0001193125-08-071024 Sample Contracts

FULLY DISCLOSED CLEARING AGREEMENT OF PERSHING LLC (FINRA MEMBER)
Disclosed Clearing Agreement • March 31st, 2008 • Summit Financial Services Group Inc • Security brokers, dealers & flotation companies • New York

THIS AGREEMENT is made and entered into this 19th day of March, 2008 by and between Pershing LLC (“Pershing”), a limited liability company, and Summit Brokerage Services, Inc. (“Broker”), a Florida corporation.

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FULLY DISCLOSED CLEARING AGREEMENT OF FIRST CLEARING, LLC
Disclosed Clearing Agreement • March 31st, 2008 • Summit Financial Services Group Inc • Security brokers, dealers & flotation companies • Virginia

THIS AGREEMENT is made and entered into this 26th day of October, 2007 by and between FIRST CLEARING, LLC (“First Clearing”) and Summit Brokerage Services, Inc. (“Broker”).

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