AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • March 16th, 2009 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Texas
This AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AGREEMENT (the “EA”) is made and entered into this 31st day of December, 2008, by and among Daniel P. Son (the “Executive”), a resident of Texas, and Penson Worldwide, Inc., a Delaware corporation (the “Company”).
Mr. Kevin W. McAleer 17516 Oak Mount Place Dallas, Texas 75287 Re: Amendment of Compensation Letter Dear Kevin:Letter Agreement • March 16th, 2009 • Penson Worldwide Inc • Security brokers, dealers & flotation companies
This letter agreement (the “Amendment Agreement”) amends that certain compensation letter between you and Penson Worldwide, Inc. (“PWI”) dated as of February 15, 2006 (the “Compensation Letter”).
SETTLEMENT AGREEMENTSettlement Agreement • March 16th, 2009 • Penson Worldwide Inc • Security brokers, dealers & flotation companies • Texas
This SETTLEMENT AGREEMENT (this “Settlement Agreement”) is made and entered into this 5th day of November, 2008 by and between SAMCO Holdings, Inc. (“Holdings”), SAMCO Financial Services, Inc. (“SFS”), and SAMCO Capital Markets, Inc. (“SCM,” and together with Holdings and SFS, “SAMCO”), on the one hand, and Penson Worldwide, Inc. (“PWI”) and Penson Financial Services, Inc. (“PFSI,” and together with PWI, “Penson”), on the other hand.
