REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 20th, 2014 • Cleveland Biolabs Inc • Services-commercial physical & biological research
This Registration Rights Agreement (this “Agreement”) is made and entered into as of June 17, 2014, between Cleveland BioLabs, Inc., a Delaware corporation (the “Company”), Mr. Mikhail Mogutov (“Mogutov”), and certain other purchasers (the “Additional Purchasers” and, together with Mr. Mogutov, the “Purchasers”) identified in the Securities Purchase Agreement, dated as of the date hereof, between the Company, Mr. Mogutov and the Additional Purchasers (the “Purchase Agreement”). This Agreement is made pursuant to the Purchase Agreement.
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • June 20th, 2014 • Cleveland Biolabs Inc • Services-commercial physical & biological research • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of June 17, 2014, between Cleveland BioLabs, Inc., a Delaware corporation (the “Company”), Mikhail Mogutov, an individual (“Mogutov”) and each purchaser identified on Exhibit A hereto (each, including its successors and assigns, an “Additional Purchaser,” and collectively, the “Additional Purchasers,” and together with Mogutov, each a “Purchaser”, and collectively, the “Purchasers”).
FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENTLoan and Security Agreement • June 20th, 2014 • Cleveland Biolabs Inc • Services-commercial physical & biological research • California
This FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (this “Amendment”), dated as of June 18, 2014 (the “Effective Date”), is by and among (a) (i) CLEVELAND BIOLABS, INC., a Delaware corporation (“Inc”) and (ii) BIOLAB 612, LLC, a limited liability company formed in the Russian Federation (“LLC”) (Inc and LLC hereinafter individually and collectively referred to as the “Borrower”), and (b) HERCULES TECHNOLOGY II, L.P., a Delaware limited partnership (“Lender”).
RIGHTS AGREEMENTRights Agreement • June 20th, 2014 • Cleveland Biolabs Inc • Services-commercial physical & biological research • New York
This Rights Agreement (this “Agreement”) is made this 17th day of June, 2014, by and between Cleveland BioLabs, Inc., a Delaware corporation (“CBLI”), Mikhail Mogutov, an individual (“Mogutov”), and certain other purchasers (the “Additional Purchasers” and, together with Mogutov, the “Purchasers”).
ContractWarrant Agreement • June 20th, 2014 • Cleveland Biolabs Inc • Services-commercial physical & biological research • New York
THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE SOLD, PLEDGED OR OTHERWISE TRANSFERRED WITHOUT AN EFFECTIVE REGISTRATION THEREOF UNDER THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS, OR PURSUANT TO RULE 144 OR AN EXEMPTION FROM THE REGISTRATION REQUIREMENTS OF THE ACT AND ANY APPLICABLE STATE SECURITIES LAWS.
