FORM OF DISTRIBUTION AGREEMENTDistribution Agreement • December 29th, 2009 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 20 , between , a [corporation/trust] (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FORM OFChief Compliance Officer Services Agreement • December 29th, 2009 • Financial Investors Trust • Colorado
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT (this “Agreement) dated , 200 between , a corporation (“CLIENT”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation. The “Effective Date” of this Agreement is , 200 .
FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 29th, 2009 • Financial Investors Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made and entered into as of the day of December, 2009, by and between Vulcan Value Partners, LLC, a Delaware limited liability company (the “Adviser”), and Financial Investors Trust, a Delaware statutory trust (the “Trust”), regarding each of the series of the Trust listed in Exhibit A (each, a “Fund” and collectively, the “Funds”).
Form of Amendment No. to Custody AgreementCustody Agreement • December 29th, 2009 • Financial Investors Trust
This Amendment No. dated , 2009 (“Effective Date”) to Custody Agreement (the “Agreement”), dated November 13, 2007, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon, a New York corporation (the “Custodian”).
FORM OF TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 29th, 2009 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 2009, between [Client] , organized as a corporation under the laws of (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
Form of Amendment No. to Foreign Custody Manager AgreementManager Agreement • December 29th, 2009 • Financial Investors Trust
This Amendment No. dated , 2009 (“Effective Date”) to Foreign Custody Manager Agreement (the “Agreement”), dated November 13, 2007, between Financial Investors Trust, a Delaware statutory trust (the “Trust”), and The Bank of New York Mellon, a New York corporation (the “Custodian”).
PRICING SERVICES AGREEMENTPricing Services Agreement • December 29th, 2009 • Financial Investors Trust • Colorado
THIS AGREEMENT is made as of , 20 , between ., organized as a corporation under the laws of the State of (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
TRUST] PFO SERVICES AGREEMENTPfo Services Agreement • December 29th, 2009 • Financial Investors Trust • Colorado
AGREEMENT made as of the , 2009 by and between [TRUST], a Delaware business trust, with its principal office and place of business at (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation with its principal office and place of business at 1290 Broadway, Suite 1100, Denver, CO 80203 (“ALPS”).
