CUSTODY AGREEMENT Dated October 5, 2017 Between UMB BANK, N.A. and HARVEST VOLATILITY EDGE TRUSTCustody Agreement • November 6th, 2017 • Harvest Volatility Edge Trust
This agreement made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”), and Harvest Volatility Edge Trust, a Delaware statutory trust, on behalf of each of the Funds listed on Appendix B hereof, together with such additional Funds which shall be made parties to this Agreement by the execution of Appendix B hereto (individually, a “Fund” and collectively, the “Funds”).
DISTRIBUTION AGREEMENTDistribution Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Colorado
THIS AGREEMENT is made as of November 17, 2017, between Harvest Volatility Edge Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of November 17, 2017 (the “Effective Date”) by and between Harvest Volatility Edge Trust (the “Trust”), on behalf of the Funds offered by the Trust (each a “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Colorado
THIS AGREEMENT is made as of December 6, 2017, between Harvest Volatility Edge Trust (the “Trust”), organized as a statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
INVESTMENT ADVISORY AGREEMENT Harvest Volatility Edge TrustInvestment Advisory Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Delaware
This Investment Advisory Agreement (the “Agreement”) is executed as of December 7, 2017 by and between Harvest Volatility Edge Trust, a Delaware statutory trust (the “Trust”), and Harvest Volatility Management, LLC, a Delaware limited liability company (the “Adviser”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTAdministration, Bookkeeping And • December 12th, 2017 • Harvest Volatility Edge Trust • Colorado
FORM OF BROKER DEALER SELLING AGREEMENTForm of Broker Dealer • November 3rd, 2017 • Harvest Volatility Edge Trust • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation_____________ having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203___________________________________, and ___________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).
aMENDMENT NO. 1 TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • February 28th, 2019 • Harvest Volatility Edge Trust
This Amendment No. 1 to the Administration, Bookkeeping and Pricing Services Agreement dated as of September 20, 2018 (the "Amendment"), by and between Harvest Volatility Edge Trust (the "Trust"), organized as a Delaware statutory trust, and ALPS Fund Services, Inc. ("ALPS"), a Colorado corporation.
FORM OF CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTForm of Chief Compliance Officer Services Agreement • November 3rd, 2017 • Harvest Volatility Edge Trust • Colorado
This Chief Compliance Officer Services Agreement (this “Agreement”) is effective as of [ ], 2017 (the “Effective Date”) by and between Harvest Volatility Edge Trust (the “Trust”), on behalf of the Funds offered by the Trust (each a “Fund”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
FORM OF ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • November 3rd, 2017 • Harvest Volatility Edge Trust • Colorado
THIS AGREEMENT is made as of [ ], 2017, between Harvest Volatility Edge Trust, organized as a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
November 16, 2017 Harvest Volatility Edge TrustHarvest Volatility Edge Trust • December 12th, 2017
FORM OF EXPENSE LIMITATION AGREEMENT Harvest Volatility Edge TrustExpense Limitation Agreement • November 6th, 2017 • Harvest Volatility Edge Trust • Delaware
This Expense Limitation Agreement (this “Agreement”) is made as of [•], 2017, by and between Harvest Volatility Edge Trust, a Delaware statutory trust (the “Trust”), on behalf of its series as set forth on Schedule A, as may be amended from time to time (each, a “Fund,” and, collectively, the “Funds”), and Harvest Volatility Management, LLC, a Delaware limited liability company (the “Adviser”).
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • November 3rd, 2017 • Harvest Volatility Edge Trust • Colorado
THIS AGREEMENT is made as of , 2017, between Harvest Volatility Edge Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
EXPENSE LIMITATION AGREEMENT Harvest Volatility Edge TrustExpense Limitation Agreement • December 12th, 2017 • Harvest Volatility Edge Trust • Delaware
This Expense Limitation Agreement (this “Agreement”) is made as of November 20, 2017, by and between Harvest Volatility Edge Trust, a Delaware statutory trust (the “Trust”), on behalf of its series as set forth on Schedule A, as may be amended from time to time (each, a “Fund,” and, collectively, the “Funds”), and Harvest Volatility Management, LLC, a Delaware limited liability company (the “Adviser”).
FORM OF TRANSFER AGENCY AND SERVICES AGREEMENTForm of Transfer Agency and Services Agreement • November 3rd, 2017 • Harvest Volatility Edge Trust • Colorado
THIS AGREEMENT is made as of _____________ [__], 2017, between Harvest Volatility Edge Trust (the “Trust”), organized as a statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 28th, 2019 • Harvest Volatility Edge Trust • Delaware
This Expense Limitation Agreement (this “Agreement”) is made as of December 11, 2018, by and between Harvest Volatility Edge Trust, a Delaware statutory trust (the “Trust”), on behalf of its series as set forth on Schedule A, as may be amended from time to time (each, a “Fund,” and, collectively, the “Funds”), and Harvest Volatility Management, LLC, a Delaware limited liability company (the “Adviser”).
AGREEMENT AND DECLARATION OF TRUST OF HARVEST VOLATILITY EDGE TRUSTAgreement and Declaration of Trust • November 6th, 2017 • Harvest Volatility Edge Trust • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST is made as of August 28, 2017 for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth.
