0001144204-06-025643 Sample Contracts

SECURITIES PURCHASE AGREEMENT

Securities Purchase Agreement • June 21st, 2006 • Clayton Dunning Group • Security brokers, dealers & flotation companies • New Jersey

• Contract Type
  Securities Purchase Agreement
• Filed
  June 21st, 2006
• Company
  Clayton Dunning Group
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New Jersey

FULLY DISCLOSED CLEARING AGREEMENT

Fully Disclosed Clearing Agreement • June 21st, 2006 • Clayton Dunning Group • Security brokers, dealers & flotation companies • Texas

• Contract Type
  Fully Disclosed Clearing Agreement
• Filed
  June 21st, 2006
• Company
  Clayton Dunning Group
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Texas

This Fully Disclosed Clearing Agreement (the "Agreement") is executed and entered into by and between First Southwest Company ("FSWC"), a Texas Corporation, and Charleston Capital ("CLAY') This Agreement will be deemed effective at 12:01 a.m. on the first day business is transacted hereunder.