ARTICLE ONE AMENDMENTSHoenig Group Inc • July 3rd, 2002 • Security brokers, dealers & flotation companies • New York
Exhibit 99.1 VOTING AGREEMENT ---------------- VOTING AGREEMENT, dated as of February 28, 2002 (this "Agreement"), between INVESTMENT TECHNOLOGY GROUP, INC., a Delaware corporation ("Parent"), HOENIG GROUP INC., a Delaware corporation ("Company"), and...Voting Agreement • March 4th, 2002 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
Exhibit 99.2 AMENDMENT TO RIGHTS AGREEMENT AMENDMENT, effective as of February 28, 2002, to the Rights Agreement (the "Rights Agreement"), dated as of January 14, 1997, between Hoenig Group Inc., a Delaware corporation (the "Company"), and Continental...Rights Agreement • March 4th, 2002 • Hoenig Group Inc • Security brokers, dealers & flotation companies
BETWEENStock Purchase Agreement • March 29th, 2002 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
as Rights Agent Rights AgreementRights Agreement • January 21st, 1997 • Hoenig Group Inc • Security brokers, dealers & flotation companies • Delaware
EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT, dated as of April 9, 1998 (this "Agreement"), by and between Axe-Houghton Associates, Inc., a Delaware corporation (the "Company"), and Seth M. Lynn, Jr. ("Executive"). WHEREAS, the Company desires to...Employment Agreement • March 31st, 1999 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
WITNESSETH: -----------Employment Agreement • May 15th, 1998 • Hoenig Group Inc • Security brokers, dealers & flotation companies • York
FIRST AMENDMENT TO EMPLOYMENT AGREEMENTEmployment Agreement • March 29th, 2002 • Hoenig Group Inc • Security brokers, dealers & flotation companies
EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT, dated October 8, 1998 (this "Agreement"), by and between Hoenig Group Inc., a Delaware corporation (the "Company"), and Max H. Levine (the "Executive"). WHEREAS, the Company desires to continue to employ the...Employment Agreement • November 13th, 1998 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
by and amongAgreement and Plan of Merger • March 4th, 2002 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
AMENDMENT NO. 1 TO EMPLOYMENT AGREEMENTEmployment Agreement • May 15th, 1998 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
SECOND AMENDMENT TO EMPLOYMENT AGREEMENT -------------------- Second Amendment, dated December 20, 2001 (the "Amendment"), by and between Hoenig Group Inc., a Delaware corporation (the "Company"), and Max H. Levine (the "Executive"). WHEREAS, the...Employment Agreement • March 29th, 2002 • Hoenig Group Inc • Security brokers, dealers & flotation companies
TRANSFER AND ASSUMPTION AGREEMENT DATED AS OF NOVEMBER 28, 2001Transfer and Assumption Agreement • March 29th, 2002 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
EMPLOYMENT AGREEMENT EMPLOYMENT AGREEMENT, dated as of January 1, 2000 (this "Agreement"), by and between Hoenig Group Inc., a Delaware corporation (the "Company"), and Fredric P. Sapirstein (the "Executive"). WHEREAS, the Executive is employed by the...Employment Agreement • March 30th, 2000 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
ARTICLE I DEFINITIONSEscrow Agreement • July 3rd, 2002 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.22 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT Amendment, dated March 22, 2001 (the "Amendment"), by and between Hoenig & Co., Inc., a Delaware corporation (the "Company"), and Max H. Levine (the "Executive"). WHEREAS, the Company and the...Employment Agreement • May 15th, 2001 • Hoenig Group Inc • Security brokers, dealers & flotation companies
ARTICLE ICustodian and Paying Agent Agreement • July 3rd, 2002 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.18 EMPLOYMENT AGREEMENT, AS AMENDED EMPLOYMENT AGREEMENT, dated December 19, 1997 (this "Agreement"), as amended by amendment # 1, dated January 1999, by and between Axe-Houghton Associates, Inc., a Delaware corporation (the "Company"), and...Employment Agreement • November 3rd, 2000 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
EXHIBIT 10.18 SPECTRUM ASSET MANAGEMENT, INC. CLIENT AGREEMENT AND TRADING AUTHORIZATION This Agreement sets forth the terms and conditions upon which Spectrum Asset Management, Inc. (hereinafter referred to as the "Advisor") shall act as agent and...Hoenig Group Inc • May 15th, 1998 • Security brokers, dealers & flotation companies
EXHIBIT 10.6 ------------ September 26, 2001 Fredric P. Sapirstein Hoenig Group Inc. Reckson Executive Park 4 International Drive Rye Brook, NY 10573 Dear Fred: Hoenig Group Inc. ("Hoenig") and you are parties to an employment agreement, dated January...Hoenig Group Inc • November 14th, 2001 • Security brokers, dealers & flotation companies
Hoenig Group Inc. ("Hoenig") and you are parties to an employment agreement, dated January 2, 2000 (the "Agreement"). Capitalized terms used herein shall have the meanings ascribed to them in the Agreement. The Agreement provides that the Initial Period of employment ends on December 31, 2001 and that the Agreement will automatically be renewed for a one year period, unless either party notifies the other in writing of its intention not to renew the Agreement not less than three months prior to the end of the Initial Period.
October 4, 2000Hoenig Group Inc • November 3rd, 2000 • Security brokers, dealers & flotation companies • New York
SEPARATION AGREEMENT This Separation Agreement, dated October 31, 1996, between Hoenig Group Inc. ("Hoenig"), Axe-Houghton Associates, Inc. ("Axe-Houghton"), 4 International Drive, Rye Brook, New York 10573, and J. Richard Walton, 262 River Road,...Separation Agreement • March 31st, 1997 • Hoenig Group Inc • Security brokers, dealers & flotation companies • New York
October 4, 2000Hoenig Group Inc • November 3rd, 2000 • Security brokers, dealers & flotation companies • New York
