CONSULTING AGREEMENTConsulting Agreement • January 29th, 2024 • Atlas U.S. Tactical Income Fund • Nebraska
THIS CONSULTING AGREEMENT (this “Agreement”) dated August 1, 2023 (the “Effective Date”), is entered into by and between ATLAS U.S. TACTICAL INCOME FUND, INC., a registered investment company having its office and principal place of business at Buchanan Office Center, Road 165 #40, Suite 201, Guaynabo, Puerto Rico 00968 (the “Trust”), and NORTHERN LIGHTS COMPLIANCE SERVICES, LLC, a Nebraska limited liability company having its office and principal place of business at 4221 North 203rd Street, Suite 100, Elkhorn, Nebraska 68022 (“NLCS”). This Agreement replaces and supersedes all prior understandings and agreements between the parties hereto for the services described below.
ContractGlobal Custody Agreement • June 17th, 2021 • Atlas U.S. Tactical Income Fund • New York
This Amended and Restated Global Custody Agreement (“Amended and Restated Agreement”) is made as of October 31, 2019 by and between Atlas US Tactical Income Fund, Inc. ("Principal") and MUFG Union Bank, N.A. ("Custodian"), and hereby supersedes that certain Custody Agreement dated as of September 2, 2015, the Addendum to Custody Agreement for Special Assets, and other supplements thereto (collectively, the Custody Agreement), by and between Custodian and Principal, and any amendments thereof.
AMENDED INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 17th, 2021 • Atlas U.S. Tactical Income Fund • Puerto Rico
AMENDED AGREEMENT made as of May 21, 2021 (this “Agreement”) by and between the Atlas U.S. Tactical Income Fund, Inc. (the “Fund”), a corporation organized under the laws of the Commonwealth of Puerto Rico (“Puerto Rico”), and Atlas Asset Management, LLC (the “Adviser”), a limited liability company duly organized and having its principal office and principal place of business in Puerto Rico. Capitalized terms not otherwise defined herein will have the same meaning as in the Fund’s prospectus dated May 24, 2021, as amended or supplemented from time to time (the “Prospectus”).
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • June 17th, 2021 • Atlas U.S. Tactical Income Fund
COMPLIANCE SERVICES AGREEMENT dated as of March 22, 2021 (the “Effective Date”) by and between the Atlas U.S. Tactical Income Fund (the “Fund”), a corporation organized under the laws of Puerto Rico, and Cipperman Compliance Services, LLC (“CCS”), a Pennsylvania limited liability company.
DERIVATIVES RISK MANAGEMENT PROGRAM SUPPORT SERVICES ADDENDUMAtlas U.S. Tactical Income Fund • January 30th, 2023
This Derivatives Risk Management Program Support Services Addendum (this “Addendum”) with an effective date of April 1, 2022 shall be attached to and governed by that certain Master Services Agreement between Ultimus Fund Solutions, LLC (“Ultimus”) and Atlas U.S. Tactical Income Fund, Inc. (the “Trust”) dated May 6, 2021 (the “Agreement). All capitalized terms used herein, unless otherwise defined, have the meaning ascribed to them in the Agreement as it may be supplemented or amended from time to time.
ASSIGNMENT OF CUSTODY AGREEMENTAssignment of Custody Agreement • January 30th, 2023 • Atlas U.S. Tactical Income Fund
THIS AGREEMENT (the “Assignment”), is made and entered into as of this 21st day of May, 2021 among Atlas U.S. Tactical Income Fund, Inc. (the "Fund"), Puerto Rico corporation, MUFG Union Bank, N.A. (“Union Bank”), and U.S. Bank, N.A. (“U.S. Bank”), each a national banking association organized and existing under the laws of the United States of America.
MASTER SERVICES AGREEMENTMaster Services Agreement • June 17th, 2021 • Atlas U.S. Tactical Income Fund • Ohio
This Master Services Agreement (this “Agreement”), dated May 6, 2021, is between Atlas U.S. Tactical Income Fund, Inc. (the “Fund or Corporation”), a corporation organized under the laws of the Commonwealth of Puerto Rico, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the state of Ohio.
DISTRIBUTION AGREEMENTDistribution Agreement • January 30th, 2023 • Atlas U.S. Tactical Income Fund • Nebraska
This Distribution Agreement (this “Agreement”), dated April 6, 2022, is made by and among Atlas US Tactical Income Fund Inc. (the “Corporation”), Atlas Asset Management LLC (the “Advisor”), and Northern Lights Distributors, LLC, a limited liability company organized under the laws of the state of Nebraska (“Distributor”).
AMENDED DISTRIBUTION AGREEMENTAmended Distribution Agreement • June 17th, 2021 • Atlas U.S. Tactical Income Fund • Puerto Rico
AMENDED DISTRIBUTION AGREEMENT made as of May 21, 2021 (the “Agreement”) between Atlas U.S. Tactical Income Fund, Inc., a Puerto Rico corporation (the “Fund”), and Oriental Financial Services Corp., a Puerto Rico corporation (“OFS” or the “Distributor”).
AMENDED FEE WAIVER AND REIMBURSEMENT AGREEMENTFee Waiver and Reimbursement Agreement • June 17th, 2021 • Atlas U.S. Tactical Income Fund
THIS AMENDED FEE WAIVER AND REIMBURSEMENT AGREEMENT (the “Agreement”) made as of May 21, 2021 by and between Atlas U.S. Tactical Income Fund, Inc. (the “Fund”), a corporation created under the laws of the Commonwealth of Puerto Rico (“Puerto Rico”), and Atlas Asset Management LLC (“AAM”), a limited liability company organized and having its principal office and principal place of business in Puerto Rico, in its capacity as investment adviser of the Fund.
