Exhibit (e)(2) UNDERWRITING AGREEMENT THIS AGREEMENT is made as of January 1, 2008 by and between PFPC DISTRIBUTORS, INC., a Massachusetts corporation ("Distributor"), and the HIGHMARK FUNDS, a Massachusetts business trust (the "Trust"). W I T N E S S...Underwriting Agreement • November 21st, 2007 • Highmark Funds /Ma/
Exhibit (h)(3) ADMINISTRATIVE SERVICES AGREEMENT THIS ADMINISTRATIVE SERVICES AGREEMENT dated as of December 10, 2007 is made and entered into by and between HighMark Capital Management, Inc., a California corporation ("HighMark"), and HighMark Funds,...Administrative Services Agreement • November 21st, 2007 • Highmark Funds /Ma/ • Massachusetts
Exhibit 99.e.1 DISTRIBUTION AGREEMENT AS RE-EXECUTED JANUARY 30,1998 THIS AGREEMENT is made as of this 15" day of February, 1997, between HighMark Funds (the "Trust"), a Massachusetts business trust and SEI Financial Services Company (the...Distribution Agreement • September 28th, 2001 • Highmark Funds /Ma/ • Massachusetts
TO TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN HIGHMARK FUNDS. AND STATE STREET BANK AND TRUST COMPANYTransfer Agency and Service Agreement • September 27th, 2007 • Highmark Funds /Ma/
HIGHMARK INTERNATIONAL EQUITY FUND SUB-ADVISORY AGREEMENT AGREEMENT executed as of September 1, 1998 by and between HIGHMARK CAPITAL MANAGEMENT, INC. (the "Adviser") and AXA ASSET MANAGEMENT PARTENAIRES, a French corporation with registration number...Sub-Advisory Agreement • November 30th, 1998 • Highmark Funds /Ma/ • Massachusetts
INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of September 1, 1998 between HIGHMARK FUNDS (formerly, THE HIGHMARK GROUP), a Massachusetts business trust (herein called the "Trust"), and HighMark Capital Management, Inc., a California corporation...Investment Advisory Agreement • November 30th, 1998 • Highmark Funds /Ma/ • Massachusetts
1 Exhibit 9(a)Administration Agreement • February 25th, 1997 • Highmark Group /Oh/ • Massachusetts
EXHIBIT 9(f) Amendment made as of June 19, 1996 to the Fund Accounting Agreement between Registrant and BISYS Fund Services Ohio, Inc.Fund Accounting Agreement • November 8th, 1996 • Highmark Group /Oh/
2- 3 the requirements of said Act and rules and regulations of the Securities and Exchange Commission thereunder. As used in this agreement the terms "registration statement" and "prospectus" shall mean any registration statement and any prospectus...Distribution Agreement • December 1st, 1995 • Highmark Group /Oh/ • Massachusetts
1 EXHIBIT 5(c) INVESTMENT SUBADVISORY AGREEMENT AGREEMENT executed as of April 25, 1997 by and between UNION BANK OF CALIFORNIA, N.A. (the "Advisor"), and TOKYO-MITSUBISHI ASSET MANAGEMENT (UK), LTD. (the "SubAdvisor"), a subsidiary of Bank of Tokyo,...Investment Subadvisory Agreement • June 18th, 1997 • Highmark Funds /Ma/ • Massachusetts
By: /s/ Greg Knopf By: /s/ Sofia A. Rosala --------------- -------------------------- Name: Greg Knopf Name: Sofia A. Rosala Title: Title: Vice President ATTACHMENT 1 SCHEDULE B TO THE SUB-ADMINISTRATION AGREEMENT BETWEEN HIGHMARK CAPITAL MANAGEMENT...Sub-Administration Agreement • September 27th, 2007 • Highmark Funds /Ma/
SUBADVISORY AGREEMENTSubadvisory Agreement • May 17th, 2013 • Nationwide Mutual Funds • Delaware
Appendix B Custody Agreement Effective August 1, 2008 Name of Fund: Diversified Money Market Fund U.S. Government Money Market Fund 100% U.S. Treasury Money Market Fund Treasury Plus Money Market Fund California Tax- Free Money Market Fund California...Highmark Funds /Ma/ • July 9th, 2008
Diversified Money Market Fund U.S. Government Money Market Fund 100% U.S. Treasury Money Market Fund Treasury Plus Money Market Fund California Tax- Free Money Market Fund California Intermediate Tax- Free Bond Fund National Intermediate Tax-Free Bond Fund Bond Fund Short Term Bond Fund Income Plus Allocation Fund Growth & Income Allocation Fund Capital Growth Allocation Fund Diversified Equity Allocation Fund Balanced Fund Core Equity Fund Large Cap Value Fund (formerly, the Income Equity Fund) Value Momentum Fund Large Cap Growth Fund International Opportunities Fund Small Cap Value Fund Small Cap Growth Fund Cognitive Value Fund Enhanced Growth Fund Small Cap Advantage Fund Fundamental Equity Fund
SUB-ADVISORY AGREEMENT BETWEEN HIGHMARK CAPITAL MANAGEMENT, INC. AND BAILARD, INC. FOR THE HIGHMARK INTERNATIONAL OPPORTUNITIES FUNDSub-Advisory Agreement • August 23rd, 2006 • Highmark Funds /Ma/ • Massachusetts
1 EXHIBIT 9a MANAGEMENT AND ADMINISTRATION AGREEMENT As of August 1, 1995 The Winsbury Company Limited Partnership 1900 East Dublin-Granville Road Columbus, OH 43229 Gentlemen: The HighMark Group, a Massachusetts business trust (the "Trust"), herewith...Management and Administration Agreement • December 1st, 1995 • Highmark Group /Oh/ • Massachusetts
SHAREHOLDER SERVICE PLAN AND AGREEMENT HIGHMARK FUNDS Fiduciary Shares HighMark Funds (the "Fund"), an open-end investment company registered under the Investment Company Act of 1940, as amended, hereby retains HighMark Capital Management, Inc. (the...Shareholder Service Plan and Agreement • August 23rd, 2006 • Highmark Funds /Ma/
HIGHMARK CAPITAL MANAGEMENT, INC. SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 24th, 2010 • Highmark Funds /Ma/ • Massachusetts
This AGREEMENT is effective as of October 8, 2010, by and between HIGHMARK CAPITAL MANAGEMENT, INC. (“Adviser”) and ZIEGLER CAPITAL MANAGEMENT, LLC, a Wisconsin limited liability company, which is an investment adviser registered under the laws of the United States as an investment adviser under the Investment Advisers Act of 1940, as amended (“Sub-Adviser”).
SUB-ADVISORY AGREEMENT BETWEEN HIGHMARK CAPITAL MANAGEMENT, INC. AND BAILARD, INC. FOR THE HIGHMARK COGNITIVE VALUE FUNDSub-Advisory Agreement • August 23rd, 2006 • Highmark Funds /Ma/ • Massachusetts
EXHIBIT 6(b)Distribution Agreement • December 13th, 1996 • Highmark Group /Oh/ • Massachusetts
EXHIBIT A FORM OF HIGHMARK INTERNATIONAL EQUITY FUND SUB-ADVISORY AGREEMENTHighmark Funds /Ma/ • September 28th, 2001
Exhibit (h)(2) SUB-ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT THIS AGREEMENT is made as of December 3, 2007 by and between PFPC Inc., a Massachusetts corporation with offices located at 301 Bellevue Parkway, Wilmington, Delaware 19809 ("PFPC"),...Sub-Administration and Accounting Services Agreement • April 25th, 2008 • Highmark Funds /Ma/
1 EXHIBIT 9b TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT AGREEMENT made as of the 1st day of August, 1995 between THE HIGHMARK GROUP (the "Trust"), a Massachusetts business trust having its principal place of business at 1900 East...Transfer Agency and Shareholder Services Agreement • December 1st, 1995 • Highmark Group /Oh/ • Massachusetts
BFDS Letterhead] [Anti-Money Laundering Compliance Officer] [Name of Fund Complex] [Address] Dear __________: [Fund Complex] (the "Fund") and State Street Bank and Trust Company (the "Transfer Agent") are parties to an agreement dated as of [Date]...Highmark Funds /Ma/ • November 25th, 2003
AMENDMENT NO. 1 DATED AS OF OCTOBER 27, 2005 TO SUB-ADVISORY AGREEMENT DATED AS OF SEPTEMBER 28, 2001 WHEREAS, HIGHMARK CAPITAL MANAGEMENT, INC., a California corporation (the "Adviser"), and LSV ASSET MANAGEMENT, a Delaware General Partnership (the...Highmark Funds /Ma/ • November 29th, 2005
EXHIBIT A FORM OF HIGHMARK GROWTH FUND SUB-ADVISORY AGREEMENTHighmark Funds /Ma/ • September 28th, 2001 • Massachusetts
FORM OF SUB-ADMINISTRATION AGREEMENT ----------------------------Agreement • December 13th, 1996 • Highmark Group /Oh/ • Massachusetts
EXHIBIT 9(k)Sub-Accounting Agreement • December 13th, 1996 • Highmark Group /Oh/ • Massachusetts
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • April 15th, 2013 • Daily Income Fund • Massachusetts
This Agreement and Plan of Reorganization (the “Agreement”) is made as of April 2, 2013, by and among HighMark Funds, a Massachusetts business trust (the “Trust”), on behalf of HighMark Treasury Plus Money Market Fund (the “Acquired Fund”), Daily Income Fund, a Massachusetts business trust (the “Acquiring Company”), on behalf of U.S. Treasury Portfolio (the “Acquiring Fund”) and, for purposes of Sections 9.1, 9.2 and 10.2 only, Reich & Tang Asset Management, LLC (the “Acquiring Adviser”) and HighMark Capital Management, Inc. (“HCM”). The capitalized terms used herein shall have the meaning ascribed to them in this Agreement.
Exhibit (d)(3) HIGHMARK SMALL CAP VALUE FUND SUB-ADVISORY AGREEMENT This AGREEMENT is executed as of September 28, 2001 and made effective as of October 1, 2001, by and between HIGHMARK CAPITAL MANAGEMENT, INC. (the "Adviser") and LSV ASSET...Highmark Funds /Ma/ • September 27th, 2002 • Massachusetts
1 EXHIBIT 5(d) INVESTMENT SUBADVISORY AGREEMENT AGREEMENT executed as of April 25, 1997 by and between UNION BANK of CALIFORNIA, N.A. (the "Advisor"), and BANK OF TOKYO-MITSUBISHI TRUST COMPANY (the "SubAdvisor"), a subsidiary of The Bank of...Investment Subadvisory Agreement • June 18th, 1997 • Highmark Funds /Ma/ • Massachusetts
SUB-ADVISORY AGREEMENT BETWEEN HIGHMARK CAPITAL MANAGEMENT, INC. AND BAILARD, INC. FOR THE HIGHMARK INTERNATIONAL OPPORTUNITIES FUNDSub-Advisory Agreement • July 25th, 2011 • Highmark Funds /Ma/ • Massachusetts
This AGREEMENT is executed as of June 1, 2011 and made effective as of June 1, 2011, by and between HIGHMARK CAPITAL MANAGEMENT, INC. (“Adviser”) and BAILARD, INC., a California corporation, which is an investment adviser registered under the laws of the United States as an investment adviser under the Investment Advisers Act of 1940 (“Sub-Adviser”).
HIGHMARK CAPITAL MANAGEMENT, INC. FORM OF SUB-ADVISORY AGREEMENT This AGREEMENT is executed as of __________________, 2006 and made effective as of ___________________, 2006, by and between HIGHMARK CAPITAL MANAGEMENT, INC. ( "Adviser") and BAILARD,...Agreement • March 7th, 2006 • Highmark Funds /Ma/ • Massachusetts
HIGHMARK CAPITAL MANAGEMENT, INC. INTERIM SUB-ADVISORY AGREEMENTInterim Sub-Advisory Agreement • September 10th, 2010 • Highmark Funds /Ma/ • Massachusetts
This Interim Sub-Advisory Agreement (the “Interim Agreement”) is effective as of May 21, 2010, by and between HIGHMARK CAPITAL MANAGEMENT, INC. (“Adviser”) and ZIEGLER CAPITAL MANAGEMENT, LLC, a Wisconsin limited liability company, which is an investment adviser registered under the laws of the United States as an investment adviser under the Investment Advisers Act of 1940, as amended (“Sub-Adviser”).
SUB-ADVISORY AGREEMENT BETWEEN HIGHMARK CAPITAL MANAGEMENT, INC. AND BAILARD, INC. FOR THE HIGHMARK ENHANCED GROWTH FUNDSub-Advisory Agreement • August 23rd, 2006 • Highmark Funds /Ma/ • Massachusetts
FORM OF HIGHMARK FUNDS DISTRIBUTION AND SERVICE AGREEMENT FOR CLASS B SHARES (CONTINGENT DEFERRED SALES CHARGE CLASS)Agreement • June 18th, 1997 • Highmark Funds /Ma/ • Massachusetts