Exhibit 10.261 Purchase Agreement by and among The Charles Schwab Corporation, a Delaware corporation, CS Capital Markets & Co., a Delaware corporation, Schwab Associates & Co., a Delaware corporation, UBS Securities LLC, a Delaware limited liability...Purchase Agreement • November 8th, 2004 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledNovember 8th, 2004 Company Industry Jurisdiction
EXHIBIT 10.238 $1,200,000,000 CREDIT AGREEMENT (364-DAY COMMITMENT) dated as of June 22, 2001Credit Agreement • March 27th, 2002 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledMarch 27th, 2002 Company Industry Jurisdiction
EXHIBIT 1.2 THE CHARLES SCHWAB CORPORATION MEDIUM TERM NOTES DISTRIBUTION AGREEMENT Morgan Stanley & Co. Incorporated 1585 Broadway New York, New York 10036 Goldman, Sachs & Co. 85 Broad Street New York, New York 10004 Credit Suisse First Boston...Terms Agreement • May 5th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 5th, 2000 Company Industry Jurisdiction
AGREEMENTExecutive Employment Agreement • November 12th, 2002 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New Jersey
Contract Type FiledNovember 12th, 2002 Company Industry Jurisdiction
Exhibit 10.200 INDEMNIFICATION AGREEMENT AGREEMENT, effective as of ______________________, between The Charles Schwab Corporation, a Delaware corporation (the "Company"), and ____________________ (the "Indemnitee"). Capitalized terms in this...Indemnification Agreement • March 30th, 1999 • Schwab Charles Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledMarch 30th, 1999 Company Industry Jurisdiction
AmongCredit Agreement • August 5th, 2005 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledAugust 5th, 2005 Company Industry Jurisdiction
EXHIBIT 10.149 EMPLOYMENT AGREEMENT This Agreement is made and entered into as of March 31, 1995 by and between The Charles Schwab Corporation, a Delaware Corporation (hereinafter referred to as the "Company"), and Charles R. Schwab, an individual...Employment Agreement • March 28th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledMarch 28th, 2000 Company Industry Jurisdiction
1 EXHIBIT 10.163 LEASE OF 101 MONTGOMERY STREET SAN FRANCISCO, CALIFORNIASchwab Charles Corp • March 28th, 1997 • Security brokers, dealers & flotation companies • California
Company FiledMarch 28th, 1997 Industry Jurisdiction
EXHIBIT 4.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement, is made and entered into as of March 1, 2000, by and among The Charles Schwab Corporation, a corporation organized under the laws of the State of Delaware ("Purchaser"), and...Registration Rights Agreement • March 9th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledMarch 9th, 2000 Company Industry Jurisdiction
Exhibit 10.174 THE CHARLES SCHWAB CORPORATION 1992 STOCK INCENTIVE PLAN INCENTIVE STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of _____________________ between THE CHARLES SCHWAB CORPORATION, a Delaware corporation (the "Company"), and...Incentive Stock Option Agreement • July 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledJuly 29th, 1997 Company Industry Jurisdiction
EXHIBIT 10.72 RESTATEMENT OF ASSIGNMENT AND LICENSE Preamble. This is a restatement of the Assignment and License made the 31st day of March, 1987, and the Amendment thereof made as of July 30, 1987, by and between CL Acquisition Corporation, a...Schwab Charles Corp • March 2nd, 2005 • Security brokers, dealers & flotation companies • California
Company FiledMarch 2nd, 2005 Industry Jurisdiction
SEPARATION AGREEMENT, GENERAL RELEASE AND WAIVER OF CLAIMSSeparation Agreement • August 5th, 2005 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledAugust 5th, 2005 Company Industry Jurisdiction
DISTRIBUTION AGREEMENTSchwab Charles Corp • September 28th, 1995 • Security brokers, dealers & flotation companies • New York
Company FiledSeptember 28th, 1995 Industry Jurisdiction
Exhibit 10.249 January 23, 2002 Mr. H. Marshall Schwarz Apartment 6-A 1220 Park Avenue New York, New York 10128 Dear Marshall: As a result of your discussions with Jeff Maurer and me, this letter details the terms of our agreement ("Agreement")...Schwab Charles Corp • March 21st, 2003 • Security brokers, dealers & flotation companies • New York
Company FiledMarch 21st, 2003 Industry Jurisdiction
L E A S E BETWEENSchwab Charles Corp • October 29th, 1997 • Security brokers, dealers & flotation companies
Company FiledOctober 29th, 1997 Industry
EXHIBIT 1.1 THE CHARLES SCHWAB CORPORATION UNDERWRITING AGREEMENT STANDARD PROVISIONS (DEBT SECURITIES) From time to time, The Charles Schwab Corporation, a Delaware corporation (the "Company"), may enter into one or more underwriting agreements that...Schwab Charles Corp • April 29th, 1999 • Security brokers, dealers & flotation companies • New York
Company FiledApril 29th, 1999 Industry Jurisdiction
BY AND AMONGAgreement and Plan of Merger • January 14th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 14th, 2000 Company Industry Jurisdiction
EXHIBIT 99.3 Confidential information omitted where indicated by "*" has been filed separately with the Commission pursuant to a request for confidential treatment under Rule 24b-2 of the Securities Exchange Act of 1934. MARKETING AGREEMENTMarketing Agreement • March 6th, 2002 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledMarch 6th, 2002 Company Industry Jurisdiction
Exhibit 10.172 THE CHARLES SCHWAB CORPORATION 1992 STOCK INCENTIVE PLAN NONSTATUTORY STOCK OPTION AGREEMENT THIS AGREEMENT is entered into as of ______________________ between THE CHARLES SCHWAB CORPORATION, a Delaware corporation (the "Company"), and...Nonstatutory Stock Option Agreement • July 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledJuly 29th, 1997 Company Industry Jurisdiction
1 EXHIBIT 4.2 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement, is made and entered into as of November 3, 2000, by and among The Charles Schwab Corporation, a Delaware corporation ("TCSC"), and the individuals set forth on the...Registration Rights Agreement • November 28th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledNovember 28th, 2000 Company Industry Jurisdiction
Exhibit 10.253 EMPLOYMENT AGREEMENT This Agreement, as amended, is made and entered into effective as of March 31, 2003 by and between The Charles Schwab Corporation, a Delaware Corporation (hereinafter referred to as the "Company"), and Charles R....Employment Agreement • August 12th, 2003 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledAugust 12th, 2003 Company Industry Jurisdiction
EXHIBIT 10.1 CREDIT AGREEMENT (364-DAY COMMITMENT)Credit Agreement • July 17th, 1998 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledJuly 17th, 1998 Company Industry Jurisdiction
RECITALSSeparation Agreement and General Release • November 14th, 2003 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledNovember 14th, 2003 Company Industry Jurisdiction
THIRD AMENDMENT TO THE TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLANTrust Agreement • July 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies
Contract Type FiledJuly 29th, 1997 Company IndustryThe Trust Agreement for the Charles Schwab Profit Sharing and Employee Stock Ownership Plan ("Plan"), which was amended and restated in its entirety effective November 1, 1990, and further amended effective January 1, 1992 and July 1, 1992, is hereby amended as follows, effective as of January 1, 1996:
W I T N E S S E T HSchwab Charles Corp • June 24th, 1999 • Security brokers, dealers & flotation companies • California
Company FiledJune 24th, 1999 Industry Jurisdiction
REPLACEMENT CAPITAL COVENANTReplacement Capital Covenant • October 5th, 2007 • Schwab Charles Corp • Security brokers, dealers & flotation companies
Contract Type FiledOctober 5th, 2007 Company IndustryREPLACEMENT CAPITAL COVENANT, dated as of October 5, 2007 (this “Replacement Capital Covenant”), by The Charles Schwab Corporation, a Delaware corporation (together with its successors and assigns, the “Corporation”), in favor of and for the benefit of each Covered Debtholder (as defined below).
Form of AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • April 22nd, 2004 • Schwab Charles Corp • Security brokers, dealers & flotation companies • Delaware
Contract Type FiledApril 22nd, 2004 Company Industry JurisdictionAMENDED AND RESTATED TRUST AGREEMENT, dated as of , among (i) The Charles Schwab Corporation, a Delaware corporation (including any successors or assigns, the “Depositor”), (ii) JPMorgan Chase Bank, as property trustee (in each such capacity, the “Property Trustee” and, in its separate corporate capacity and not in its capacity as Property Trustee, the “Bank”), (iii) Chase Manhattan Bank USA, National Association, as Delaware trustee (the “Delaware Trustee”), (iv) , an individual, , an individual and , an individual, each of whose address is c/o The Charles Schwab Corporation, 120 Kearny Street, San Francisco, California 94108 (each an “Administrative Trustee” and collectively the “Administrative Trustees”) (the Property Trustee, the Delaware Trustee and the Administrative Trustees referred to collectively as the “Trustees”) and (v) the several Holders, as hereinafter defined.
DEPOSIT AGREEMENT among The Charles Schwab Corporation, as Issuer Equiniti Trust Company as Depositary, and THE HOLDERS FROM TIME TO TIME OF THE DEPOSITARY RECEIPTS DESCRIBED HEREIN Dated as of March 4, 2022Deposit Agreement • March 7th, 2022 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 7th, 2022 Company Industry JurisdictionDEPOSIT AGREEMENT dated as of March 4, 2022, among (i) The Charles Schwab Corporation, a Delaware corporation, (ii) Equiniti Trust Company, a limited trust company organized under the laws of the State of New York, as Depositary and (iii) the holders from time to time of the Receipts described herein.
THE CHARLES SCHWAB CORPORATION $600,000,000 3.250% Senior Notes due 2029 UNDERWRITING AGREEMENT May 20, 2019Underwriting Agreement • May 22nd, 2019 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledMay 22nd, 2019 Company Industry Jurisdiction
Exhibit 10.116 SECOND AMENDMENT TO THE TRUST AGREEMENT FOR THE CHARLES SCHWAB PROFIT SHARING AND EMPLOYEE STOCK OWNERSHIP PLAN The Trust Agreement for the Charles Schwab Profit Sharing and Employee Stock Ownership Plan ("Plan"), which was amended and...Trust Agreement • July 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies
Contract Type FiledJuly 29th, 1997 Company Industry
THE CHARLES SCHWAB CORPORATION 26,316,000 Shares Common Stock ($0.01 par value per Share) UNDERWRITING AGREEMENT JANUARY 20, 2010Underwriting Agreement • January 21st, 2010 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 21st, 2010 Company Industry Jurisdiction
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned agree that the Schedule 13D, and any amendments thereto, to be filed with respect to beneficial ownership by the undersigned of shares of the Common Stock, par value $0.01 per share, of SoundView...Joint Filing Agreement • January 22nd, 2004 • Schwab Charles Corp • Security brokers, dealers & flotation companies
Contract Type FiledJanuary 22nd, 2004 Company Industry
The Charles Schwab Corporation Exchange and Registration Rights AgreementSchwab Charles Corp • August 29th, 2012 • Security brokers, dealers & flotation companies • California
Company FiledAugust 29th, 2012 Industry JurisdictionThe Charles Schwab Corporation, a Delaware corporation (the “Company”), proposes to issue upon the terms set forth in the Dealer Managers Agreement (as defined herein) up to $750 million in aggregate principal amount of its Senior Notes due 2022. As an inducement to the Dealer Managers to enter into the Dealer Managers Agreement and in satisfaction of a condition to the obligations of the Dealer Managers thereunder, the Company agrees with the Dealer Managers for the benefit of holders (as defined herein) from time to time of the Registrable Securities (as defined herein) as follows:
1 EXHIBIT 99.2 STOCK OPTION AGREEMENT STOCK OPTION AGREEMENT (the "Agreement"), dated as of January 12, 2000 between U.S. Trust Corporation, a New York corporation ("Issuer"), and The Charles Schwab Corporation, a Delaware corporation ("Grantee"). W I...Stock Option Agreement • January 14th, 2000 • Schwab Charles Corp • Security brokers, dealers & flotation companies • New York
Contract Type FiledJanuary 14th, 2000 Company Industry Jurisdiction
Exhibit 10.180 THE CHARLES SCHWAB CORPORATION 1987 EXECUTIVE OFFICER STOCK OPTION PLAN RESTRICTED SHARES AWARD AGREEMENT THIS AGREEMENT is entered into between The Charles Schwab Corporation, a Delaware corporation (the "Company") and ____ (the...Agreement • July 29th, 1997 • Schwab Charles Corp • Security brokers, dealers & flotation companies • California
Contract Type FiledJuly 29th, 1997 Company Industry Jurisdiction