Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AGREEMENT AND PLAN OF MERGER, dated as of June 30, 2004 (the "AGREEMENT"), by and among optionsXpress, Inc., a Delaware corporation ("OPTIONSXPRESS" or, with regard to the period upon and after the Effective...Agreement and Plan of Merger • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.2 OPTIONSXPRESS, INC. STOCKHOLDERS AGREEMENT THIS STOCKHOLDERS AGREEMENT (this "AGREEMENT") is made and entered into as of January 15, 2004 by and among optionsXpress, Inc., a Delaware corporation (the "COMPANY"), each of the Persons listed...Stockholders Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
COMMON STOCKUnderwriting Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • New York
Exhibit 10.5 AMENDED AND RESTATED RESTRICTED STOCK AGREEMENT THIS AMENDED AND RESTATED RESTRICTED STOCK AGREEMENT (this "AGREEMENT"), dated as of January 15, 2004, is entered into between optionsXpress. Inc., a Delaware corporation (the...Restricted Stock Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
FULLY DISCLOSED CLEARING AGREEMENT BETWEEN SPEAR, LEEDS & KELLOGG, L.P. AND OPTIONSXPRESS, INC.optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies • New York
January 15, 2004 Mr. Ned W. Bennett 200 Granada Avenue El Paso, Texas 79912 Re: Employment Letter Agreement --------------------------- Dear Ned: In keeping with our discussions, this letter agreement memorializes the terms of your continued...optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies • Illinois
Exhibit 10.3 OPTIONSXPRESS, INC. INVESTOR RIGHTS AGREEMENT THIS AGREEMENT is made as of January 15, 2004 by and among optionsXpress, Inc., a Delaware corporation (the "COMPANY"), and the Persons listed on the SCHEDULE OF INVESTORS attached hereto...Investor Rights Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
Exhibit 4.2 OPTIONSXPRESS, INC. REGISTRATION AGREEMENT THIS AGREEMENT is made as of [Insert Closing Date], 2004 by and among optionsXpress, Inc., a Delaware corporation (the "COMPANY"), the Persons listed on the SCHEDULE OF INVESTORS attached hereto...Registration Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
Exhibit 2.2 OMNIBUS AMENDMENT, WAIVER AND CONSENT This OMNIBUS AMENDMENT, WAIVER AND CONSENT (this "CONSENT"), dated as of June __, 2004, is made by and among optionsXpress Holdings, Inc., a Delaware corporation ("HOLDINGS"), optionsXpress, Inc., a...optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies
RECITALSForm of Indemnification Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
July 15, 2004 Mr. David Fisher c/o optionsXpress Holdings, Inc. 39 S. LaSalle St., Suite 220 Chicago, Illinois 60603 Re: Employment Letter Agreement --------------------------- Dear David: In keeping with our discussions, this letter agreement...optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies • Illinois
EXECUTION COPY] STOCK PURCHASE AND RECAPITALIZATION AGREEMENTStock Purchase and Recapitalization Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
Exhibit 10.8 optionsXpress, Inc. 39 South LaSalle Chicago, Illinois 60603 January 15, 2004 Summit Ventures VI-A, L.P. Summit Ventures VI-B, L.P. 222 Berkeley Street - 18th Floor Boston, Massachusetts 02116 Re: MANAGEMENT RIGHTS Ladies and Gentlemen:...optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies
