Nuveen Investment Trust Iii Sample Contracts

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Management Agreement • May 1st, 2006 • Nuveen Investment Trust Iii
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Management Agreement • December 16th, 2004 • Nuveen Investment Trust Iii
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Agency and Service Agreement • April 12th, 2006 • Nuveen Investment Trust Iii • Massachusetts
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g) CUSTODY AGREEMENT ================= THIS AGREEMENT is made this 30th day of November, 1998 by and between NUVEEN INVESTMENT TRUST III (the "Trust"), and THE CHASE MANHATTAN BANK. W I T N E S S E T H WHEREAS, the Trust is authorized to issue shares...
Custody Agreement • November 25th, 1998 • Nuveen Investment Trust Iii
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Renewal of Distribution Agreement --------------------------------- This Agreement made this 30th day of July, 1999 by and between Nuveen Investment Trust III, a Massachusetts business trust (the "Fund"), and John Nuveen & Co. Incorporated, a Delaware...
Renewal of Distribution Agreement • January 28th, 2000 • Nuveen Investment Trust Iii

This Agreement made this 30th day of July, 1999 by and between Nuveen Investment Trust III, a Massachusetts business trust (the "Fund"), and John Nuveen & Co. Incorporated, a Delaware corporation (the "Underwriter");

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RULE 12d1-4 INVESTMENT AGREEMENT
12d1-4 Investment Agreement • December 29th, 2023 • Nuveen Investment Trust Iii • Illinois

THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.

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MUTUAL FUNDS SERVICE AGREEMENT . Transfer Agency Services
Mutual Funds Service Agreement • October 2nd, 1998 • Nuveen Investment Trust Iii • New York
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TRANSFER AGENCY AND SERVICE AGREEMENT
Transfer Agency and Service Agreement • December 10th, 2012 • Nuveen Investment Trust Iii • Massachusetts

THIS AGREEMENT made as of the 11th day of May 2012, by and between each of the Nuveen open-end investment companies (the “Funds”), as listed on Schedule A, each having its principal office and place of business at 333 W. Wacker Drive, Suite 3300, Chicago, Illinois 60606 and Boston Financial Data Services, Inc., having its principal office and place of business at 2000 Crown Colony Drive, Quincy, Massachusetts 02169 (the “Transfer Agent”).

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AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • January 28th, 2021 • Nuveen Investment Trust Iii • Illinois

AGREEMENT MADE THIS 31st day of December 2020 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a California limited liability company and a registered investment adviser (“NAM” or “Sub-Adviser”).

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APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of November 16, 2018) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES
Master Custodian Agreement • January 28th, 2019 • Nuveen Investment Trust Iii
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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies As Listed on Schedule A to the Agreement And DST Asset Manager Solutions, Inc.
Transfer Agency and Service Agreement • January 28th, 2021 • Nuveen Investment Trust Iii

This amendment, effective as of May 10, 2020 (the “Effective Date”), is made by the parties to the Transfer Agency and Service Agreement entered into on May 11th, 2012, as amended (the “Agreement”), between each of the Nuveen open-end investment companies listed on Schedule A to the Agreement (collectively, the “Funds” and individually, the “Fund”) and DST Asset Manager Solutions, Inc. (formerly known as Boston Financial Data Services, Inc.) (the “Transfer Agent” or “DST”). Capitalized terms used in this amendment without definition shall have the respective meanings given to such terms in the Agreement.

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INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • January 18th, 2011 • Nuveen Investment Trust Iii • Illinois

AGREEMENT MADE THIS 1st day of January, 2011, by and between Nuveen Fund Advisors, Inc., a Delaware corporation and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a registered investment adviser (“Sub-Adviser”).

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CONTINUANCE OF MANAGEMENT AGREEMENTS
Management Agreements • December 29th, 2022 • Nuveen Investment Trust Iii

Agreement made as of this 29th day of July 2022, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2022.

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MANAGEMENT AGREEMENT BETWEEN NUVEEN INVESTMENT TRUST III AND NUVEEN FUND ADVISORS, LLC
Management Agreement • November 18th, 2014 • Nuveen Investment Trust Iii

NUVEEN INVESTMENT TRUST III, a Massachusetts business trust registered under the Investment Company Act of 1940 (“1940 Act”) as an open-end diversified management series investment company (“Trust”), hereby appoints NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company registered under the Investment Advisers Act of 1940 as an investment adviser, of Chicago, Illinois (“Manager”), to furnish investment advisory and management services and certain administrative services with respect to the portion of its assets represented by the shares of beneficial interest issued in the series listed in Schedule A hereto, as such schedule may be amended from time to time (each such series hereinafter referred to as “Fund”). Trust and Manager hereby agree that:

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APPENDIX A TO CUSTODIAN AGREEMENT Dated as of December 10, 2012 NUVEEN CLOSED- END MANAGEMENT INVESTMENT COMPANIES
Custodian Agreement • December 10th, 2012 • Nuveen Investment Trust Iii

Nuveen Massachusetts AMT-Free Municipal Income Fund (f/k/a Nuveen Insured Massachusetts Tax-Free Advantage Municipal Fund)

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RENEWAL OF DISTRIBUTION AGREEMENTS
Renewal of Distribution Agreements • December 29th, 2022 • Nuveen Investment Trust Iii

Agreement made this 15th day of August, 2022 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);

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Witnesseth:
Custodian Agreement • December 16th, 2004 • Nuveen Investment Trust Iii • Massachusetts
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e) 1 DISTRIBUTION AGREEMENT ---------------------- AGREEMENT made as of this 26th of August, 1998 between NUVEEN INVESTMENT TRUST III, a business trust organized under the laws of the Commonwealth of Massachusetts (the "Fund"), and JOHN NUVEEN & CO....
Distribution Agreement • November 25th, 1998 • Nuveen Investment Trust Iii
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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies as Listed on Schedule A to the Agreement And Boston Financial Data Services, Inc.
Transfer Agency and Service Agreement • October 28th, 2015 • Nuveen Investment Trust Iii

This Amendment is made as of this 25th day of September, 2015, between each of the Nuveen Open-End Investment Companies, as listed on Schedule A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement And Boston Financial Data Services, Inc.
Transfer Agency and Service Agreement • December 10th, 2012 • Nuveen Investment Trust Iii

This Amendment is made as of this 10th day of December, 2012, between each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

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APPENDIX A TO AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENT July 15, 2015 (Updated as of October 19, 2016) NUVEEN CLOSED-END MANAGEMENT INVESTMENT COMPANIES
Master Custodian Agreement • October 28th, 2016 • Nuveen Investment Trust Iii
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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement And Boston Financial Data Services, Inc.
Transfer Agency and Service Agreement • July 18th, 2014 • Nuveen Investment Trust Iii

This Amendment is made as of this 6th day of May, 2014, between each of the Nuveen Open-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

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Amended and Restated Master Custodian Agreement This Agreement between those Nuveen Investment Companies (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a...
Master Custodian Agreement • March 7th, 2005 • Nuveen Investment Trust Iii • Massachusetts
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NUVEEN OPEN-END FUNDS LISTED ON APPENDIX A RENEWAL and AMENDMENT OF MANAGEMENT AGREEMENTS
Nuveen Investment Trust Iii • January 26th, 2018

Agreement made as of this 24th day of July 2017, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2017.

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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies As Listed on Schedule A to the Agreement And DST Asset Manager Solutions, Inc.
Transfer Agency and Service Agreement • January 28th, 2019 • Nuveen Investment Trust Iii

This Amendment is made as of this 2nd day of January, 2019 to be effective December 28, 2018 (“Effective Date”), between each of the Nuveen Open-End Investment Companies, as listed on Schedule A to the Agreement (collectively, the “Funds”) and DST Asset Manager Solutions, Inc. (the “Transfer Agent”). I accordance with Section 16.l (Amendment) and Section 17 (Additional Portfolios/Funds) of the Transfer Agency and Service Agreement dated May 11, 2012, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

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DISTRIBUTION AGREEMENT
Distribution Agreement • January 28th, 2014 • Nuveen Investment Trust Iii

AGREEMENT made as of this 26th of July, 2005 between NUVEEN INVESTMENT TRUST III, a business trust organized under the laws of the Commonwealth of Massachusetts (the “Fund”), and NUVEEN INVESTMENTS, LLC, a Delaware limited liability company (the “Underwriter”).

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NUVEEN FUNDS CONTINUANCE OF MANAGEMENT AGREEMENTS
Nuveen Funds • December 29th, 2023 • Nuveen Investment Trust Iii

Agreement made as of this 31st day of July 2023, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2023.

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RENEWAL OF DISTRIBUTION AGREEMENTS
Renewal of Distribution Agreements • December 29th, 2023 • Nuveen Investment Trust Iii

Agreement made this 15th day of August, 2023 by and between the entities listed on Appendix A (each a “Fund”), and NUVEEN SECURITIES, LLC, a Delaware limited liability company (the “Underwriter”);

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NUVEEN MUTUAL FUNDS Dealer Distribution, Shareholder Servicing and Fee-Based Program Agreement As principal underwriter of shares of the various Nuveen non- money market open-end mutual funds, and of the shares of any future such funds (collectively,...
Nuveen Investment Trust Iii • May 1st, 2006 • Illinois
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Renewal of Distribution Agreement
Renewal of Distribution Agreement • October 28th, 2015 • Nuveen Investment Trust Iii

Agreement made this 4th day of August, 2015 by and between Nuveen Investment Trust III, a Massachusetts business trust (the “Fund”), and NUVEEN SECURITIES, LLC (formerly, Nuveen Investments, LLC), a Delaware limited liability company (the “Underwriter”);

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NUVEEN OPEN-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS
Investment Management Agreements • December 10th, 2012 • Nuveen Investment Trust Iii

This Agreement made this 23rd day of May 2012 by and between the trusts listed on Schedule A (the “Nuveen Open-End Trusts”), and Nuveen Fund Advisors, Inc. f/k/a Nuveen Asset Management, a Delaware corporation (the “Adviser”);

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Nuveen Funds Rule 22c-2 Agreement
Nuveen Investment Trust Iii • January 29th, 2007

AGREEMENT effective as of October 16, 2006 or the compliance date of SEC Rule 22c-2 under the Investment Company Act of 1940, whichever is later, by and between Nuveen Investments, LLC (“Fund Agent”), on behalf of the Nuveen Funds (each a “Fund” and collectively the “Funds”) and the undersigned firm (“Intermediary”).

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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement And Boston Financial Data Services, Inc.
Transfer Agency and Service Agreement • January 26th, 2018 • Nuveen Investment Trust Iii

This Amendment is made as of this 21st day of December, 2017, between each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Funds”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) and Section 17 (Additional Portfolios/Funds) of the Transfer Agency and Service Agreement dated May 11, 2012, as amended (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

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NUVEEN INVESTMENT TRUST III RENEWAL OF INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • February 1st, 2010 • Nuveen Investment Trust Iii

This Agreement made this 28th day of May 2009 by and between Nuveen Investment Trust III, a Massachusetts business trust (the “Fund”), and Nuveen Asset Management, a Delaware corporation (the “Adviser”);

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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement And Boston Financial Data Services, Inc.
Transfer Agency and Service Agreement • January 28th, 2015 • Nuveen Investment Trust Iii

This Amendment is made as of this 11th day of December, 2014, between each of the Nuveen Open-End Investment Companies Listed on Schedule A to the Agreement (collectively, the “Fund”) and Boston Financial Data Services, Inc. (the “Transfer Agent”). In accordance with Section 17 (Additional Portfolios/Funds) and Section 16.1 (Amendment) of the Transfer Agency and Service Agreement dated May 11, 2012, (the “Agreement”), the parties desire to amend the Agreement as set forth herein.

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