Capital One Financial Corp Sample Contracts

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Exhibit 10.2.1 LEASE AGREEMENT Dated as of December 5, 2000
Lease Agreement • March 29th, 2001 • Capital One Financial Corp • Personal credit institutions • New York
EXHIBIT 1.1.2 CAPITAL ONE FINANCIAL CORPORATION 13,000,000 6.25% UPPER DECS(SM) UNDERWRITING AGREEMENT
Underwriting Agreement • April 23rd, 2002 • Capital One Financial Corp • Personal credit institutions • New York
Exhibit 10.15 -------------
Services Agreement • March 22nd, 2000 • Capital One Financial Corp • Personal credit institutions • New York
AND BNY MIDWEST TRUST COMPANY as Forward Purchase Contract Agent
Pledge Agreement • April 23rd, 2002 • Capital One Financial Corp • Personal credit institutions • New York
DECLARATION OF TRUST OF CAPITAL ONE CAPITAL I
Capital One Financial Corp • March 17th, 2003 • Personal credit institutions
CERTIFICATE OF STOCK
Capital One Financial Corp • March 18th, 1998 • Personal credit institutions

Capital One Financial Corporation transferable on the books of the Corpor- ation in person or by duly authorized Attorney upon surrender of this Certificate properly endorsed. This Certificate is not valid until countersigned and registered by the Transfer Agent and Registrar. Witness the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

Exhibit 10.1 REVOLVING CREDIT FACILITY AGREEMENT
Agreement • November 8th, 2000 • Capital One Financial Corp • Personal credit institutions • Ontario
Exhibit 10.2.2 PARTICIPATION AGREEMENT Dated as of December 5, 2000
Participation Agreement • March 29th, 2001 • Capital One Financial Corp • Personal credit institutions • New York
OF
Limited Liability Company Agreement • February 6th, 2002 • Capital One Financial Corp • Personal credit institutions • Delaware
to
Pooling and Servicing Agreement • April 30th, 1998 • Capital One Financial Corp • Personal credit institutions • New York
CAPITAL ONE FINANCIAL CORPORATION REGISTRATION RIGHTS AGREEMENT
Registration Rights Agreement • June 6th, 2013 • Capital One Financial Corp • State commercial banks • New York

Capital One Financial Corporation, a Delaware corporation (the “Company”), proposes to exchange its 3.50% senior notes due 2023 (i) issued on June 6, 2013 and (ii) to be issued on June 18, 2013, if any (the “Initial Securities”), for Exchange Securities (as defined herein). The Initial Securities were (or will be) issued pursuant to a senior indenture dated as of November 1, 1996 between the Company and The Bank of New York Mellon (as successor to Harris Trust and Savings Bank) as supplemented by the first supplemental indenture thereto dated as of June 6, 2013 between the Company and The Bank of New York Mellon Trust Company, N.A. as trustee (collectively, the “Indenture”). The Company agrees with Deutsche Bank Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC, as representatives (collectively, the “Representatives”) of the dealer managers (each, a “Dealer Manager” and together, the “Dealer Managers”) appointed by the Company in respec

EXHIBIT 10.17.4 ---------------
Capital One Financial Corp • March 22nd, 2000 • Personal credit institutions • New York
AMENDMENT NO. 1 ---------------
Capital One Financial Corp • March 22nd, 2000 • Personal credit institutions
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Dated as of April 23, 2002 6.25% Senior Notes Due May 17, 2007 TABLE OF CONTENTS*
Capital One Financial Corp • April 23rd, 2002 • Personal credit institutions • New York
Exhibit 10.24 -------------
Credit Agreement • March 21st, 2000 • Capital One Financial Corp • Personal credit institutions • Virginia
ARTICLE II REPRESENTATIONS AND WARRANTIES OF THE COMPANY AND STOCK SELLERS
Registration Rights Agreement • August 6th, 1998 • Capital One Financial Corp • Personal credit institutions • New York
OF
Limited Liability Company Agreement • February 6th, 2002 • Capital One Financial Corp • Personal credit institutions • Delaware
GUARANTY ---------
Capital One Financial Corp • March 26th, 1999 • Personal credit institutions • New York
DECLARATION OF TRUST OF CAPITAL ONE CAPITAL III
Capital One Financial Corp • February 6th, 2002 • Personal credit institutions
WARRANT AGREEMENT Dated as of December 3, 2009 between CAPITAL ONE FINANCIAL CORPORATION and COMPUTERSHARE TRUST COMPANY, N.A. as Warrant Agent Warrants for Common Stock
Warrant Agreement • December 4th, 2009 • Capital One Financial Corp • State commercial banks • New York

WARRANT AGREEMENT dated as of December 3, 2009 (this “Agreement”), between Capital One Financial Corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered, limited purpose trust company, as Warrant Agent (the “Warrant Agent”).

12,657,960 Warrants Capital One Financial Corporation UNDERWRITING AGREEMENT
Underwriting Agreement • December 9th, 2009 • Capital One Financial Corp • State commercial banks • New York

The United States Department of the Treasury (the “Selling Security Holder”) proposes to sell to the several underwriters (the “Underwriters”) named in Schedule I hereto, for whom you are acting as representative (the “Representative”), an aggregate of up to 12,657,960 warrants (the “Warrants”) of Capital One Financial Corporation, a Delaware corporation (the “Company”), representing the right to purchase an aggregate of up to that same number of shares (the “Warrant Shares”) of the Company’s common stock, $.01 par value (the “Common Stock”). The respective maximum amounts of the Warrants to be so purchased by the several Underwriters are set forth opposite their names in Schedule I hereto.

THE TRANSFER OF THIS AGREEMENT IS SUBJECT TO CERTAIN PROVISIONS CONTAINED HEREIN AND TO RESALE RESTRICTIONS UNDER THE SECURITIES ACT OF 1933, AS AMENDED
Stock Option Agreement • March 16th, 2006 • Capital One Financial Corp • Personal credit institutions • New York

STOCK OPTION AGREEMENT, dated March 12, 2006, between NORTH FORK BANCORPORATION, INC., a Delaware corporation (“Issuer”), and CAPITAL ONE FINANCIAL CORPORATION, a Delaware corporation (“Grantee”).

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