CUSTODY AGREEMENTCustody Agreement • February 6th, 2019 • Pacific Global ETF Trust • Minnesota
THIS AGREEMENT is made and entered into as of the last date written on the signature block by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”). Pacific Global Advisors LLC, a Delaware limited liability company and the investment adviser to the series of Trust (the “Adviser”), is a party hereto with respect to Section 7.01 only.
FORM OF ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 11th, 2018 • Pacific Global ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this day of 2018, by and between Pacific Global ETF Trust, a Delaware statutory trust (the “Trust”) having its principal place of business at 840 Newport Center Drive, 7th Floor, Newport Beach, CA 92660, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
FORM OF AUTHORIZED PARTICIPANT AGREEMENT Pacific Global ETF TrustAuthorized Participant Agreement • December 11th, 2018 • Pacific Global ETF Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and (the “Participant”) and is subject to acceptance by [Name of Transfer Agent/Index Receipt Agent] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by Pacific Global ETF Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • February 12th, 2019 • Pacific Global ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written in the signature block below, by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”). Pacific Global Advisors LLC, a Delaware limited liability company and the investment adviser to the series of Trust (the “Adviser”), is a party hereto with respect to Section 5 only.
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • February 6th, 2019 • Pacific Global ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written in the signature block below, by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”). Pacific Global Advisors LLC, a Delaware limited liability company and the investment adviser to the series of Trust (the “Adviser”), is a party hereto with respect to Section 7 only.
PACIFIC GLOBAL ETF TRUST SUBADVISORY AGREEMENTSubadvisory Agreement • October 23rd, 2019 • Pacific Global ETF Trust • Delaware
Agreement made as of this 22nd day of October, 2019, between Pacific Global Advisors LLC (the “Manager”), a Delaware limited liability company, and Pacific Life Fund Advisors LLC, doing business as Pacific Asset Management (the “Subadviser”), a Delaware limited liability company.
FORM OF FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 11th, 2018 • Pacific Global ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written in the signature block below, by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FORM OF CUSTODY AGREEMENTForm of Custody Agreement • December 11th, 2018 • Pacific Global ETF Trust • Minnesota
THIS AGREEMENT is made and entered into as of the last date written on the signature block by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FORM OF TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 11th, 2018 • Pacific Global ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written in the signature block below, by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 6th, 2019 • Pacific Global ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written in the signature block below, by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”). Pacific Global Advisors LLC, a Delaware limited liability company and the investment adviser to the series’ of Trust (the “Adviser”), is a party hereto with respect to Section 3 only.
ContractPacer Funds Trust • August 18th, 2021
Pacific Global ETF Trust 840 Newport Center Drive, 7th Floor Newport Beach, CA 92660 Pacer Funds Trust500 Chesterfield ParkwayMalvern, PA 19355
PACIFIC GLOBAL ETF TRUST FIRST AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • October 23rd, 2019 • Pacific Global ETF Trust
THIS AMENDMENT effective as of the last date on the signature block to the Fund Administration Servicing Agreement, as amended is entered into by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
PACIFIC GLOBAL ETF TRUST FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • October 23rd, 2019 • Pacific Global ETF Trust
THIS AMENDMENT effective as of the last date on the signature block to the Transfer Agent Servicing Agreement, is entered into by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
PACIFIC GLOBAL ETF TRUST MANAGEMENT AGREEMENTManagement Agreement • December 11th, 2018 • Pacific Global ETF Trust • Delaware
Agreement made the [ ]st day of [ ], 2018, between Pacific Global ETF Trust, a Delaware statutory trust (the “Trust”), on behalf of each of its series identified on Schedule A hereto (each a “Fund,” and collectively, the “Funds”), and Pacific Global Advisors LLC, a Delaware limited liability company (the “Manager”).
PACIFIC GLOBAL ETF TRUST FIRST AMENDMENT TO THE ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 23rd, 2019 • Pacific Global ETF Trust
THIS AMENDMENT, dated as of October 23, 2019, to the ETF Distribution Agreement, is entered into by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”), and FORESIDE FUND SERVICES, LLC, a Delaware limited liability company (the “Distributor”).
FORM OF AGREEMENT AND DECLARATION OF TRUST OFAgreement and Declaration of Trust of Pacific Global Etf Trust • August 29th, 2018 • Pacific Global ETF Trust • Delaware
WHEREAS, this Trust is authorized to issue an unlimited number of its shares of beneficial interest all in accordance with the provisions hereinafter set forth; and
PACIFIC GLOBAL ETF TRUST FIRST AMENDMENT TO THE MANAGEMENT AGREEMENTManagement Agreement • October 23rd, 2019 • Pacific Global ETF Trust
THIS AMENDMENT, dated as of October 23, 2019, to the Management Agreement, is entered into by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”), and PACIFIC GLOBAL ADVISORS LLC, a Delaware limited liability company (the “Manager”).
FORM OF FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 11th, 2018 • Pacific Global ETF Trust • Wisconsin
THIS AGREEMENT is made and entered into as of the last day written in the signature block below, by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
FIRST AMENDMENT TO THE ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 28th, 2019 • Pacific Global ETF Trust • Delaware
THIS AMENDMENT, dated as of October 23, 2019, to the ETF Distribution Agreement (“Agreement”), is entered into by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”), and FORESIDE FUND SERVICES, LLC, a Delaware limited liability company (the “Distributor”).
PACIFIC GLOBAL ETF TRUST PACIFIC GLOBAL US EQUITY INCOME ETF PRIVATE OFFERING (SEED MONEY) AGREEMENTMoney) Agreement • February 1st, 2019 • Pacific Global ETF Trust
This Private Offering (Seed Money) Agreement (the “Agreement”) made this 19th day of December, 2018, by and between Pacific Global ETF Trust, a statutory trust organized and existing under the laws of the State of Delaware (the “Trust”), on behalf of its series portfolio Pacific Global US Equity Income ETF (the “Fund”), and Pacific Life Insurance Company (the “Subscriber”).
PACIFIC GLOBAL ETF TRUST FIRST AMENDMENT TO THE SUBADVISORY AGREEMENTThe Subadvisory Agreement • October 23rd, 2019 • Pacific Global ETF Trust
THIS AMENDMENT, dated as of October 23, 2019, to the Subadvisory Agreement, is entered into by and between PACIFIC GLOBAL ADVISORS LLC, a Delaware limited liability company (the “Manager”), and CADENCE CAPITAL MANAGEMENT LLC, a Delaware limited liability company (the “Subadviser”).
PACIFIC GLOBAL ETF TRUST FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • October 23rd, 2019 • Pacific Global ETF Trust
THIS AMENDMENT effective as of the last date on the signature block to the Fund Accounting Servicing Agreement, is entered into by and between PACIFIC GLOBAL ETF TRUST , a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
PACIFIC GLOBAL ETF TRUST FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • October 23rd, 2019 • Pacific Global ETF Trust
THIS AMENDMENT, dated as of the last date on the signature block, to the Custody Agreement, is entered into by and between PACIFIC GLOBAL ETF TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
Certain identified information has been excluded from this exhibit because it is both not material and the type that the Registrant treats as private or confidential.Pacer Funds Trust • August 18th, 2021 • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT made as of the ___ day of _______, 20__, by and among PACER FUNDS TRUST (the “Trust”), PACER ADVISORS INC. (“Adviser”), and PACIFIC ASSET MANAGEMENT LLC (“Sub-Adviser”).
