INVESTMENT ADVISORY AGREEMENT Between NORTHERN LIGHTS FUND TRUST and ALPHA INVESTMENT MANAGEMENT, INC.Investment Advisory Agreement • January 12th, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT, made as of September 25, 2006, between Northern Lights Fund Trust, a Delaware business trust (the "Trust"), and Alpha Investment Management, Inc., (the "Advisor") located at 15 East Eighth Street, Cincinnati, Ohio, 45202.
DISTRIBUTION PLAN AND AGREEMENT PURSUANT TO RULE 12B-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 NORTHERN LIGHTS FUND TRUST On behalf of its series THE ALPHA FUNDDistribution Plan and Agreement • January 12th, 2007 • Northern Lights Fund Trust
PLAN AND AGREEMENT made as of September 25, 2006 by and between Northern Lights Fund Trust (the "Trust") on behalf of its separate series, The Alpha Fund (the “Fund”) and the distributor for the Fund, Aquarius Fund Distributors, LLC (the “DISTRIBUTOR”).
ADMINISTRATION SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST andService Agreement • January 12th, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
TRANSFER AGENCY SERVICE AGREEMENTTransfer Agency Service Agreement • January 12th, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made this 19th day of May 2005, as revised on June 22, 2006, by and between the NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, NY 11788 (the “Trust”), and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office at 450 Wireless Boulevard, Hauppauge, NY 11788 (“GFS”).
FUND ACCOUNTING SERVICE AGREEMENT between NORTHERN LIGHTS FUND TRUST and INDEXService Agreement • January 12th, 2007 • Northern Lights Fund Trust • Nebraska
AGREEMENT made as of the 19th day of May 2005, as revised on June 22, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust, having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (the "Trust") and Gemini Fund Services, LLC, a Nebraska limited liability company having its principal office and place of business at 450 Wireless Boulevard, Hauppauge, New York 11788 (“GFS”).
CUSTODY AGREEMENTCustody Agreement • January 12th, 2007 • Northern Lights Fund Trust
This Agreement is made between FIRST NATIONAL BANK OF OMAHA (“Bank”), a national banking association, and NORTHERN LIGHTS FUND TRUST (“Customer”), a business trust organized and existing under the laws of the State of Delaware (the “Trust”) .
UNDERWRITING AGREEMENT Schedule A Jacobs & Company Mutual Fund Abacus Value Fund The Rational Investor® Fund The Biondo Fund Critical Math Fund The Gaming and Casino Fund Biltmore Enhanced Index Fund Biltmore Contrarian Momentum Fund Biltmore...Underwriting Agreement • January 12th, 2007 • Northern Lights Fund Trust
This schedule was amended on March 23, 2006 to add Biltmore Enhanced Index Fund, Biltmore Contrarian Momentum Fund and Biltmore Momentum/Dynamic ETF Fund.
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AGREEMENT THE AUTOPILOT MANAGED GROWTH FUNDTrust Operating Expenses Limitation Agreement • January 12th, 2007 • Northern Lights Fund Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22nd day of June, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware statutory trust (the “Trust”), on behalf of The Autopilot Managed Growth Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Rhoads Lucca Capital Management, Inc. (the “Advisor”).
NORTHERN LIGHTS FUND TRUST OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT THE ALPHA FUNDAnd Security Agreement • January 12th, 2007 • Northern Lights Fund Trust • New York
THIS AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AND SECURITY AGREEMENT (the “Agreement”) is effective as of the 1st day of October, 2006, by and between NORTHERN LIGHTS FUND TRUST, a Delaware business trust (the “Trust”), on behalf of The Alpha Fund, (the “Fund”) a series of the Trust and the Advisor of such Fund, Alpha Investment Management, Inc., (the “Advisor”).
