AMENDMENT NO. 1 TO INVESTMENT AGREEMENTInvestment Agreement • September 30th, 2019 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
THIS AMENDMENT NO. 1 TO INVESTMENT AGREEMENT (this “Amendment”), dated as of September 25, 2019 and effective as of October 1, 2019 (the “Effective Date”), is entered into by and between Cohen & Company, LLC, a Delaware limited liability company (the “Company”), and The DGC Family Fintech Trust (“Investor”). Capitalized terms used herein but otherwise not defined shall have the meanings ascribed to such terms in the Investment Agreement (as defined below).
AMENDMENT NO. 1 TO INVESTMENT AGREEMENTInvestment Agreement • September 30th, 2019 • Cohen & Co Inc. • Security brokers, dealers & flotation companies • New York
THIS AMENDMENT NO. 1 TO INVESTMENT AGREEMENT (this “Amendment”), dated as of September 25, 2019 and effective as of October 1, 2019 (the “Effective Date”), is entered into by and between Cohen & Company, LLC, a Delaware limited liability company (the “Company”), and Cohen Bros. Financial LLC, a Delaware limited liability company (“Investor”). Capitalized terms used herein but otherwise not defined shall have the meanings ascribed to such terms in the Investment Agreement (as defined below).
