Common Contracts
2 similar Agreement and Plan of Reorganization contracts by Financial Investors Trust
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • April 16th, 2015 • Financial Investors Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this [___] day of April, 2015 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of the Emerald Small Cap Value Fund (the “Acquiring Fund”); Elessar Funds Investment Trust, a Delaware statutory trust (the “Selling Trust”), on behalf of the Elessar Small Cap Value Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); and Emerald Mutual Fund Advisers Trust (“Emerald”), investment adviser to the Acquiring Fund and to the Selling Fund (for purposes of Sections 5.11, 5.13, and 9.1 of the Agreement only). The principal place of business of the Acquiring Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust is 1111 Superior Avenue, Suite 1310, Cleveland, Ohio 44114; and the principal place of business of Emerald is 3175 Oregon Pike, Leola, Pennsylvani
FORM OF AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • August 20th, 2009 • Financial Investors Trust • New York
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this day of , 2009 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of Clough China Fund (the “Acquiring Fund”); Old Mutual Funds I, a Delaware statutory trust, (the “Selling Trust”), on behalf of Old Mutual China Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); ALPS Advisors, Inc. (“ALPS”), the investment adviser to the Acquiring Fund (for purposes of Section 9.1 of the Agreement only). The principal place of business of the Acquiring Trust and ALPS is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust is 4643 South Ulster Street, Suite 600, Denver, Colorado 80237.
