ContractChief Compliance Officer Services Agreement • November 25th, 2013 • Broadview Funds Trust • Colorado
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT (this “Agreement) dated November 29, 2013 between BROADVIEW FUNDS TRUST, a Delaware statutory trust (the “Trust”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation. The “Effective Date” of this Agreement is December 2, 2013.
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • November 25th, 2013 • Broadview Funds Trust • Colorado
THIS AGREEMENT is made as of December 2, 2013, between Broadview Funds Trust (the “Trust”), a Delaware statutory trust, and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
AMENDED AND RESTATED SERVICES AGREEMENTAmended and Restated Services Agreement • July 17th, 2019 • Madison Funds
This Agreement is made as of this 8th day of May, 2019, by and between MADISON ASSET MANAGEMENT, LLC, a Wisconsin limited liability company having its principal place of business in Madison, Wisconsin (“MAM”), and MADISON FUNDS, a Delaware business trust (the “Trust”), on behalf of each existing series thereof listed in Exhibit A hereto and any additional series that the Trust may establish from time to time (each, a “Fund” and collectively, the “Funds”).
AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration • September 13th, 2013 • Broadview Funds Trust
THIS AGREEMENT AND DECLARATION OF TRUST is made and entered into as of the date set forth below by the Trustees named hereunder for the purpose of forming a Delaware statutory trust in accordance with the provisions hereinafter set forth; and
DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 2019 • Broadview Funds Trust • Colorado
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Broadview Funds Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
CHIEF COMPLIANCE OFFICER SUPPORT SERVICES AGREEMENTChief Compliance Officer Support Services Agreement • January 31st, 2018 • Broadview Funds Trust • Colorado
This Chief Compliance Officer Support Services Agreement (this “Agreement”) is effective as of October 20, 2017 (the “Effective Date”) by and between Broadview Funds Trust (the “Trust”) and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
DISTRIBUTION AGREEMENTDistribution Agreement • November 25th, 2013 • Broadview Funds Trust • Colorado
THIS AGREEMENT is made as of December 2, 2013, between Broadview Funds Trust, a Delaware statutory trust (the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
Amendment No. 1 to Global Custody AgreementGlobal Custody Agreement • January 27th, 2017 • Broadview Funds Trust
This Amendment No. 1 (this “Amendment”), dated December 2, 2016 (The “Amendment Effective Date”), amends that certain Global Custody Agreement dated November 20, 2013, between Broadview Funds Trust (the “Principal”) and MUFG Union Bank, N.A. (“Custodian”) (each, a “Party” and together, the “Parties”) (the “Agreement”) as follows.
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • November 25th, 2013 • Broadview Funds Trust • Colorado
THIS AGREEMENT is made as of December 2, 2013, between Broadview Funds Trust, a Delaware statutory trust (the “Fund”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).
aMENDMENT NO. 3 TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • January 28th, 2019 • Broadview Funds Trust
This Amendment No. 3 to the Administration, Bookkeeping and Pricing Services Agreement (the "Amendment No. 3") dated as of November 19, 2018 (the “Effective Date”), is entered into by and between BROADVIEW FUNDS TRUST (the "Trust"), organized as a Delaware statutory trust, and ALPS FUND SERVICES, INC. ("ALPS"), a Colorado corporation.
Second Amendment to Administration, Bookkeeping and Pricing Services AgreementServices Agreement • January 26th, 2018 • Broadview Funds Trust • Colorado
This Second Amendment (“Amendment”) is made as of December 2, 2017 (the “Effective Date”) between Broadview Funds Trust (the “Trust”), organized as a statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
FORM OF AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATIONForm of Agreement and Plan of Reorganization and Liquidation • May 22nd, 2019 • Madison Funds • Delaware
AGREEMENT AND PLAN OF REORGANIZATION AND LIQUIDATION (the “Agreement”) dated as of this [ ] day of [ ], 2019, by and between the Broadview Opportunity Fund, a series of Broadview Funds Trust (the “Acquired Fund”), a Delaware statutory trust, and the Madison Small Cap Fund, a series of Madison Funds (the “Acquiring Fund”), a Delaware statutory trust. Madison Asset Management, LLC (“Madison”), a Wisconsin limited liability company, and Broadview Advisors, LLC (“Broadview”), a Wisconsin limited liability company, are parties to this Agreement with respect to Section 6.4(b) hereof only.
APPENDIX C [Redacted]Services Agreement • January 27th, 2017 • Broadview Funds Trust
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • November 25th, 2013 • Broadview Funds Trust
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made this 8th day of November, 2013, between Broadview Funds Trust, a Delaware statutory trust (the “Trust”), and Broadview Advisors, LLC, a Wisconsin limited liability company (the “Adviser”).
