FORM N-4, ITEM 24(b)(8.38) FORM OF BROKER-DEALER AGREEMENT BETWEEN BLACKROCK INVESTMENTS, INC. & ONEAMERICA SECURITIES, INC. ------------------------------- ------------------------------------------------- Broker-Dealer...Aul American Unit Trust • April 20th, 2009 • Delaware
Company FiledApril 20th, 2009 Jurisdiction
FRANKLIN TAX-EXEMPT MONEY FUND One Franklin Parkway San Mateo, California 94403-1906 Franklin/Templeton Distributors, Inc. One Franklin Parkway San Mateo, CA 94403-1906 Re: Distribution Agreement Gentlemen: We, FRANKLIN TAX- EXEMPT MONEY FUND, (the...Franklin Tax Exempt Money Fund • November 26th, 2008 • California
Company FiledNovember 26th, 2008 Jurisdiction
Sub-Item 77Q1(e) MASTER INTERGROUP SUB-ADVISORY CONTRACT FOR MUTUAL FUNDS This contract is made as of May 1, 2008, by and among Invesco Aim Advisors, Inc. (the "Advisor") and each of AIM Funds Management Inc., Invesco Asset Management Deutschland...Aim Tax Exempt Funds • November 25th, 2008 • Texas
Company FiledNovember 25th, 2008 Jurisdiction
Sub-Item 77Q1(e) MASTER INTERGROUP SUB-ADVISORY CONTRACT FOR MUTUAL FUNDS This contract is made as of May 1, 2008, by and among Invesco Aim Advisors, Inc. (the "Advisor") and each of AIM Funds Management Inc., Invesco Asset Management Deutschland...Aim Sector Funds • November 25th, 2008 • Texas
Company FiledNovember 25th, 2008 Jurisdiction
10.2 Form of Employee Change in Control Agreement FIRST AMENDED AND RESTATED EMPLOYEE CHANGE IN CONTROL AGREEMENT NOT TO BE CONSTRUED AS AN EMPLOYMENT AGREEMENT THE FIRST NATIONAL BANK OF LITCHFIELD FIRST LITCHFIELD FINANCIAL CORPORATION 13 North...First Litchfield Financial Corp • June 4th, 2008 • National commercial banks • Connecticut
Company FiledJune 4th, 2008 Industry Jurisdiction
10.1. Form of Executive Change in Control Agreement FIRST AMENDED & RESTATED EXECUTIVE CHANGE IN CONTROL AGREEMENT NOT TO BE CONSTRUED AS AN EMPLOYMENT AGREEMENT THE FIRST NATIONAL BANK OF LITCHFIELD FIRST LITCHFIELD FINANCIAL CORPORATION 13 North...First Litchfield Financial Corp • June 4th, 2008 • National commercial banks • Connecticut
Company FiledJune 4th, 2008 Industry Jurisdiction
FRANKLIN CUSTODIAN FUNDS One Franklin Parkway San Mateo, California 94403-1906 Franklin/Templeton Distributors, Inc. One Franklin Parkway San Mateo, CA 94403-1906 Re: Distribution Agreement Gentlemen: We, FRANKLIN CUSTODIAN FUNDS, (the "Fund"),...Franklin Custodian Funds • May 12th, 2008 • California
Company FiledMay 12th, 2008 Jurisdiction
SUB-ADVISORY AGREEMENT BETWEEN COLUMBIA MANAGEMENT ADVISORS, LLC AND MARSICO CAPITAL MANAGEMENT, LLCTransamerica Idex Mutual Funds • February 28th, 2008 • New York
Company FiledFebruary 28th, 2008 Jurisdiction
FRANKLIN CALIFORNIA TAX-FREE TRUST One Franklin Parkway San Mateo, California 94403-1906 Franklin/Templeton Distributors, Inc. One Franklin Parkway San Mateo, CA 94403-1906 Re: Distribution Agreement Gentlemen: We, FRANKLIN CALIFORNIA TAX-FREE TRUST,...Franklin California Tax Free Trust • October 26th, 2007 • California
Company FiledOctober 26th, 2007 Jurisdiction
FRANKLIN CALIFORNIA TAX-FREE INCOME FUND One Franklin Parkway San Mateo, California 94404-1906 Franklin/Templeton Distributors, Inc. One Franklin Parkway San Mateo, California 94404-1906 Re: Distribution Agreement Gentlemen: We, FRANKLIN CALIFORNIA...Franklin California Tax Free Income Fund Inc • July 27th, 2007 • California
Company FiledJuly 27th, 2007 Jurisdiction
EXHIBIT 10.1 July 17 , 2007 Mr. Ron Bissinger RE: YOUR EMPLOYMENT WITH ALPHA INNOTECH Dear Ron, This letter will set forth the binding agreement of employment (the "AGREEMENT"), effective as of July 17, 2007 (the "EFFECTIVE DATE"), between you and...Alpha Innotech Corp • July 20th, 2007 • Laboratory analytical instruments
Company FiledJuly 20th, 2007 Industry
Exhibit H EXCELSIOR DIRECTIONAL HEDGE FUND OF FUNDS (TI), LLC 225 HIGH RIDGE ROAD STAMFORD, CT 06905 UST Securities Corp. 499 Washington Boulevard Jersey City, NJ 07310 Re: APPOINTMENT OF UST SECURITIES CORP. AS PLACEMENT AGENT Ladies and Gentlemen:...Excelsior Directional Hedge Fund of Funds (Ti) LLC • May 16th, 2007 • New York
Company FiledMay 16th, 2007 Jurisdiction
TEMPLETON GLOBAL OPPORTUNITIES TRUST 500 E. Broward Boulevard, Suite 2100 Fort Lauderdale, Florida 33394-3091 Franklin Templeton Distributors, Inc. 100 Fountain Parkway St. Petersburg, Florida 33716-1205 Re: Distribution Agreement Gentlemen: We are a...Templeton Global Opportunities Trust • April 27th, 2007 • California
Company FiledApril 27th, 2007 Jurisdiction
May 1, 2002 Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We wish to enter into an Agreement with you with respect to our providing distribution, advertising and marketing assistance and shareholder services relating...Allianz Life Variable Account B • April 23rd, 2007
Company FiledApril 23rd, 2007
May 1, 2002 Dreyfus Service Corporation 200 Park Avenue New York, New York 10166 Gentlemen: We wish to enter into an Agreement with you with respect to our providing distribution, advertising and marketing assistance and shareholder services relating...Allianz Life of Ny Variable Account C • April 23rd, 2007
Company FiledApril 23rd, 2007
EXHIBIT (e)(11) SELLING/SERVICES AGREEMENT FOR ABN AMRO FUNDS TO: ABN AMRO DISTRIBUTION SERVICES (USA), INC. 760 Moore Road King of Prussia, PA 19406 FROM: ___________________________ Name of Intermediary ___________________________ Address of...Aston Funds • March 27th, 2007 • Pennsylvania
Company FiledMarch 27th, 2007 Jurisdiction
Exhibit (h-4) THE CHINA-U.S. GROWTH FUND ADMINISTRATION AGREEMENT September 12, 2006 Fred Alger Management, Inc. 111 Fifth Avenue New York, New York 10003 Dear Sirs: The China-U.S. Growth Fund (the "Fund"), a Delaware corporation, herewith confirms...China Us Growth Fund • February 27th, 2007
Company FiledFebruary 27th, 2007
RESEARCH, ADVISORY AND INVESTMENT MANAGEMENT AGREEMENT RREEF AMERICA L.L.C. AN AFFILIATE OF DEUTSCHE ASSET MANAGEMENT, INC. 875 N. MICHIGAN AVENUEJohn Hancock Trust • February 13th, 2007 • New York
Company FiledFebruary 13th, 2007 Jurisdiction
EXECUTION VERSION RESEARCH, ADVISORY AND INVESTMENT MANAGEMENT AGREEMENT RREEF America L.L.C. an affiliate of Deutsche Asset Management, Inc. 875 N. Michigan Avenue 41st Floor Chicago, Illinois 60611John Hancock Funds II • December 26th, 2006 • New York
Company FiledDecember 26th, 2006 Jurisdiction
FIRST AMENDMENT TO MULTI-TENANT INDUSTRIAL TRIPLE NET LEASEBrooks Automation Inc • December 14th, 2006 • Special industry machinery, nec • Oregon
Company FiledDecember 14th, 2006 Industry Jurisdiction
LEASE TOSagemark Companies LTD • November 13th, 2006 • Services-specialty outpatient facilities, nec • Florida
Company FiledNovember 13th, 2006 Industry Jurisdiction
CREDIT SUISSE FIRST BOSTON MORTGAGE CAPITAL LLC, as buyer ("Buyer", which term shall include any "Principal" as defined and provided for in Annex I) or as agent pursuant hereto ("Agent"), andAmerican Home Mortgage Investment Corp • November 9th, 2006 • Real estate investment trusts • New York
Company FiledNovember 9th, 2006 Industry Jurisdiction
Exhibit 1.1 CITICORP RESIDENTIAL MORTGAGE SECURITIES, INC. Citicorp Residential Mortgage Trust, Series 2006-2 REMIC Pass-Through Certificates Underwriting AgreementCiticorp Residential Mortgage Trust Series 2006-2 • October 25th, 2006 • Asset-backed securities • New York
Company FiledOctober 25th, 2006 Industry Jurisdiction
PAGE ARTICLE 1: BASIC TERMS...........................................................1 ARTICLE 2: PREMISES AND APPURTENANT RIGHTS.......................................6 2.01 Lease of Premises; Appurtenant Rights....................................6...Metabolix, Inc. • August 31st, 2006 • Miscellaneous plastics products • Massachusetts
Company FiledAugust 31st, 2006 Industry Jurisdiction
Exhibit 10.68 EXECUTIVE CHANGE IN CONTROL AGREEMENT NOT TO BE CONSTRUED AS AN EMPLOYMENT AGREEMENT THE FIRST NATIONAL BANK OF LITCHFIELD FIRST LITCHFIELD FINANCIAL CORPORATION 13 North Street Litchfield, Connecticut WHEREAS, The First National Bank of...First Litchfield Financial Corp • August 14th, 2006 • National commercial banks • Connecticut
Company FiledAugust 14th, 2006 Industry Jurisdiction
Exhibit 4.10 Asset Acquisition Agreement by and between Oxford Investments Holdings Inc. and Christopher WebsterOxford Investment Holdings Inc • June 30th, 2006 • Services-prepackaged software • Ontario
Company FiledJune 30th, 2006 Industry Jurisdiction
EXHIBIT (e)(8) SELLING/SERVICES AGREEMENT FOR ABN AMRO FUNDS TO: ABN AMRO DISTRIBUTION SERVICES (USA), INC. 760 Moore Road King of Prussia, PA 19406 FROM: ___________________________ Name of Intermediary ___________________________ Address of...Abn Amro Funds • June 29th, 2006 • Pennsylvania
Company FiledJune 29th, 2006 Jurisdiction
Exhibit 10.13 EARNEST MONEY CONTRACT (1111 GILLINGHAM LANE, SUGAR LAND, TEXAS) THIS EARNEST MONEY CONTRACT ("CONTRACT") is entered into by and between SUNTRON GCO, LP, a Texas limited partnership ("SELLER"), and GSL INDUSTRIAL PARTNERS, L.P., a Texas...Suntron Corp • May 17th, 2006 • Wholesale-electronic parts & equipment, nec • Texas
Company FiledMay 17th, 2006 Industry Jurisdiction
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. MUTUAL FUND SALES AGREEMENT Ladies and Gentlemen: We are the exclusive distributor of the shares of the funds of the fund families set forth in Schedule A (the "Distributed Funds"). We invite you to participate...Columbia Funds Variable Trust I • April 28th, 2006 • Massachusetts
Company FiledApril 28th, 2006 Jurisdiction
CONTRACT OF - SALE-OFFICE, COMMERICAL AND MULTI-FAMILY RESIDENTIAL PREMISES (2000) This form was prepared by the Committee on Real Property Law of the Association of the Bar of the City of New York. To view an introduction to the form, visit the Real...Flatbush Federal Bancorp Inc • March 31st, 2006 • National commercial banks • New York
Company FiledMarch 31st, 2006 Industry Jurisdiction
TEMPLETON GLOBAL INVESTMENT TRUST 500 E. Broward Boulevard, Suite 2100 Fort Lauderdale, Florida 33394-3091 Franklin Templeton Distributors, Inc. 100 Fountain Parkway St. Petersburg, Florida 33716-1205 Re: Distribution Agreement Gentlemen: We are a...Templeton Global Investment Trust • March 31st, 2006 • California
Company FiledMarch 31st, 2006 Jurisdiction
TO J. MICHAEL PRUITT, AS TRUSTEE (TRUSTEE)NNN 2003 Value Fund LLC • March 30th, 2006 • Operators of nonresidential buildings • Illinois
Company FiledMarch 30th, 2006 Industry Jurisdiction
FORM OF DISTRIBUTION AGREEMENT COLUMBIA FUNDSColumbia Funds Series Trust I • March 24th, 2006 • Massachusetts
Company FiledMarch 24th, 2006 Jurisdiction
Exhibit 10.2 GENES TO LEADS(R) AGREEMENT CENGENT'S LEAD IDENTIFICATION PROGRAM IN DRUG DISCOVERY BASIC TERMS The basic terms of this Genes-to-Leads(R) Agreement ("AGREEMENT") are: 1. Effective Date of Agreement: June 6, 2004. 2. Parties (collectively...AngioGenex, Inc. • January 9th, 2006 • Communications services, nec • California
Company FiledJanuary 9th, 2006 Industry Jurisdiction
betweenPhelps Dodge Corp • October 27th, 2005 • Primary smelting & refining of nonferrous metals • New York
Company FiledOctober 27th, 2005 Industry Jurisdiction