Nuveen NASDAQ 100 Dynamic Overwrite Fund Sample Contracts

DEALER AGREEMENT Nuveen Securities, LLC
Dealer Agreement • June 12th, 2023 • Nuveen NASDAQ 100 Dynamic Overwrite Fund

From time to time Nuveen Securities, LLC (the “Manager,” “we” or “us”) will act as manager of registered at-the-market offerings by the Nuveen Nasdaq 100 Dynamic Overwrite Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, up to 8,483,642 shares of the Fund’s Common Stock.

Sample 1Sample 2Sample 3See All (82)
AutoNDA by SimpleDocs
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Chicago, Illinois 60606
Nuveen NASDAQ 100 Dynamic Overwrite Fund • June 28th, 2018

Nuveen Nasdaq 100 Dynamic Overwrite Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-224240 and 811-22971) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.

Sample 1Sample 2Sample 3See All (46)
FORM OF INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • July 24th, 2014 • Nuveen NASDAQ 100 Dynamic Overwrite Fund • Illinois

AGREEMENT made as of this day of , 2014, by and between NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).

Sample 1Sample 2Sample 3See All (44)
INVESTMENT MANAGEMENT AGREEMENT
Investment Management Agreement • April 11th, 2018 • Nuveen NASDAQ 100 Dynamic Overwrite Fund • Illinois

AGREEMENT made this 5th day of December 2014, by and between NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).

Sample 1Sample 2Sample 3See All (33)
Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A.
Agency and Service Agreement • April 11th, 2018 • Nuveen NASDAQ 100 Dynamic Overwrite Fund • New York

THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (“Effective Date”), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., a Delaware corporation (“Computershare”), and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Transfer Agent”), each having a principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021.

Sample 1Sample 2Sample 3See All (21)
FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT
Transfer Agency and Service Agreement • April 11th, 2018 • Nuveen NASDAQ 100 Dynamic Overwrite Fund

This First Amendment (“Amendment”) is entered into and effective as of this the 7th day of September, 2017, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., (“Computershare”) and its fully owned subsidiary Computershare Trust Company, N.A., (“Trust Company”, and together with Computershare, “Transfer Agent”) dated June 15, 2017 (the “Agreement”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.

Sample 1Sample 2Sample 3See All (13)
CONTINUANCE OF MANAGEMENT AGREEMENTS
Management Agreements • April 30th, 2021 • Nuveen NASDAQ 100 Dynamic Overwrite Fund

Agreement made as of this 30th day of July 2020, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2020.

Sample 1Sample 2Sample 3See All (12)
CONTINUANCE OF MANAGEMENT AGREEMENTS
Management Agreements • May 1st, 2020 • Nuveen NASDAQ 100 Dynamic Overwrite Fund

Agreement made as of this 30th day of July 2019, by and between the entities listed on Appendix A (the “Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”), to be effective August 1, 2019.

Sample 1Sample 2Sample 3See All (6)
FORM OF AMENDMENT
Agency and Service Agreement • July 24th, 2014 • Nuveen NASDAQ 100 Dynamic Overwrite Fund

This Amendment is made as of this day of , 2014, to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 17.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.

Sample 1Sample 2Sample 3See All (6)
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS
Investment Management Agreements • June 28th, 2018 • Nuveen NASDAQ 100 Dynamic Overwrite Fund

This Agreement made this 24th day of July 2017 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”);

Sample 1Sample 2Sample 3See All (6)
NUVEEN CLOSED-END FUNDS RENEWAL OF INVESTMENT MANAGEMENT AGREEMENTS
Investment Management Agreements • March 22nd, 2019 • Nuveen NASDAQ 100 Dynamic Overwrite Fund

This Agreement made this 24th day of July 2018 by and between the funds listed on Schedule A (the “Nuveen Closed-End Funds”), and Nuveen Fund Advisors, LLC, a Delaware limited liability company (the “Adviser”);

Sample 1Sample 2Sample 3See All (5)
Transfer Agency and Service Agreement Among Each of the Nuveen Closed End Investment Companies Listed on Exhibit A Hereto and State Street Bank and Trust Company
Service Agreement • July 24th, 2014 • Nuveen NASDAQ 100 Dynamic Overwrite Fund • Massachusetts

AGREEMENT made as of the 7th day of October, 2002, by and among each of the Nuveen closed-end investment companies listed on Exhibit A hereto, which may be amended from time to time, each being either a Minnesota corporation or a Massachusetts business trust as indicated on Exhibit A (each a “Fund” or the “Fund”), and State Street Bank and Trust Company, a Massachusetts trust company, having a principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).

Sample 1Sample 2Sample 3See All (4)
INVESTMENT SUB-ADVISORY AGREEMENT
Sub-Advisory Agreement • April 11th, 2018 • Nuveen NASDAQ 100 Dynamic Overwrite Fund • Illinois

AGREEMENT made as of this 5th day of December, 2014, by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a federally registered investment adviser (the “Adviser”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a federally registered investment adviser (the “Sub-Adviser”).

Sample 1Sample 2Sample 3
AMENDMENT TO DISTRIBUTION AGREEMENT
Distribution Agreement • June 12th, 2023 • Nuveen NASDAQ 100 Dynamic Overwrite Fund

This amendment (the “Amendment”) is made as of June 6, 2023 to the distribution agreement dated April 30, 2021 (the “Agreement”), by and between Nuveen Securities, LLC (“Nuveen” or the “Manager”) and Nuveen Nasdaq 100 Dynamic Overwrite Fund (the “Fund” and, together with Nuveen, the “Parties”).

Sample 1
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND
Nuveen NASDAQ 100 Dynamic Overwrite Fund • May 3rd, 2021

Nuveen Nasdaq 100 Dynamic Overwrite Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed an automatic shelf registration statement on Form N-2 (File Nos. 333-255685 and 811-22971) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings. The Fund also has filed or will file a prospectus supplement (“Prospectus Supplement”) pursuant to Rule 424 under the Securities Act of 1933 in connection with the offering of its common shares through an ATM offering.

Sample 1
NUVEEN NASDAQ 100 DYNAMIC OVERWRITE FUND Chicago, Illinois 60606
Nuveen NASDAQ 100 Dynamic Overwrite Fund • April 25th, 2019

Nuveen Nasdaq 100 Dynamic Overwrite Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333- 230438 and 811- 22971) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.

Sample 1
Time is Money Join Law Insider Premium to draft better contracts faster.