CUSTODIAN AGREEMENTCustodian Agreement • June 29th, 2015 • Financial Investors Trust • New York
THIS AGREEMENT, dated as of December 16th, 2013, between Financial Investors Trust, a management investment company organized under the laws of the State of Massachusetts, and registered with the Commission under the Investment Company Act of 1940 (“the 1940 Act”) on behalf of each series listed on Schedule I hereto (the Fund), and BROWN BROTHERS HARRIMAN & CO., a limited partnership formed under the laws of the State of New York (BBH&Co. or the Custodian).
Amendment to Amended and Restated Chief Compliance Officer Services AgreementCompliance Officer Services Agreement • June 29th, 2015 • Financial Investors Trust
This Amendment dated as of June 29, 2015 (this “Amendment”) is to the Amended and Restated Chief Compliance Officer Services Agreement dated December 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Transfer Agency and Services AgreementTransfer Agency and Services Agreement • June 29th, 2015 • Financial Investors Trust
This Amendment dated as of June 29, 2015 (this “Amendment”) is to the Transfer Agency and Services Agreement dated September 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • June 29th, 2015 • Financial Investors Trust
This Amendment dated as of June 29, 2015 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated September 13, 2011, as amended from time to time (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
FORM OF AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • June 29th, 2015 • Financial Investors Trust
This Amendment to the Custodian Agreement (the “Agreement”) dated December 16, 2013 between Financial Investors Trust (the “Trust”), a management investment company organized under the laws of the State of Massachusetts and registered with the Commission under the Investment Company Act of 1940 (the “Fund”) on behalf of each series listed on Schedule I attached thereto, and Brown Brothers Harriman & Co., a limited partnership organized under the laws of the State of New York (“BBH” or the “Custodian”) is made as of June 4, 2015.
Amendment to Distribution AgreementAmendment to Distribution Agreement • June 29th, 2015 • Financial Investors Trust
This Amendment dated as of June 29, 2015 (this “Amendment”) is to the Distribution Agreement dated November 1, 2011, as amended (the “Agreement”), by and between Financial Investors Trust (the “Trust”), an open-end, management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, on behalf of the Funds, and ALPS Distributors, Inc. (the “Distributor”), a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, as amended. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Investment Advisory AgreementInvestment Advisory Agreement • June 29th, 2015 • Financial Investors Trust
This Amendment dated as of June 29, 2015 (this “Amendment”) is to the Investment Advisory Agreement dated as of September 13, 2011, as amended (the “Agreement”), by and between Financial Investors Trust (the “Trust”), a Delaware statutory trust, and Grandeur Peak Global Advisors, LLC (the “Adviser”), a Delaware limited liability company and investment adviser registered under the Investment Advisers Act of 1940. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Amended and Restated Principal Financial Officer Services AgreementFinancial Officer Services Agreement • June 29th, 2015 • Financial Investors Trust
This Amendment dated as of June 29, 2015 (this “Amendment”) is to the Amended and Restated Principal Financial Officer Services Agreement dated December 13, 2011, as amended (the “Agreement”), by and between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
