CUSTODY AGREEMENTCustody Agreement • October 1st, 2012 • Elessar Funds Investment Trust • Minnesota
THIS AGREEMENT is made and entered into as of this 31st day of August, 2012, by and between ELESSAR FUNDS INVESTMENT TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
AGREEMENT AND DECLARATION OF TRUST OfAgreement and Declaration of Trust • October 1st, 2012 • Elessar Funds Investment Trust • Delaware
By-Laws of Elessar Small Cap Value FundElessar Funds Investment Trust • October 1st, 2012
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • October 1st, 2012 • Elessar Funds Investment Trust • Ohio
THIS AGREEMENT is made and entered into this 28th day of September, 2012, by and between the Elessar Funds Investment Trust (the “Trust”), a Delaware business trust having its principal place of business at 1111 Superior Ave, Suite 1310 Cleveland, ohio 44114, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • October 1st, 2012 • Elessar Funds Investment Trust • Ohio
THIS AGREEMENT is made and entered into this 28th day of September, 2012, by and between the Elessar Funds Investment Trust (the “Trust”), a Delaware business trust having its principal place of business at 1111 Superior Ave, Suite 1310 Cleveland, ohio 44114, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • April 16th, 2015 • Financial Investors Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this [___] day of April, 2015 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of the Emerald Small Cap Value Fund (the “Acquiring Fund”); Elessar Funds Investment Trust, a Delaware statutory trust (the “Selling Trust”), on behalf of the Elessar Small Cap Value Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); and Emerald Mutual Fund Advisers Trust (“Emerald”), investment adviser to the Acquiring Fund and to the Selling Fund (for purposes of Sections 5.11, 5.13, and 9.1 of the Agreement only). The principal place of business of the Acquiring Trust is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Trust is 1111 Superior Avenue, Suite 1310, Cleveland, Ohio 44114; and the principal place of business of Emerald is 3175 Oregon Pike, Leola, Pennsylvani
ELESSAR INVESTMENT TRUST OPERATING EXPENSES LIMITATION AGREEMENT Elessar Investment Management, LLCElessar Investment Trust Operating Expenses Limitation Agreement • October 5th, 2012 • Elessar Funds Investment Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) is effective as of the 22 day of September, 2012, by and between Elessar Investment Trust, a Delaware statutory trust (the “Trust”), on behalf of the series of the Trust listed in Appendix A (the "Fund"), and the investment adviser of the Fund, Elessar Investment Management, LLC (the “Adviser”).
SUBSCRIPTION AGREEMENT BETWEEN THE FUNDS AND THE INVESTOR Elessar Small Cap Value Fund LETTER OF INVESTMENT INTENTSubscription Agreement • October 1st, 2012 • Elessar Funds Investment Trust
Effective September 22, 2012, the undersigned (the "Purchaser") hereby subscribes to purchase a beneficial interest ("Interest") in the Elessar Small Cap Value Fund, in the amount of $26,690.97 for 2,669.10 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $26,690.97.
SUBSCRIPTION AGREEMENT BETWEEN THE FUNDS AND THE INVESTOR Elessar Small Cap Value Fund LETTER OF INVESTMENT INTENTSubscription Agreement • October 1st, 2012 • Elessar Funds Investment Trust
Effective September 22, 2012, the undersigned (the "Purchaser") hereby subscribes to purchase a beneficial interest ("Interest") in the Elessar Small Cap Value Fund, in the amount of $29,478.39 for 2,947.84 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $29,478.39.
SUBSCRIPTION AGREEMENT BETWEEN THE FUNDS AND THE INVESTOR Elessar Small Cap Value Fund LETTER OF INVESTMENT INTENTSubscription Agreement • October 1st, 2012 • Elessar Funds Investment Trust
Effective September 22, 2012, the undersigned (the "Purchaser") hereby subscribes to purchase a beneficial interest ("Interest") in the Elessar Small Cap Value Fund, in the amount of $69,759.95 for 6,975.99 shares at net asset value of $10.00 per share, in consideration for which the Purchaser agrees to transfer to you upon demand cash in the amount of $69,759.95.
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • October 1st, 2012 • Elessar Funds Investment Trust • Ohio
THIS AGREEMENT, made the 25th day of September, 2012, between Elessar Funds Investment Trust a Delaware Statutory Trust (“Client”), and Elessar Investment Management, LLC (“Elessar”) a Delaware Limited Liability Company.
