3- "COMMON STOCK" means the Company's common stock, $.001 par value per share, as constituted on the Date of Issuance. However, upon the occurrence of certain events prescribed herein that affect the Common Stock otherwise issuable upon exercise of...Jw Charles Financial Services Inc/Fl • March 9th, 1998 • Security brokers, dealers & flotation companies • Florida
MARKETING AGREEMENT OF WILMINGTON TRUST FSB AND J W CHARLES FINANCIAL SERVICES, INC.Marketing Agreement • March 28th, 1996 • Jw Charles Financial Services Inc/Fl • Security brokers, dealers & flotation companies
AMENDED AND RESTATED AGREEMENT AND PLAN OF COMBINATION BY AND AMONG JW CHARLES FINANCIAL SERVICES, INC., A FLORIDA CORPORATION, JW GENESIS FINANCIAL CORP., A FLORIDA CORPORATION, GENESIS MERCHANT GROUP SECURITIES LLC, A CALIFORNIA LIMITED LIABILITY...Agreement and Plan of Combination • March 24th, 1998 • Jw Charles Financial Services Inc/Fl • Security brokers, dealers & flotation companies • Florida
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE HEREOF CAN BE TRANSFERRED ONLY IN COMPLIANCE WITH THE SECURITIES ACT OF 1933, AS AMENDED, AND APPLICABLE STATE SECURITIES LAWS. THIS WARRANT AND SUCH SHARES MAY NOT BE SOLD,...Exercise Agreement • April 1st, 1997 • Jw Charles Financial Services Inc/Fl • Security brokers, dealers & flotation companies • Florida
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON THE EXERCISE HEREOF CAN BE TRANSFERRED ONLY IN COMPLIANCE WITH THE SECURITIES ACT OF 1933, AS AMENDED, AND APPLICABLE STATE SECURITIES LAWS. THIS WARRANT AND SUCH SHARES MAY NOT BE SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT, UNLESS, IN THE OPINION OF COUNSEL TO THE COMPANY, SUCH REGISTRATION IS NOT THEN REQUIRED.
Exhibit 10(j)Exercise Agreement • March 28th, 1996 • Jw Charles Financial Services Inc/Fl • Security brokers, dealers & flotation companies • Florida
I. LOAN TERMSNote and Loan Agreement • March 28th, 1996 • Jw Charles Financial Services Inc/Fl • Security brokers, dealers & flotation companies • Delaware
ARTICLE I RECITALS AND DEFINITIONSRevolving Loan Agreement • April 1st, 1997 • Jw Charles Financial Services Inc/Fl • Security brokers, dealers & flotation companies • Florida
