TRANSFER AGENCY AGREEMENT THIS AGREEMENT is made this 9th day of February, 1989, by and between Cash Assets Trust, an unincorporated business trust organized under the laws of Massachusetts (the "Trust"), and Administrative Data Management Corp., a...Transfer Agency Agreement • July 30th, 1997 • Cash Assets Trust
W I T N E S S E T H :Advisory Agreement • July 27th, 2006 • Cash Assets Trust
TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of November 7, 1997 by and between PFPC INC., a Delaware corporation ("PFPC"), and CASH ASSETS TRUST, a Massachusetts business trust (the "Fund"). W I T N E S S E T H: WHEREAS, the Fund is...Transfer Agency Services Agreement • May 29th, 1998 • Cash Assets Trust
ARTICLE ICustody Agreement • July 30th, 1997 • Cash Assets Trust • Ohio
ANTI-MONEY LAUNDERING AMENDMENT TO DISTRIBUTION AGREEMENTDistribution Agreement • July 30th, 2003 • Cash Assets Trust
CUSTOMER IDENTIFICATION SERVICES AMENDMENT This Customer Identification Services Amendment (this "Amendment") amends, as of the 1st day of October, 2003 (the "Effective Date"), the Transfer Agency Services Agreement, dated as of November 7, 1997,...Cash Assets Trust • July 29th, 2004
This Agreement, made the day of December, 1992, by and between Cash Assets Trust (the "Trust"), a Massachusetts business trust with principal offices in New York, New York and Hawaiian Trust Company, Limited ("HTCo"), a trust company organized under...Agreement • July 30th, 1997 • Cash Assets Trust • Hawaii
AMENDED AGREEMENT AMONG INSUREDS UNDER D&O/E&O INSURANCE POLICY AGREEMENT made as of March 22, 2007, by and among the investment companies (which include all series thereof) listed on Schedule A (the "Funds") and the corporations (the "Service...Agreement • August 14th, 2008 • Cash Assets Trust
PACIFIC CAPITAL CASH ASSETS TRUST AMENDED AND RESTATED ADMINISTRATION AGREEMENT THIS AGREEMENT, made as of July 16, 2008 by and between Cash Assets Trust (the "Business Trust"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York,...Administration Agreement • July 25th, 2008 • Cash Assets Trust
ASSIGNMENT AND ASSUMPTION OF ADMINISTRATION AGREEMENT This Assignment and Assumption of Administration Agreement is entered into this 25th day of November, 2003 by and among Aquila Management Corporation ("Former Administrator"), a New York...Assignment and Assumption of Administration Agreement • July 29th, 2004 • Cash Assets Trust
ANTI-MONEY LAUNDERING AMENDMENT This ANTI-MONEY LAUNDERING AMENDMENT (this "Amendment") amends as of the 23rd day of October 2002 (the "Effective Date"), the Transfer Agency Service Agreement, dated as of November 7, 1997, between Cash Assets Trust...Cash Assets Trust • July 30th, 2003
CASH ASSETS TRUST DISTRIBUTION AGREEMENT AGREEMENT, made as of this 28th day of May, 1999 by and between CASH ASSETS TRUST (hereinafter called the "Business Trust"), and AQUILA DISTRIBUTORS, INC., (hereinafter called the "Distributor"). W I T N E S S...Cash Assets Trust • July 28th, 1999 • Cash Assets Trust
AMENDED AND RESTATED DISTRIBUTION AGREEMENT AGREEMENT, made as of this 23rd day of March, 1990, by and between Cash Assets Trust (hereinafter called the "Business Trust"), and Aquila Distributors, Inc. (hereinafter called the "Distributor"). W I T N E...Distribution Agreement • July 30th, 1997 • Cash Assets Trust
PACIFIC CAPITAL TAX-FREE CASH ASSETS TRUST INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, made as of July 16, 2008 by and between Cash Assets Trust (the "Business Trust"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York, NY...Trust Investment Advisory Agreement • July 25th, 2008 • Cash Assets Trust
U.S TREASURIES CASH ASSETS TRUST AMENDED AND RESTATED ADMINISTRATION AGREEMENT THIS AGREEMENT, made November 1, 1993 by and between Cash Assets Trust (the "Business Trust"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York, New...Administration Agreement • July 30th, 1997 • Cash Assets Trust
SUPPLEMENTAL AGREEMENT TO ANTI-MONEY LAUNDERING AMENDMENT WHEREAS, PFPC Inc. ("PFPC") and Cash Assets Trust (the "Fund") have entered into an Anti-Money Laundering Amendment (the "Amendment") dated October 23, 2002, which amends the Transfer Agency...Supplemental Agreement • July 30th, 2003 • Cash Assets Trust
This Supplemental Agreement contains the entire understanding between the parties with respect to the issues contemplated hereby. Except as expressly set forth herein, the Amendment shall remain unaffected hereby.
W I T N E S S E T H :Agreement • July 27th, 2006 • Cash Assets Trust
CASH ASSETS TRUST (all portfolios of Trust) DISTRIBUTION ASSISTANCE AGREEMENT FROM: __________________________________ TO: Aquila Distributors, Inc. 380 Madison Avenue, Suite 2300 New York, N.Y. 10017 Gentlemen: We understand that Cash Assets Trust...Cash Assets Trust • July 30th, 1997
Date], 199[] Aquila Distributors, Inc. 380 Madison Avenue New York, N.Y. 10017 DISTRIBUTION ASSISTANCE AGREEMENT Gentlemen: We understand that [Name of Portfolio] (the "Trust"), a series of Cash Assets Trust, a Massachusetts business trust (the...Cash Assets Trust • July 30th, 1997
CASH ASSETS TRUST AMENDED AND RESTATED ADMINISTRATION AGREEMENT THIS AGREEMENT, made November 1, 1993 by and between Cash Assets Trust (the "Business Trust"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York, New York 10017,...Cash Assets Trust • July 30th, 1997 • Cash Assets Trust
PACIFIC CAPITAL U.S. GOVERNMENT SECURITIES CASH ASSETS TRUST INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, made as of [ ], 2008 by and between Cash Assets Trust (the "Business Trust"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300,...Agreement • May 30th, 2008 • Cash Assets Trust
PACIFIC CAPITAL CASH ASSETS TRUST INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, made as of July 16, 2008 by and between Cash Assets Trust (the "Business Trust"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York, NY 10017, and...Assets Trust Investment Advisory Agreement • July 25th, 2008 • Cash Assets Trust
PACIFIC CAPITAL TAX-FREE CASH ASSETS TRUST INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT, made as of [ ], 2008 by and between Cash Assets Trust (the "Business Trust"), a Massachusetts business trust, 380 Madison Avenue, Suite 2300, New York, NY 10017,...Investment Advisory Agreement • May 30th, 2008 • Cash Assets Trust
Form of Information Sharing Agreement [Letterhead of counterparty]Sharing Agreement • July 30th, 1997 • Cash Assets Trust
We understand that you have entered into a Distribution Assistance Agreement with [ ] (the "Service Provider"), a "Designated Payee" for purposes of Part II of the Distribution Plan of Pacific Capital [ ] Cash Assets Trust (the "Trust"), a series of Cash Assets Trust (the "Business Trust"). The Agreement contemplates payment to the Service Provider of distribution and service fees out of the assets of the Trust pursuant to Part II of the Plan and contemplates further that the Service Provider may reallow a portion of such fees to us in consideration of our assistance in the distribution and servicing of Service Shares of the Trust.
