by the Fund’s Board of Trustees (and not by the Sub-Adviser) prior to such date.
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • March 30th, 2017 • ALPS ETF Trust
This is an Amendment, dated June 6, 2016 (this “Amendment”), to the Investment Advisory Agreement dated June 10, 2013 (the “Agreement”), as amended December 14, 2015 and March 31, 2016, by and between ALPS ETF Trust, a Delaware statutory trust (the “Trust”) and ALPS Advisors, Inc. (the “Adviser”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
