FULLY DISCLOSED CLEARING AGREEMENT OF SG AMERICAS SECURITIES, LLCDisclosed Clearing Agreement • July 12th, 2006 • Cowen Group, Inc. • Security brokers, dealers & flotation companies • New York
THIS AGREEMENT is made and entered into this day of , 20 by and between SG AMERICAS SECURITIES, LLC (“Clearing Agent”), a Delaware limited liability company, and COWEN AND COMPANY, LLC (“Introducing Firm”), a Delaware limited liability company.
March 14, 2006Cowen Group, Inc. • July 12th, 2006 • Security brokers, dealers & flotation companies • New York
This letter shall constitute your agreement (“Agreement”) relating to employment with Cowen & Co., LLC. (including any successor entity or its holding company, collectively “Cowen,” or the “Company”) effective as of January 1, 2006, and supersedes and replaces the employment agreement entered into between you and Cowen effective January 1, 2005 (the “Prior Agreement”). The terms and conditions of your employment and compensation are set forth below.
