Waton Financial LTD Sample Contracts
UNDERWRITING AGREEMENT between WATON FINANCIAL LIMITED and CATHAY SECURITIES INC., as Representative of the Several UnderwritersUnderwriting Agreement • February 7th, 2025 • Waton Financial LTD • Security & commodity brokers, dealers, exchanges & services • New York
The undersigned, WATON FINANCIAL LIMITED, a corporation formed under the laws of the British Virgin Islands (the “Company”), hereby confirms its agreement (this “Agreement”) with CATHAY SECURITIES INC., a FINRA Member firm (hereinafter referred to as the “Representative”), and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
INDEMNIFICATION AGREEMENTIndemnification Agreement • November 22nd, 2024 • Waton Financial LTD • Security & commodity brokers, dealers, exchanges & services • New York
This Indemnification Agreement (this “Agreement”) is entered into as of [ ] by and between WATON FINANCIAL LIMITED, a British Virgin Islands company (the “Company”), and the undersigned, a director and/or an officer of the Company (“Indemnitee”), as applicable.
EMPLOYMENT AGREEMENTEmployment Agreement • November 22nd, 2024 • Waton Financial LTD • Security & commodity brokers, dealers, exchanges & services • New York
This EMPLOYMENT AGREEMENT (the “Agreement”), is entered into as of [] by and between WATON FINANCIAL LIMITED, a company incorporated and existing under the laws of British Virgin Islands (the “Company”), and [], an individual (the “Executive”). The term “Company” as used herein with respect to all obligations of the Executive hereunder shall be deemed to include the Company and all of its direct or indirect parent companies, subsidiaries, affiliates, or subsidiaries or affiliates of its parent companies (collectively, the “Group”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • November 14th, 2025 • Waton Financial LTD • Security & commodity brokers, dealers, exchanges & services • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of [•], 2025, between Waton Financial Limited, a British Virgin Islands exempted company (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
Comprehensive Information Technology Services AgreementComprehensive Information Technology Services Agreement • November 22nd, 2024 • Waton Financial LTD • Security & commodity brokers, dealers, exchanges & services • Hong Kong
This Comprehensive Information Technology Services Agreement (the “Agreement”) is entered into as of February 1, 2021 (the “Effective Date”) by and between the following parties:
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • November 14th, 2025 • Waton Financial LTD • Security & commodity brokers, dealers, exchanges & services • New York
This letter agreement (this “Agreement”) constitutes the agreement between Waton Financial Limited (the “Company”) and FT Global Capital, Inc. (“FT Global” or the “Placement Agent”) pursuant to which FT Global shall serve as the placement agent for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and sale (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement) (the “Services”). The Company expressly acknowledges and agrees that FT Global’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by FT Global to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of FT Global with respect to securing any other financing on behalf of the Company.
MOBILE APPLICATION DEVELOPMENT AGREEMENT By and between INFAST BROKERAGE LIMITEDMobile Application Development Agreement • January 16th, 2025 • Waton Financial LTD • Security & commodity brokers, dealers, exchanges & services • Hong Kong
THIS MOBILE APPLICATION DEVELOPMENT AGREEMENT (this “Agreement”) is entered into on 1 April 2021 (the “Effective Date”) by and between the following parties:
EXECUTION VERSIONShareholders Agreement • March 14th, 2025 • Waton Financial LTD • Security & commodity brokers, dealers, exchanges & services • Virgin Islands
Comprehensive Information Technology Services Supplemental AgreementSupplemental Information Technology Services Agreement • November 22nd, 2024 • Waton Financial LTD • Security & commodity brokers, dealers, exchanges & services • Hong Kong
This Supplemental Information Technology Services Agreement (the “Supplemental Agreement”) is signed by and between the following parties on this day of February 2023 (the “ Effective Date”):