INVESTMENT ADVISORY AGREEMENT BETWEEN SM&R INVESTMENTS, INC. (SM&R EQUITY FUNDS) AND SECURITIES MANAGEMENT AND RESEARCH, INC.Investment Advisory Agreement • December 21st, 2000 • Sm&r Investments Inc
INVESTMENT ADVISORY AGREEMENT BETWEEN SM&R INVESTMENTS, INC. (SM&R ALGER FUNDS) AND SECURITIES MANAGEMENT AND RESEARCH, INC.Investment Advisory Agreement • August 30th, 2000 • Sm&r Investments Inc
INVESTMENT ADVISORY AGREEMENT BETWEEN SM&R CAPITAL FUNDS, INC. (MONEY MARKET FUND) AND SECURITIES MANAGEMENT AND RESEARCH, INC.Investment Advisory Agreement • December 15th, 1998 • Sm&r Capital Funds Inc
EXHIBIT 99.B5 INVESTMENT ADVISORY AGREEMENT BETWEEN SM&R CAPITAL FUNDS, INC. AND SECURITIES MANAGEMENT AND RESEARCH, INC.Investment Advisory Agreement • December 19th, 1995 • Sm&r Capital Funds Inc
SM&R INVESTMENTS, INC. SUB-ADVISORY AGREEMENT (SM&R Alger Funds) AGREEMENT, made as of September 1, 2000, by and between Securities Management and Research, Inc. (herein called the "Investment Adviser"), a Florida corporation and Fred Alger...Sub-Advisory Agreement • August 30th, 2000 • Sm&r Investments Inc • Maryland
EXHIBIT 99.B8bSub-Custodian Agreement • December 19th, 1995 • Sm&r Capital Funds Inc • Texas
Securities Management and Research, Inc. (the "Custodian") request that The Moody National Bank of Galveston (the "Sub- Custodian") open a Custody Account (the "Account") for and in the name of the Custodian on behalf of the SM&R Capital Funds, Inc. and all such series, as may be organized, under the (the "Fund") and requests that the Sub-Custodian hold all securities and other property now or hereafter deposited in or held by the Sub-Custodian for each such series of the Account (the "Property"). The Sub-Custodian agrees to open such Account and to provide safekeeping and accounting services, but no investment services for each such series of the Account.
UNDERWRITING AGREEMENT BETWEEN SM&R INVESTMENTS, INC. (SM&R EQUITY FUNDS) AND SECURITIES MANAGEMENT AND RESEARCH, INC.Underwriting Agreement • December 21st, 2000 • Sm&r Investments Inc
UNDERWRITING AGREEMENT BETWEEN SM&R CAPITAL FUNDS, INC. AND SECURITIES MANAGEMENT AND RESEARCH, INC.Underwriting Agreement • December 15th, 1998 • Sm&r Capital Funds Inc
AGREEMENT AND PLAN OF REORGANIZATION (SM&R Equity Income Fund)Agreement and Plan Of • March 26th, 2010 • California Investment Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this ____ day of _______, 2010, by and between California Investment Trust, a Delaware statutory trust, with its principal place of business at 44 Montgomery Street, Suite 2100, San Francisco, California 94104 (the “Caltrust Registrant”), on behalf of its series, the Equity Income Fund (the “Surviving Fund”), and SM&R Investments, Inc., a Maryland corporation, with its principal place of business at 2450 South Shore Boulevard, Suite 400, League City, Texas 77573 (the “SM&R Registrant”), on behalf of its series, the SM&R Equity Income Fund (“Reorganizing Fund” and, collectively with the Surviving Fund, the “Funds”).
GREER, HERZ & ADAMS, L.L.P. A LIMITED LIABILITY PARTNERSHIP INCLUDING PROFESSIONAL CORPORATIONS ATTORNEYS AT LAW ONE MOODY PLAZA, 18TH FLOOR GALVESTON, TEXAS 77550-7998 FAX (409) 766-6424Sm&r Investments, Inc. • December 29th, 2009
GREGORY S. GARRISON (409) 797-3248 ggarrison@greerherz.com Galveston Office - (409) 797-3200 (281) 480-5278 (HOUSTON) www.greerherz.com BAY AREA HOUSTON OFFICE: 2525 SOUTH SHORE BLVD., SUITE 203 LEAGUE CITY, TEXAS 77573 FAX (281) 538-3791
AGREEMENT AND PLAN OF REORGANIZATION (SM&R Growth Fund)Agreement and Plan of Reorganization • March 26th, 2010 • California Investment Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this ____ day of _______, 2010, by and between California Investment Trust, a Delaware statutory trust, with its principal place of business at 44 Montgomery Street, Suite 2100, San Francisco, California 94104 (the “Caltrust Registrant”), on behalf of its series, the Equity Income Fund (the “Surviving Fund”), and SM&R Investments, Inc., a Maryland corporation, with its principal place of business at 2450 South Shore Boulevard, Suite 400, League City, Texas 77573 (the “SM&R Registrant”), on behalf of its series, the SM&R Growth Fund (“Reorganizing Fund” and, collectively with the Surviving Fund, the “Funds”).
CUSTODIAN CONTRACT BETWEEN SM&R CAPITAL FUNDS, INC. AND SECURITIES MANAGEMENT AND RESEARCH, INC.Custodian Contract • December 19th, 1995 • Sm&r Capital Funds Inc • Texas
CUSTODIAN AGREEMENT BETWEEN SM&R INVESTMENTS, INC. AND MOODY NATIONAL BANKCustodian Agreement • December 29th, 2009 • Sm&r Investments, Inc. • Texas
THIS CUSTODIAN AGREEMENT (the “Agreement”) is made and entered into this 10th day of September, 2009, by and between MOODY NATIONAL BANK, a national banking association hereinafter referred to as the “Custodian,” and SM&R INVESTMENTS, INC., a Maryland corporation hereinafter referred to as the “Fund.”
UNDERWRITING AGREEMENT BETWEEN SM&R CAPITAL FUNDS, INC. AND SECURITIES MANAGEMENT AND RESEARCH, INC.Underwriting Agreement • December 19th, 1995 • Sm&r Capital Funds Inc
FIRST AMENDMENT TO THE CUSTODIAN CONTRACT BETWEEN SM&R INVESTMENTS, INC. AND SECURITIES MANAGEMENT AND RESEARCH, INC. This is an Amendment to the Custodian Contract dated December 31, 1998 (the "Contract"), by and between SM&R Investments, Inc., a...Sm&r Investments Inc • August 30th, 2000
This is an Amendment to the Custodian Contract dated December 31, 1998 (the "Contract"), by and between SM&R Investments, Inc., a Maryland corporation hereinafter referred to as the "Fund," and Securities Management and Research, Inc., a Florida corporation hereinafter referred to as the "Custodian."
CUSTODIAN CONTRACT BETWEEN SM&R INVESTMENTS, INC. (SM&R EQUITY FUNDS) AND SECURITIES MANAGEMENT AND RESEARCH, INC.Custodian Contract • December 21st, 2000 • Sm&r Investments Inc • Texas
AGREEMENT AND PLAN OF REORGANIZATION (SM&R Balanced Fund)Agreement and Plan • March 26th, 2010 • California Investment Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this ____ day of _______, 2010, by and between California Investment Trust, a Delaware statutory trust, with its principal place of business at 44 Montgomery Street, Suite 2100, San Francisco, California 94104 (the “Caltrust Registrant”), on behalf of its series, the Equity Income Fund (the “Surviving Fund”), and SM&R Investments, Inc., a Maryland corporation, with its principal place of business at 2450 South Shore Boulevard, Suite 400, League City, Texas 77573 (the “SM&R Registrant”), on behalf of its series, the SM&R Balanced Fund (“Reorganizing Fund” and, collectively with the Surviving Fund, the “Funds”).
MERGER OF SM&R GROWTH FUND, INC. An agreement and plan of conversion and termination was made between SM&R Growth Fund, Inc. and SM&R Investments, Inc., on behalf of its SM&R Growth Fund series (the "clone fund"). The SM&R Growth Fund, Inc. changed...Sm&r Investments Inc • April 27th, 2001
This new series of SM&R Investments, Inc. will have investment objectives and principal investment strategies materially the same as the SM&R Growth Fund, Inc., as well as the same investment adviser. The "clone fund" purchased all of the assets of the SM&R Growth Fund, Inc. by delivering shares of the SM&R Growth Fund, Inc. to the "clone fund". On January 1, 2001, the shareholders received the same number of shares of the "clone fund" of the SM&R Investments, Inc. of the same class and at the same net asset value as they owned in the SM&R Growth Fund, Inc. as of December 31, 2000.
