Atara Biotherapeutics, Inc. Common Stock Underwriting AgreementAtara Biotherapeutics, Inc. • March 2nd, 2018 • Biological products, (no disgnostic substances) • New York
Company FiledMarch 2nd, 2018 Industry JurisdictionAtara Biotherapeutics, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 4,285,714 shares of common stock, par value $0.0001 per share, of the Company (the “Underwritten Shares”) and, at the option of the Underwriters, up to an additional 642,857 shares of common stock, par value $0.0001 per share, of the Company (the “Option Shares”). The Underwritten Shares and the Option Shares are herein referred to as the “Shares”.
ATARA BIOTHERAPEUTICS, INC., Issuer AND [TRUSTEE], Trustee INDENTURE Dated as of [•], 20__ Debt SecuritiesIndenture • March 1st, 2021 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 1st, 2021 Company Industry JurisdictionINDENTURE, dated as of [•], 20__, among ATARA BIOTHERAPEUTICS, INC., a Delaware corporation (the “Company”), and [TRUSTEE], as trustee (the “Trustee”):
ATARA BIOTHERAPEUTICS, INC. AND , AS WARRANT AGENT FORM OF COMMON STOCK WARRANT AGREEMENT DATED AS OFWarrant Agreement • March 1st, 2021 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 1st, 2021 Company Industry JurisdictionTHIS COMMON STOCK WARRANT AGREEMENT (this “Agreement”), dated as of [•], between ATARA BIOTHERAPEUTICS, INC., a Delaware corporation (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).
Atara Biotherapeutics, Inc. Common Stock Underwriting AgreementUnderwriting Agreement • July 7th, 2015 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledJuly 7th, 2015 Company Industry JurisdictionAtara Biotherapeutics, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of [•] shares (the “Firm Shares”) and, at the election of the Underwriters, up to [•] additional shares (the “Optional Shares”) of common stock, par value $0.0001 per share, (“Stock”) of the Company. The Firm Shares and the Optional Shares that the Underwriters elect to purchase pursuant to Section 2 hereof are herein collectively called the “Shares”.
ATARA BIOTHERAPEUTICS, INC. AND _____________, AS WARRANT AGENT FORM OF DEBT SECURITIES WARRANT AGREEMENT DATED AS OF __________Warrant Agreement • March 1st, 2021 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledMarch 1st, 2021 Company Industry JurisdictionTHIS DEBT SECURITIES WARRANT AGREEMENT (this “Agreement”), dated as of [•], between ATARA BIOTHERAPEUTICS, INC., a Delaware corporation (the “Company”), and [•], a [corporation] [national banking association] organized and existing under the laws of [•] and having a corporate trust office in [•], as warrant agent (the “Warrant Agent”).
ATARA BIOTHERAPEUTICS, INC. COMMON STOCK SALES AGREEMENTSales Agreement • November 26th, 2021 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 26th, 2021 Company Industry JurisdictionAtara Biotherapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cowen and Company, LLC (“Cowen”), as follows:
ATARA BIOTHERAPEUTICS, INC. COMMON STOCK SALES AGREEMENTCommon Stock • November 1st, 2023 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 1st, 2023 Company Industry JurisdictionAtara Biotherapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cowen and Company, LLC (“Cowen”), as follows:
OFFICE LEASEOffice Lease • March 4th, 2016 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledMarch 4th, 2016 Company Industry Jurisdiction
ATARA BIOTHERAPEUTICS, INC. INDEMNIFICATION AGREEMENTIndemnification Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • Delaware
Contract Type FiledJune 20th, 2014 Company Industry JurisdictionTHIS INDEMNIFICATION AGREEMENT (“Agreement”) is effective as of , 2014, by and between ATARA BIOTHERAPEUTICS, INC., a Delaware corporation (the “Company”), and (“Indemnitee”).
SUBLEASE AGREEMENTOffice Lease • September 26th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • Virginia
Contract Type FiledSeptember 26th, 2014 Company Industry JurisdictionThis Sublease Agreement (this “Sublease”) is dated as of September 11, 2014, by and between Accesia, Inc., a Virginia corporation (hereinafter referred to as “Sublandlord”), and Atara Biotherapeutics, Inc., a Delaware corporation (hereinafter referred to as “Subtenant”).
AMENDMENT NO. 1 TO THE EXCLUSIVE LICENSE AGREEMENTExclusive License Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances)
Contract Type FiledJune 20th, 2014 Company IndustryThis AMENDMENT NO. 1 TO THE EXCLUSIVE LICENSE AGREEMENT (this “Amendment”), dated as of October 22, 2012 (the “Amendment Effective Date”), is made by and between AMGEN INC., a Delaware corporation having an address of One Amgen Center Drive, Thousand Oaks, California 91320-1799 (“Amgen”), and NINA BIOTHERAPEUTICS, INC., a Delaware corporation (“Licensee”).
EXCLUSIVE LICENSE AGREEMENT by and between AMGEN INC. and SANTA MARIA BIOSCIENCES, INC. Dated as of September 7, 2012Exclusive License Agreement • July 10th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances)
Contract Type FiledJuly 10th, 2014 Company IndustryThis EXCLUSIVE LICENSE AGREEMENT (this “Agreement”) is entered into as of September 7, 2012 (the “Signing Date”) by and between AMGEN INC., a Delaware corporation having an address at One Amgen Center Drive, Thousand Oaks, California 91320 (“Amgen”), and SANTA MARIA BIOSCIENCES, INC., a Delaware corporation (“Company”). Company and Amgen are sometimes referred to herein individually as a “Party” and collectively as the “Parties”.
ATARA BIOTHERAPEUTICS, INC. EXECUTIVE EMPLOYMENT AGREEMENTEmployment Agreement • March 9th, 2017 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledMarch 9th, 2017 Company Industry JurisdictionThis Amended and Restated Executive Employment Agreement (this “Agreement”), is made and entered into as of October 12, 2015 (the “Effective Date”), by and between Gad Soffer (“Executive”) and Atara Biotherapeutics, Inc. (the “Company”).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 9th, 2024 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledJanuary 9th, 2024 Company Industry JurisdictionThis Securities Purchase Agreement (this “Agreement”) is dated as of January [ ], 2024, between Atara Biotherapeutics, Inc., a corporation incorporated under the laws of the state of Delaware (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
SUMMARY OF BASIC LEASE INFORMATIONOffice Lease • November 6th, 2015 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledNovember 6th, 2015 Company Industry JurisdictionThis Summary of Basic Lease Information (the “Summary”) is hereby incorporated into and made a part of the attached Office Lease (“Office Lease”) (this Summary and the Office Lease to be known collectively as the “Lease”) which pertains to the “Project” (as that term is defined in the Office Lease) located at 4330-4360 Park Terrace Drive, Westlake Village, CA 91361. Each reference in the Office Lease to any term of this Summary shall have the meaning as set forth in this Summary for such term. In the event of a conflict between the terms of this Summary and the Office Lease, the terms of the Office Lease shall prevail. Any capitalized terms used in this Summary and not otherwise defined herein shall have the meaning as set forth in the Office Lease.
EXCLUSIVE LICENSE AGREEMENT by and between AMGEN INC. and PINTA BIOSCIENCES, INC. Dated as of September 7, 2012Supply Agreement • July 10th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances)
Contract Type FiledJuly 10th, 2014 Company IndustryThis EXCLUSIVE LICENSE AGREEMENT (this “Agreement”) is entered into as of September 7, 2012 (the “Signing Date”) by and between AMGEN INC., a Delaware corporation having an address at One Amgen Center Drive, Thousand Oaks, California 91320 (“Amgen”), and PINTA BIOSCIENCES, INC., a Delaware corporation (“Company”). Company and Amgen are sometimes referred to herein individually as a “Party” and collectively as the “Parties”.
AMENDMENT NO. 2 TO THE EXCLUSIVE LICENSE AGREEMENTExclusive License Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances)
Contract Type FiledJune 20th, 2014 Company IndustryThis AMENDMENT NO. 2 TO THE EXCLUSIVE LICENSE AGREEMENT (this “Amendment”), dated as of July 29, 2013 (the “Amendment Effective Date”), is made by and between AMGEN INC., a Delaware corporation having an address of One Amgen Center Drive, Thousand Oaks, California 91320-1799 (“Amgen”), and SANTA MARIA BIOTHERAPEUTICS, INC., a Delaware corporation having an address of 3260 Bayshore Blvd, Brisbane, California 94005 (“Licensee”).
Atara Biotherapeutics, Inc. Common Stock Pre-Funded Warrants Underwriting AgreementAtara Biotherapeutics, Inc. • December 9th, 2020 • Biological products, (no disgnostic substances) • New York
Company FiledDecember 9th, 2020 Industry JurisdictionAtara Biotherapeutics, Inc., a Delaware corporation (the “Company”), proposes to issue and sell to the several underwriters listed in Schedule 1 hereto (the “Underwriters”), for whom you are acting as representatives (the “Representatives”), an aggregate of 5,102,041 shares (the “Underwritten Shares”) of common stock, par value $0.0001 per share, of the Company (the “Common Stock”), pre-funded warrants to purchase an aggregate of 2,040,816 shares of Common Stock in the form attached hereto as Exhibit A (the “Warrants”) and, at the option of the Underwriters, up to an additional 1,071,428 shares of Common Stock (the “Option Shares”). The Underwritten Shares and the Warrants are herein referred to as the “Underwritten Securities.” The Underwritten Shares and the Option Shares are herein referred to as the “Shares”. The Shares and Warrants are herein referred to as the “Securities.” The shares of Common Stock issuable upon exercise of the Warrants are herein referred to as the “Warrant Sh
FOURTH AMENDED AND RESTATED RESEARCH AND DEVELOPMENT COLLABORATION AGREEMENT BETWEEN THE COUNCIL OF THE QUEENSLAND INSTITUTE OF MEDICAL RESEARCH AND ATARA BIOTHERAPEUTICS, INC.Research and Development Collaboration Agreement • February 28th, 2022 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 28th, 2022 Company Industry JurisdictionThis Fourth Amended and Restated Research and Development Collaboration Agreement (“Fourth Restated Agreement”), entered into on December 17, 2021 (“Execution Date”), and effective as of the Execution Date, is made by and between Atara Biotherapeutics, Inc., having its principal offices at 611 Gateway Blvd #900, South San Francisco, CA 94080, (“Atara”), and the Council of the Queensland Institute of Medical Research, a not-for-profit Institute organized and existing under the laws of the State of Queensland having its principal offices at 300 Herston Rd, Herston QLD 4006, Australia (“Institute”). Each of Atara and Institute are referred to in this Agreement as a “Party”, and collectively as the “Parties”
ATARA BIOTHERAPEUTICS, INC. EMPLOYMENT AGREEMENTEmployment Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledJune 20th, 2014 Company Industry JurisdictionThis Employment Agreement (the “Agreement”) is made and entered into as of March 31, 2014, by and between Atara Biotherapeutics. Inc., a Delaware corporation (the “Company”) and Isaac Ciechanover, M.D. (“Executive”). From and following the date hereof, this Agreement shall replace and supersede that certain letter agreement between the. Company and Executive dated September 6, 2012, as amended on October 22, 2012, and as further amended on December 5, 2012 (the “Prior Agreement”).
ATARA BIOTHERAPEUTICS, INC. EMPLOYMENT AGREEMENTEmployment Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledJune 20th, 2014 Company Industry JurisdictionThis Employment Agreement (the “Agreement”) is made and entered into as of March 31, 2014, by and between Atara Biotherapeutics, Inc., a Delaware corporation (the “Company”) and Christopher M. Haqq, M.D., Ph.D. (“Executive”). From and following the date hereof, this Agreement shall replace and supersede that certain letter agreement between the Company and Executive dated September 12, 2012, as amended on December 5, 2012 (the “Prior Agreement”).
ATARA BIOTHERAPEUTICS, INC. EMPLOYMENT AGREEMENTEmployment Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledJune 20th, 2014 Company Industry JurisdictionThis Employment Agreement (the “Agreement”) is made and entered into as of March 31, 2014, by and between Atara Biotherapeutics, Inc., a Delaware corporation (the “Company”) and Mitchall Clark (“Executive”). From and following the date hereof, this Agreement shall replace and supersede that certain letter agreement between the Company and Executive dated March 10th, 2014 (the “Prior Agreement”).
ContractStock Unit Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances)
Contract Type FiledJune 20th, 2014 Company IndustryThe Company hereby awards Stock Units to the Participant named below. The terms and conditions of the Award are set forth in this cover sheet, in the attached Stock Unit Agreement and in the Plan. This cover sheet is incorporated into and a part of the attached Stock Unit Agreement (together, the “Agreement”).
RESEARCH, DEVELOPMENT AND LICENSE AGREEMENTResearch, Development and License Agreement • May 4th, 2021 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledMay 4th, 2021 Company Industry JurisdictionAtara Biotherapeutics, Inc.(“Atara”), a company organized under the Laws of Delaware, whose office is situated at 611 Gateway Blvd, Suite 900, South San Francisco, CA 94080, U.S.A.
ATARA BIOTHERAPEUTICS, INC. EXECUTIVE EMPLOYMENT AGREEMENT for [NAME]Employment Agreement • February 28th, 2022 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledFebruary 28th, 2022 Company Industry JurisdictionThis Executive Employment Agreement (this “Agreement”), is made and entered into as of [DATE] (the “Effective Date”), by and between [NAME] (“Employee”) and Atara Biotherapeutics, Inc. (the “Company”).
SUBLEASE AGREEMENTSublease Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledJune 20th, 2014 Company Industry JurisdictionThis Sublease Agreement (herein the “Agreement”) is made and entered into by and among XDx, Inc., a Delaware Corporation (“Sublessor”) and Atara Biotherapeutics, Inc., a Delaware corporation (“Subtenant”) this 10th day of January 2013 to be effective as of the Commencement Date (as hereinafter defined).
AMENDMENT NO. 2 TO THE EXCLUSIVE LICENSE AGREEMENTExclusive License Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances)
Contract Type FiledJune 20th, 2014 Company IndustryThis AMENDMENT NO. 2 TO THE EXCLUSIVE LICENSE AGREEMENT (this “Amendment”), dated as of June 28, 2013 (the “Amendment Effective Date”), is made by and between AMGEN INC., a Delaware corporation having an address of One Amgen Center Drive, Thousand Oaks, California 91320-1799 (“Amgen”), and PINTA BIOTHERAPEUTICS, INC., a Delaware corporation having an address of 3260 Bayshore Blvd, Brisbane, California 94005 (“Licensee”).
FOURTH AMENDED AND RESTATED EXCLUSIVE LICENSE AGREEMENT between THE COUNCIL OF THE QUEENSLAND INSTITUTE OF MEDICAL RESEARCH and ATARA BIOTHERAPEUTICS, INC.Exclusive License Agreement • February 28th, 2022 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 28th, 2022 Company Industry JurisdictionThis FOURTH AMENDED AND RESTATED EXCLUSIVE LICENSE AGREEMENT (“Fourth Restated Agreement”) is entered into on December 17, 2021 (“Execution Date”), and effective as of the Execution Date, by and between the COUNCIL OF THE QUEENSLAND INSTITUTE OF MEDICAL RESEARCH, a not-for-profit Institute organized and existing under the laws of the State of Queensland having its principal offices at 300 Herston Rd, Herston QLD 4006, Australia (“Institute”), and ATARA BIOTHERAPEUTICS, INC., a Delaware corporation located at 611 Gateway Blvd #900, South San Francisco, CA 94080 (“Licensee”). Each of Licensee and Institute are referred to in this Agreement as a “Party” and together, the “Parties”.
ATARA BIOTHERAPEUTICS, INC. EMPLOYMENT AGREEMENTEmployment Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledJune 20th, 2014 Company Industry JurisdictionThis Employment Agreement (the “Agreement”) is made and entered into as of March 31, 2014, by and between Atara Biotherapeutics, Inc., a Delaware corporation (the “Company”) and Gad Soffer (“Executive”). From and following the date hereof, this Agreement shall replace and supersede that certain letter agreement between the Company and Executive dated February 1, 2013 (the “Prior Agreement”).
AMENDMENT NO. 3 TO THE EXCLUSIVE LICENSE AGREEMENTExclusive License Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances)
Contract Type FiledJune 20th, 2014 Company IndustryThis Amendment No. 3 to the Exclusive License Agreement (this “Amendment”), dated as of April 4, 2014 (the “Amendment Effective Date”), is made by and between Amgen Inc., a Delaware corporation having an address of One Amgen Center Drive, Thousand Oaks, California 91320-1799 (“Amgen”), and Santa Maria Biotherapeutics, Inc., a Delaware corporation having an address of 3260 Bayshore Blvd, Brisbane, California 94005 (“Licensee”).
AMENDMENT NO. 2 TO THE EXCLUSIVE LICENSE AGREEMENTExclusive License Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances)
Contract Type FiledJune 20th, 2014 Company IndustryThis AMENDMENT NO. 2 TO THE EXCLUSIVE LICENSE AGREEMENT (this “Amendment”), dated as of September 7, 2012 (the “Amendment Effective Date”), is made by and between AMGEN INC., a Delaware corporation having an address of One Amgen Center Drive, Thousand Oaks, California 91320-1799 (“Amgen”), and NINA BIOTHERAPEUTICS, INC., a Delaware corporation having an address of 3260 Bayshore Blvd, Brisbane, California 94005 (“Licensee”).
ATARA BIOTHERAPEUTICS, INC. EMPLOYMENT AGREEMENTEmployment Agreement • June 20th, 2014 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledJune 20th, 2014 Company Industry JurisdictionThis Employment Agreement (the “Agreement”) is made and entered into as of March 11, 2014, by and between Atara Biotherapeutics, Inc., a Delaware corporation (the “Company”) and John McGrath (“Executive”). From and following the date hereof, this Agreement shall replace and supersede that certain letter agreement between the Company and Executive dated December 5, 2012 (the “Prior Agreement”).
Atara Biotherapeutics, Inc. COMMON STOCK SALES AGREEMENTSales Agreement • February 27th, 2020 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 27th, 2020 Company Industry JurisdictionAtara Biotherapeutics, Inc., a Delaware corporation (the “Company”), confirms its agreement (this “Agreement”) with Cowen and Company, LLC (“Cowen”), as follows:
PURCHASE AND SALE AGREEMENT dated as of December 20, 2022 between ATARA BIOTHERAPEUTICS, INC. and HCR Molag Fund, L.P.Purchase and Sale Agreement • February 8th, 2023 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledFebruary 8th, 2023 Company Industry JurisdictionThis PURCHASE AND SALE AGREEMENT (this “Purchase and Sale Agreement”), dated as of December 20, 2022 (the “Effective Date”), is entered into by and between Atara Biotherapeutics, Inc., a Delaware corporation (the “Seller”), and HCR Molag Fund, L.P., a Delaware limited partnership (the “Purchaser”).
CONSENT TO SUBLEASESublease Agreement • August 8th, 2016 • Atara Biotherapeutics, Inc. • Biological products, (no disgnostic substances) • California
Contract Type FiledAugust 8th, 2016 Company Industry JurisdictionTHIS CONSENT TO SUBLEASE (“Consent Agreement”) is entered into as of May 13, 2016, by and among PR 701 GATEWAY, LLC, a Delaware limited liability company (“Landlord”), ATARA BIOTHERAPEUTICS, INC., a Delaware corporation (“Atara”), and INTREXON CORPORATION, a Virginia corporation (“lntrexon”).