FINANCIAL INVESTORS TRUST INVESTMENT ADVISORY AGREEMENT ALPS | CoreCommodity Management CompleteCommodities® Strategy FundInvestment Advisory Agreement • June 12th, 2018 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 31st day of May, 2018, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding the Fund listed in Appendix A (the “Fund”).
ALPS ADVISORS, INC.Financial Investors Trust • June 12th, 2018
This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) and Red Rocks Capital LLC (the “Sub-Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that they are entitled to receive from the Fund.
ALPS ADVISORS, INC.Financial Investors Trust • June 12th, 2018
This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) and Red Rocks Capital LLC (the “Sub-Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that they are entitled to receive from the Fund.
Amendment to Fund Accounting and Administration AgreementAccounting and Administration Agreement • June 12th, 2018 • Financial Investors Trust
This Amendment dated as of May 21, 2018 (this “Amendment”) is to the Fund Accounting and Administration Agreement dated as of October 1, 2007, as amended, (the “Agreement”), between ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, and Financial Investors Trust (the “Trust”), a Delaware statutory trust. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Distribution AgreementDistribution Agreement • June 12th, 2018 • Financial Investors Trust
This Amendment dated as of May 21, 2018 (this “Amendment”) is to the Distribution Agreement dated as of April 30, 2013, as amended, (the “Agreement”), between Financial Investors Trust (the “Trust”), an open-end management investment company organized as a Delaware statutory trust, having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ALPS Portfolio Solutions Distributor, Inc. (the “Distributor”), a Colorado corporation and a registered broker-dealer under the Securities and Exchange Act of 1934, as amended. Any items not herein defined shall have the meaning ascribed to them in the Agreement.
Amendment to Transfer Agency and Service AgreementAgency and Service Agreement • June 12th, 2018 • Financial Investors Trust
This Amendment dated as of May 21, 2018 (this “Amendment”) is to the Transfer Agency and Service Agreement dated as of October 1, 2007, as amended, (the “Agreement”), between ALPS Fund Services, Inc., a Colorado corporation (“ALPS”) and Financial Investors Trust, a Delaware statutory trust (the “Trust”). Any items not herein defined shall have the meaning ascribed to them in the Agreement.
ALPS ADVISORS, INC.Financial Investors Trust • June 12th, 2018
This letter confirms the agreement of ALPS Advisors, Inc. (the “Adviser”) with the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that it is entitled to receive from the Fund.
