For identification only. The governing terms of this Warrant are set forth below. ------------------------------------------------------------------------ --------Common Stock • July 30th, 2007 • ERF Wireless, Inc. • Communications equipment, nec • Texas
Contract Type FiledJuly 30th, 2007 Company Industry Jurisdiction
IntercontinentalExchange, Inc. Common Stock Underwriting Agreement July 17, 2006 Goldman, Sachs & Co. Morgan Stanley & Co. Incorporated As representatives of the several Underwriters named in Schedule I hereto (the "Representatives"), c/o Goldman,...Common Stock • July 26th, 2006 • Goldman Sachs Group Inc/ • Security brokers, dealers & flotation companies • New York
Contract Type FiledJuly 26th, 2006 Company Industry Jurisdiction
] SHARESCommon Stock • August 29th, 2005 • Resource Capital Corp. • Real estate investment trusts • New York
Contract Type FiledAugust 29th, 2005 Company Industry Jurisdiction
June 24, 2004 Goldman, Sachs & Co. As representative of the several Underwriters named in Schedule I hereto 85 Broad St. New York, New York 10004 Ladies and Gentlemen: OMI Corporation, a corporation incorporated under the laws of the Republic of the...Common Stock • June 28th, 2004 • Omi Corp/M I • Water transportation • New York
Contract Type FiledJune 28th, 2004 Company Industry Jurisdiction
June 24, 2004 Goldman, Sachs & Co. As representative of the several Underwriters named in Schedule I hereto 85 Broad St. New York, New York 10004 Ladies and Gentlemen: OMI Corporation, a corporation incorporated under the laws of the Republic of the...Common Stock • June 28th, 2004 • Omi Corp/M I • Water transportation • New York
Contract Type FiledJune 28th, 2004 Company Industry Jurisdiction
Exhibit 1(b) AVISTA CORPORATION COMMON STOCK (NO PAR VALUE) UNDERWRITING AGREEMENT [Underwriters Representative] Ladies and Gentlemen: Avista Corporation, a Washington corporation (the "Company"), proposes, subject to the terms and conditions stated...Common Stock • April 22nd, 2004 • Avista Corp • Electric & other services combined • New York
Contract Type FiledApril 22nd, 2004 Company Industry Jurisdiction
COMMON STOCKCommon Stock • January 27th, 2004 • TRW Automotive Holdings Corp • Motor vehicle parts & accessories • New York
Contract Type FiledJanuary 27th, 2004 Company Industry Jurisdiction
COMMON STOCKCommon Stock • November 21st, 2001 • St Paul Capital Trust Ii • Fire, marine & casualty insurance • New York
Contract Type FiledNovember 21st, 2001 Company Industry Jurisdiction
COMMON STOCKCommon Stock • October 20th, 2000 • Yellow Brix Inc • Delaware
Contract Type FiledOctober 20th, 2000 Company Jurisdiction
COMMON STOCK ----------------Common Stock • July 20th, 2000 • Lattice Semiconductor Corp • Semiconductors & related devices • New York
Contract Type FiledJuly 20th, 2000 Company Industry Jurisdiction
COMMON STOCKCommon Stock • June 8th, 2000 • Marvell Technology Group LTD • Semiconductors & related devices • New York
Contract Type FiledJune 8th, 2000 Company Industry Jurisdiction
OPTIMAL ROBOTICS CORP. COMMON STOCK UNDERWRITING AGREEMENT ----------------------- GERARD KLAUER MATTISON & CO., INC. THE ROBINSON- HUMPHREY COMPANY, LLC RAYMOND JAMES & ASSOCIATES, INC. As representatives of the several Underwriters named in Schedule...Common Stock • February 24th, 2000 • Optimal Robotics Corp • Services-computer integrated systems design • New York
Contract Type FiledFebruary 24th, 2000 Company Industry Jurisdiction
COMMON STOCKCommon Stock • February 4th, 2000 • Forrester Research Inc • Services-engineering, accounting, research, management • New York
Contract Type FiledFebruary 4th, 2000 Company Industry Jurisdiction
2 3 If the foregoing is in accordance with your understanding, please sign and return to us three counterparts hereof, and upon acceptance hereof by you, on behalf of each of the Underwriters, this letter and such acceptance hereof, including the...Common Stock • June 11th, 1999 • Bancwest Corp/Hi • State commercial banks
Contract Type FiledJune 11th, 1999 Company Industry
EXHIBIT 1.1 MONSANTO COMPANY COMMON STOCK UNDERWRITING AGREEMENT ----------------------Common Stock • December 14th, 1998 • Monsanto Co • Chemicals & allied products • New York
Contract Type FiledDecember 14th, 1998 Company Industry Jurisdiction
AND COMMON STOCKCommon Stock • July 23rd, 1998 • Nitinol Medical Technologies Inc • Surgical & medical instruments & apparatus • New York
Contract Type FiledJuly 23rd, 1998 Company Industry Jurisdiction
COMMON STOCKCommon Stock • July 22nd, 1998 • Pacer International Inc • Arrangement of transportation of freight & cargo • New York
Contract Type FiledJuly 22nd, 1998 Company Industry Jurisdiction
COMMON STOCKCommon Stock • June 16th, 1998 • Geron Corporation • Pharmaceutical preparations • California
Contract Type FiledJune 16th, 1998 Company Industry Jurisdiction
COMMON STOCKCommon Stock • January 21st, 1998 • Skywest Inc • Air transportation, scheduled • Georgia
Contract Type FiledJanuary 21st, 1998 Company Industry Jurisdiction
and FBR ASSET INVESTMENT CORPORATION as the Purchaser This Registration Rights Agreement (the "Agreement") is made and entered into as of November 25, 1997, by and between Capital Automotive REIT, a Maryland real estate investment trust (the...Common Stock • January 13th, 1998 • Capital Automotive Reit • Real estate investment trusts • Virginia
Contract Type FiledJanuary 13th, 1998 Company Industry Jurisdiction
PAULA FINANCIAL COMMON STOCKCommon Stock • August 8th, 1997 • Paula Financial • New York
Contract Type FiledAugust 8th, 1997 Company Jurisdiction
COMMON STOCKCommon Stock • August 5th, 1997 • Annaly Mortgage Management Inc • New York
Contract Type FiledAugust 5th, 1997 Company Jurisdiction
COMMON STOCKCommon Stock • June 4th, 1997 • Kuhlman Corp • Drawing & insulating of nonferrous wire • Georgia
Contract Type FiledJune 4th, 1997 Company Industry Jurisdiction
COMMON STOCKCommon Stock • May 13th, 1997 • Geron Corporation • Pharmaceutical preparations • California
Contract Type FiledMay 13th, 1997 Company Industry Jurisdiction
COMMON STOCK 1,500,000 SHARESCommon Stock • February 4th, 1997 • Strategia Corp • Services-computer programming, data processing, etc. • Kentucky
Contract Type FiledFebruary 4th, 1997 Company Industry Jurisdiction
NUMBER SHARES ----------------- ----------------- | | | | | R | | $ | | | | | ----------------- ----------------- CUSIP 20452C AB 0 COMPLETE MANAGEMENT, INC. % CONVERTIBLE SUBORDINATED DEBENTURE DUE DECEMBER 15, 2003 Complete Management, Inc., a New...Common Stock • November 27th, 1996 • Complete Management Inc • Services-management consulting services
Contract Type FiledNovember 27th, 1996 Company Industry
Pegasystems Inc. Common Stock Underwriting AgreementCommon Stock • November 20th, 1996 • Pegasystems Inc • Services-computer processing & data preparation • New York
Contract Type FiledNovember 20th, 1996 Company Industry Jurisdiction
AMRESCO, INC. COMMON STOCKCommon Stock • December 21st, 1995 • Amresco Inc • Services-engineering, accounting, research, management • Georgia
Contract Type FiledDecember 21st, 1995 Company Industry Jurisdiction