CUSTODY AGREEMENTCustody Agreement • December 23rd, 2019 • Axonic Funds • Minnesota
THIS AGREEMENT is made and entered into as of the last date on the signature page, by and between AXONIC FUNDS, a Delaware statutory trust, a Delaware statutory trust, (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
FORM OF INVESTMENT ADVISORY AGREEMENTForm of Investment Advisory Agreement • October 17th, 2019 • Axonic Funds • Delaware
This Agreement is made and entered into effective as of _____________, 20__, by and between Axonic Funds, a Delaware statutory trust (the “Trust”), on behalf of Axonic Strategic Income Fund, a series of shares of the Trust (the “Fund”), and Axonic Capital LLC, a Delaware limited liability company (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • December 23rd, 2019 • Axonic Funds • Colorado
THIS AGREEMENT is made as of __________, 20__, between Axonic Funds, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration of Trust • October 17th, 2019 • Axonic Funds • New York
WHEREAS, this AGREEMENT AND DECLARATION OF TRUST is made and entered into as of the date set forth below by the Trustee named hereunder for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth;
Services AgreementServices Agreement • December 23rd, 2019 • Axonic Funds • New York
ADOPTION AGREEMENTAdoption Agreement • December 23rd, 2019 • Axonic Funds
This Adoption Agreement, dated as of ___________, 2019 (this “Adoption Agreement”), by and among DST Asset Manager Solutions, Inc. a corporation of the Commonwealth of Massachusetts (“DST”), Axonic Funds a statutory trust formed in the state of Delaware (the “Additional Product”) and Axonic Alternative Income Fund, a statutory trust formed in the state of Delaware (the “Fund”).
AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT Axonic FundsExpense Limitation Agreement • July 15th, 2020 • Axonic Funds
This Amended and Restated Expense Limitation Agreement is made and entered into effective as of __________, 2020, by and between the Axonic Funds, a Delaware statutory trust (the “Trust”), on behalf of the Axonic Strategic Income Fund (the “Fund”), a series of shares of the Trust, and Axonic Capital LLC, a Delaware limited liability company (the “Adviser”).
EXPENSE LIMITATION AGREEMENT Axonic FundsExpense Limitation Agreement • December 13th, 2019 • Axonic Funds
This Expense Limitation Agreement is made and entered into effective as of _______, 2019, by and between the Axonic Funds, a Delaware statutory trust (the “Trust”), on behalf of the Axonic Strategic Income Fund (the “Fund”), a series of shares of the Trust, and Axonic Capital LLC, a Delaware limited liability company (the “Adviser”).
AMENDMENT 1Axonic Funds • February 26th, 2021
This amendment (the “Amendment”) between the parties signing below (“Parties”) amends the Existing Agreement as of July 16], 2020 (the “Effective Date”):
Services AgreementServices Agreement • December 23rd, 2019 • Axonic Funds • New York
INITIAL SUBSCRIPTION AGREEMENTInitial Subscription Agreement • December 23rd, 2019 • Axonic Funds • Delaware
