DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series ARROW ALTERNATIVE STRATEGIES FUNDDistribution Plan and Agreement • October 3rd, 2007 • Northern Lights Fund Trust
PLAN AND AGREEMENT made as of June 28, 2007 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, Arrow Alternative Strategies Fund (the “Fund”) and the distributor for the Fund, Aquarius Fund Distributors, LLC (the “DISTRIBUTOR”).
ADMINISTRATION SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST andService Agreement • October 3rd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
TRANSFER AGENCY SERVICE AGREEMENTTransfer Agency Service Agreement • October 3rd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made this 19th day of May 2005, as revised on June 22, 2006, by and between the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Trust”), and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office at 450 Wireless Boulevard, Hauppauge, NY 11788 (“GFS”).
FUND ACCOUNTING SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST and INDEXService Agreement • October 3rd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
UNDERWRITING AGREEMENT Between NORTHERN LIGHTS FUND TRUST and AQUARIUS FUND DISTRIBUTORS, LLCUnderwriting Agreement • October 3rd, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made this 2nd day of August 2005, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 150 Motor Parkway, Suite 205, Hauppauge, NY 11788 (the “Trust”), and AQUARIUS FUND DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 4020 South 147th Street, Omaha, Nebraska 68137 (“AFD”).
AGREEMENTAgreement • October 3rd, 2007 • Northern Lights Fund Trust • New York
AGREEMENT, dated as of May 19, 2005, as revised on September 25, 2006, between the NORTHERN LIGHTS FUND TRUST (the “Trust”), a statutory trust organized and existing under the laws of the State of Delaware having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788, and The Bank of New York, a New York corporaton authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENTFund Trust Operating Expenses Limitation Agreement • October 3rd, 2007 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 30th day of March, 2007, as amended on June 28, 2007, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of The Gratio Values Fund, (the “Fund”) a series of the Trust and the Advisor of the Fund, Sherwood Advisers, LLC (D.B.A. Gratio Capital) (the “Advisor”).
