0001193125-23-305806 Sample Contracts

RULE 12d1-4 INVESTMENT AGREEMENT
12d1-4 Investment Agreement • December 29th, 2023 • Nuveen Investment Trust Iii • Illinois

THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.

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NUVEEN FUNDS CONTINUANCE OF MANAGEMENT AGREEMENTS
Nuveen Funds • December 29th, 2023 • Nuveen Investment Trust Iii

Agreement made as of this 31st day of July 2023, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2023.

RENEWAL OF DISTRIBUTION AGREEMENTS
Renewal of Distribution Agreements • December 29th, 2023 • Nuveen Investment Trust Iii

Agreement made this 15th day of August, 2023 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);

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