THOMAS WEISEL PARTNERS GROUP, INC. [Title of Debt Securities] Underwriting AgreementUnderwriting Agreement • November 9th, 2009 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • New York
Thomas Weisel Partners Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $ principal amount of the [Title of Debt Securities] (the “Securities”), which are further described in Schedule II hereto.
THOMAS WEISEL PARTNERS GROUP, INC. [Title of Securities] Underwriting AgreementUnderwriting Agreement • November 9th, 2009 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • New York
Thomas Weisel Partners Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [shares of [Common Stock, par value $0.01 per share (“Common Stock”) of the Company][name of Series Preferred Stock (“Preferred Stock”)][warrants (“Warrants”), which are further described on Schedule II hereto)] [units (“Units”), which are further described on Schedule II hereto], [and, at the election of the Underwriters, up to additional [shares of [Common Stock][Preferred Stock]][Warrants][Units]]. The [shares of [Common Stock][Preferred Stock]][Warrants][Units]] to be sold are herein called the “[Firm] Securities” and the additional [shares of [Common Stock][Preferred Stock][Warrants][Units] to be sold are herein called the “Optional Securities”. [The Firm Securities and the Optional Securities that the Underwriters elect to purchase pursuant to S
DEBT] [PREFERRED STOCK] [COMMON STOCK] [UNIT] WARRANT AGREEMENT dated as of , between THOMAS WEISEL PARTNERS GROUP, INC. and [NAME OF WARRANT AGENT], as Warrant Agent [Debt] [Preferred Stock] [Common Stock] [Unit] WarrantsWarrant Agreement • November 9th, 2009 • Thomas Weisel Partners Group, Inc. • Security brokers, dealers & flotation companies • New York
[DEBT] [PREFERRED STOCK] [COMMON STOCK] [DEPOSITARY SHARE] [UNIT] WARRANT AGREEMENT, dated as of •, (as modified, amended or supplemented, this “Agreement”), between Thomas Weisel Partners Group, Inc., a Delaware corporation (the “Company”), and [NAME OF WARRANT AGENT], a , as Warrant Agent (the “Warrant Agent”).
