CUSTODY AGREEMENTCustody Agreement • September 25th, 2020 • Rimrock Funds Trust • Illinois
AGREEMENT dated as of June 26th, 2019, between RIMROCK FUNDS TRUST, a statutory trust organized under the laws of the State of Delaware, having its principal office and place of business at 100 Innovation Drive, Suite 200, Irvine, CA 92617 (the “Fund”), and THE NORTHERN TRUST COMPANY (the “Custodian”), an Illinois company with its principal place of business at 50 South LaSalle Street, Chicago, Illinois 60603.
RIMROCK FUNDS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • September 25th, 2020 • Rimrock Funds Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (“Agreement) is made as of the 26 day of June , 2019, by and between Rimrock Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust indicated on Schedule A (each, a “Fund” and collectively, the “Funds”), which may be amended from time to time by written instrument executed by the parties to add additional Funds, and Rimrock Capital Management, LLC, a California limited liability company (the “Adviser”).
INITIAL CAPITAL AGREEMENTInitial Capital Agreement • September 25th, 2020 • Rimrock Funds Trust
Rimrock Funds Trust (the “Trust”), a Delaware statutory trust, and Scott Dubchansky (the “Purchaser”), hereby agree as of June 26, 2019, as follows:
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • September 25th, 2020 • Rimrock Funds Trust • Delaware
THIS AGREEMENT made this 1st day of January 2020, by and between Rimrock Capital Management LLC, a California limited liability company (the “Adviser”), and Foreside Financial Services, LLC, a Delaware limited liability company (the “Distributor”).
RIMROCK FUNDS TRUST FUND ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT THE NORTHERN TRUST COMPANYRimrock Funds Trust • September 25th, 2020 • Rimrock Funds Trust • Illinois
AGREEMENT made as of June 26, 2019 by and between Rimrock Funds Trust (the “Fund” or the “Trust”), a Delaware statutory trust, and The Northern Trust Company (“Northern”), an Illinois corporation.
FORESIDE FINANCIAL SERVICES, LLC DEALER AGREEMENTDealer Agreement • September 25th, 2020 • Rimrock Funds Trust • Delaware
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN RIMROCK FUNDS TRUST AND THE NORTHERN TRUST COMPANY Dated June 26, 2019Transfer Agency and Service Agreement • September 25th, 2020 • Rimrock Funds Trust • Illinois
AGREEMENT made as of this 26th day of June, 2019, by and between RIMROCK FUNDS TRUST, a statutory trust organized under the laws of the state of Delaware with its principal place of business at 100 Innovation Drive, Suite 200, Irvine, CA 92617 (the “Trust”), acting on its own behalf and on behalf of each of its series listed in Schedule A, and THE NORTHERN TRUST COMPANY, a Illinois State Bank having its principal office and place of business at 50 South LaSalle Street, Chicago, IL 60603 (the “Transfer Agent”).
AMENDED EXHIBIT A TO THE DISTRIBUTION AGREEMENT DATED AS OF JANUARY 1, 2020, BETWEEN RIMROCK FUNDS TRUST AND FORESIDE FINANCIAL SERVICES, LLC Effective September 1, 2020 Fund Names Rimrock Core Bond Fund Rimrock Emerging Markets Corporate Credit FundThe Distribution Agreement • September 25th, 2020 • Rimrock Funds Trust
