July 15, 2004 Mr. David Fisher c/o optionsXpress Holdings, Inc. 39 S. LaSalle St., Suite 220 Chicago, Illinois 60603 Re: Employment Letter Agreement --------------------------- Dear David: In keeping with our discussions, this letter agreement...optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies • Illinois
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER AGREEMENT AND PLAN OF MERGER, dated as of June 30, 2004 (the "AGREEMENT"), by and among optionsXpress, Inc., a Delaware corporation ("OPTIONSXPRESS" or, with regard to the period upon and after the Effective...Agreement and Plan of Merger • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
Exhibit 10.2 OPTIONSXPRESS, INC. STOCKHOLDERS AGREEMENT THIS STOCKHOLDERS AGREEMENT (this "AGREEMENT") is made and entered into as of January 15, 2004 by and among optionsXpress, Inc., a Delaware corporation (the "COMPANY"), each of the Persons listed...Stockholders Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
COMMON STOCKUnderwriting Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • New York
Exhibit 10.5 AMENDED AND RESTATED RESTRICTED STOCK AGREEMENT THIS AMENDED AND RESTATED RESTRICTED STOCK AGREEMENT (this "AGREEMENT"), dated as of January 15, 2004, is entered into between optionsXpress. Inc., a Delaware corporation (the...Restricted Stock Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
Exhibit 2.2 OMNIBUS AMENDMENT, WAIVER AND CONSENT This OMNIBUS AMENDMENT, WAIVER AND CONSENT (this "CONSENT"), dated as of June __, 2004, is made by and among optionsXpress Holdings, Inc., a Delaware corporation ("HOLDINGS"), optionsXpress, Inc., a...optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies
Exhibit 10.3 OPTIONSXPRESS, INC. INVESTOR RIGHTS AGREEMENT THIS AGREEMENT is made as of January 15, 2004 by and among optionsXpress, Inc., a Delaware corporation (the "COMPANY"), and the Persons listed on the SCHEDULE OF INVESTORS attached hereto...Investor Rights Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
Exhibit 4.2 OPTIONSXPRESS, INC. REGISTRATION AGREEMENT THIS AGREEMENT is made as of [Insert Closing Date], 2004 by and among optionsXpress, Inc., a Delaware corporation (the "COMPANY"), the Persons listed on the SCHEDULE OF INVESTORS attached hereto...Registration Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
Exhibit 10.8 optionsXpress, Inc. 39 South LaSalle Chicago, Illinois 60603 January 15, 2004 Summit Ventures VI-A, L.P. Summit Ventures VI-B, L.P. 222 Berkeley Street - 18th Floor Boston, Massachusetts 02116 Re: MANAGEMENT RIGHTS Ladies and Gentlemen:...optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies
FULLY DISCLOSED CLEARING AGREEMENT BETWEEN SPEAR, LEEDS & KELLOGG, L.P. AND OPTIONSXPRESS, INC.optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies • New York
RECITALSForm of Indemnification Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
January 15, 2004 Mr. Ned W. Bennett 200 Granada Avenue El Paso, Texas 79912 Re: Employment Letter Agreement --------------------------- Dear Ned: In keeping with our discussions, this letter agreement memorializes the terms of your continued...optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies • Illinois
EXHIBIT 10.12 January 5, 2005 Mr. James Gray 769 Greenwood Avenue Glencoe, Illinois 60022 Re: RETENTION LETTER AGREEMENT Dear Jim: In keeping with our discussions, this letter agreement memorializes the terms of your continued retention by...optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies • Illinois
January 15, 2004 Mr. David Kalt 1424 West Berteau Avenue Chicago, Illinois 60613 Re: EMPLOYMENT LETTER AGREEMENT --------------------------- Dear David: In keeping with our discussions, this letter agreement memorializes the terms of your continued...optionsXpress Holdings, Inc. • January 7th, 2005 • Security brokers, dealers & flotation companies • Illinois
CREDIT AGREEMENT Dated as of November 22, 2010 among OPTIONSXPRESS HOLDINGS, INC. as the Borrower, CERTAIN DOMESTIC SUBSIDIARIES OF THE BORROWER, as the Guarantors, BANK OF AMERICA, N.A., as Administrative Agent, and THE OTHER LENDERS PARTY HERETO...Credit Agreement • November 29th, 2010 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • New York
This CREDIT AGREEMENT is entered into as of November 22, 2010 among OPTIONSXPRESS HOLDINGS, INC., a Delaware corporation (the “Borrower”), the Guarantors (defined herein), the Lenders (defined herein) and BANK OF AMERICA, N.A., as Administrative Agent.
EXECUTION COPY] STOCK PURCHASE AND RECAPITALIZATION AGREEMENTStock Purchase and Recapitalization Agreement • January 7th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
Re: Employment Letter AgreementEmployment Letter Agreement • July 23rd, 2010 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
In keeping with our discussions, this letter agreement memorializes the terms of your employment with optionsXpress Holdings, Inc. (the “Company”).
Re: Amended and Restated Retention Letter AgreementRetention Letter Agreement • February 29th, 2008 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Illinois
In keeping with our discussions, this letter agreement memorializes the terms of your continued retention by optionsXpress Holdings, Inc. (the “Company”). This letter amends and restates that certain Retention Letter Agreement, dated as of January 5, 2005, which shall continue is full force and effect from the date hereof as amended hereby.
March 9, 2009optionsXpress Holdings, Inc. • March 12th, 2009 • Security brokers, dealers & flotation companies • Illinois
In keeping with our discussions, this letter agreement memorializes the terms of your separation from optionsXpress Holdings, Inc. (the “Company”).
VOTING AGREEMENT BY AND AMONG THE CHARLES SCHWAB CORPORATION, G-BAR LIMITED PARTNERSHIP, JG 2002 DELTA TRUST AND (SOLELY FOR PURPOSES OF SECTION 5.2 HEREOF) OPTIONSXPRESS HOLDINGS, INC. DATED AS OF MARCH 18, 2011Voting Agreement • March 21st, 2011 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
VOTING AGREEMENT, dated as of March 18, 2011 (this “Agreement”), by and among The Charles Schwab Corporation, a Delaware corporation (“Acquiror”), G-Bar Limited Partnership (“G-Bar”), JG 2002 Delta Trust (“Trust”) (each of G-Bar and Trust, a “Stockholder” and, collectively, the “Stockholders”) and, solely for the purposes of Section 5.2 hereof, optionsXpress Holdings, Inc., a Delaware corporation (the “Company”).
STOCK PURCHASE AGREEMENTStock Purchase Agreement • February 14th, 2008 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies
THIS OPTIONSXPRESS HOLDINGS, INC. STOCK PURCHASE AGREEMENT (the “Agreement”) is made as of the 13th day of February, 2008, by and among Ned W. Bennett (“Seller”) and optionsXpress Holdings, Inc., a Delaware corporation (the “Purchaser”).
Re: Employment Letter AgreementoptionsXpress Holdings, Inc. • April 22nd, 2008 • Security brokers, dealers & flotation companies • Illinois
In keeping with our discussions, this letter agreement amends, restates and supersedes the letter agreement (the “Prior Agreement”) dated July 15, 2004 between you and optionsXpress Holdings, Inc. (the “Company”) and memorializes the terms of your employment with Company.
AGREEMENT AND PLAN OF MERGER BY AND AMONG THE CHARLES SCHWAB CORPORATION, NEON ACQUISITION CORP. AND OPTIONSXPRESS HOLDINGS, INC. DATED AS OF MARCH 18, 2011Agreement and Plan of Merger • March 21st, 2011 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
This AGREEMENT AND PLAN OF MERGER, dated as of March 18, 2011 (as amended, supplemented or otherwise modified from time to time, this “Agreement”), is entered into by and among THE CHARLES SCHWAB CORPORATION, a Delaware corporation (“Acquiror”), NEON ACQUISITION CORP., a Delaware corporation and a wholly owned subsidiary of Acquiror (“Merger Sub”), and OPTIONSXPRESS HOLDINGS, INC., a Delaware corporation (the “Company”).
EMPLOYEE OPTION GRANT AGREEMENTEmployee Option Grant Agreement • February 9th, 2005 • optionsXpress Holdings, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS OPTION GRANT AGREEMENT (this “Agreement”), dated as of (the “Grant Date”), is entered into between optionsXpress Holdings, Inc., a Delaware corporation (the “Company”), and (the “Participant”).
Re: Separation AgreementoptionsXpress Holdings, Inc. • January 28th, 2010 • Security brokers, dealers & flotation companies • Illinois
In keeping with our discussions, this letter agreement memorializes the terms of your separation from optionsXpress Holdings, Inc. (the “Company”).
