Rx Funds Trust Sample Contracts

INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • February 29th, 2016 • Rx Funds Trust • Delaware

AGREEMENT made as of this 4th day of August, 2015 between RiskX Investments, LLC, a limited liability company organized under the laws of the State of Delaware (the “Adviser”), and Rx Funds Trust, a business trust organized under the laws of the State of Delaware (the “Trust”).

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FORM OF INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • July 23rd, 2015 • Rx Funds Trust • New York

AGREEMENT made this _____ day of ______, 2015 by and between American Independence Financial Services, LLC (“Adviser”) and Navellier & Associates, Inc. (“Sub-Adviser”);

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INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • February 29th, 2016 • Rx Funds Trust • New York

AGREEMENT made this 27th day of September, 2015 by and between RiskX Investments, LLC (“Adviser”) and Newfound Research, LLC (“Sub-Adviser”); the Adviser and Sub-Adviser each, a “Party” and together, the “Parties”.

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JOINT INSURED BOND AGREEMENT BY AND AMONG AMERICAN INDEPENDENCE FUNDS TRUST AMERICAN INDEPENDENCE FUNDS TRUST II (the “TRUSTS”) AND AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC
Joint Insured Bond Agreement • August 22nd, 2014 • American Independence Funds Trust II

JOINT INSURED BOND AGREEMENT, dated as of August 12, 2014 by and among the Trusts and American Independence Financial Services, LLC.

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FUND ACCOUNTING SERVICES AGREEMENT
Fund Accounting Services Agreement • December 10th, 2013 • American Independence Funds Trust II • Delaware

This AGREEMENT (“Agreement”) is made as of ________________, 2013 by and between American Independence Funds Trust II (the “Trust”), a Delaware statutory trust, and UMB Fund Services, Inc. a Wisconsin corporation (“UMB”).

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American Independence Funds Trust II)
Sub-Administration Agreement • December 10th, 2013 • American Independence Funds Trust II • Delaware

This AGREEMENT (“Agreement”) is made as of _____________, 2013 by and between UMB Fund Services, Inc. (“UMB”) a Wisconsin corporation, and American Independence Financial Services, LLC (the “Adviser”), a Delaware limited liability company.

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JOINT INSURED BOND AGREEMENT BY AND AMONG AMERICAN INDEPENDENCE FUNDS TRUST AMERICAN INDEPENDENCE FUNDS TRUST II (the “TRUSTS”) AND AMERICAN INDEPENDENCE FINANCIAL SERVICES, LLC
Joint Insured Bond Agreement • December 20th, 2013 • American Independence Funds Trust II

JOINT INSURED BOND AGREEMENT, dated as of July 11, 2013 by and among the Trusts and American Independence Financial Services, LLC.

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SHAREHOLDER SERVICES AGREEMENT
Shareholder Services Agreement • December 10th, 2013 • American Independence Funds Trust II • New York

This Agreement is made as of July 11, 2013 between American Independence Funds Trust II, a Delaware statutory trust (the “Trust”), on behalf of each series set forth on Schedule A hereto, as amended from time to time (each, a “Fund”), and American Independence Financial Services, LLC, a Delaware limited liability company (the “Adviser”).

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ADMINISTRATION AGREEMENT
Administration Agreement • December 10th, 2013 • American Independence Funds Trust II • New York

THIS AGREEMENT is made as of this 11th day of July, 2013 by and between the American Independence Funds Trust II (the "Trust"), a Delaware business trust having its principal place of business at 230 Park Avenue, Suite 534, New York, NY 10169, and American Independence Financial Services, LLC ("American Independence"), a limited liability company organized under the laws of the State of Delaware and having its principal place of business at 230 Park Avenue, Suite 534, New York, NY 10169.

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CUSTODIAN AGREEMENT
Custodian Agreement • December 10th, 2013 • American Independence Funds Trust II • New York

This Agreement shall be construed and the provision thereof interpreted under and in accordance with the laws of New York. The name “American Independence Funds Trust II” is the designation by the Trustees under the Trust Instrument, dated ___________________, 2013 and all persons dealing with the Trust must look solely to the Trust property for the enforcement of any claims against the Trust as neither any or all of the Trustees, officers, or agents, nor any or all of the shareholders assumes any personal liability for obligations entered into on behalf of the Trust.

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JOINT INSURED BOND AGREEMENT BY AND AMONG AMERICAN INDEPENDENCE FUNDS TRUST RX FUNDS TRUST (the “TRUSTS”) AND RISKX INVESTMENTS, LLC
Joint Insured Bond Agreement • September 2nd, 2015 • Rx Funds Trust

The portfolios of the Trusts are managed investment companies registered under the Investment Company Act of 1940, as amended (the “Act”). By the terms of Rule 17g-1 promulgated by the Securities and Exchange Commission under the Act, the parties are required to provide and maintain in effect a bond against larceny and embezzlement by their officers and employees. By the terms of such rule the parties are authorized to secure a joint insured bond which names all of the parties as insured.

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EXPENSE LIMITATION AGREEMENT AMERICAN INDEPENDENCE FUNDS TRUST II
Expense Limitation Agreement • February 27th, 2015 • American Independence Funds Trust II

EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2015, by and between American Independence Financial Services, LLC (the “Investment Adviser”) and American Independence Funds Trust II (the “Trust”), a Delaware business trust, on behalf of each of the funds listed on Exhibit A (each, a “Fund”).

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EXPENSE LIMITATION AGREEMENT RX FUNDS TRUST
Expense Limitation Agreement • February 29th, 2016 • Rx Funds Trust

EXPENSE LIMITATION AGREEMENT, effective as of March 1, 2016, by and between RiskX Investments, LLC (the “Investment Adviser”) and Rx Funds Trust (the “Trust”), a Delaware business trust, on behalf of each of the funds listed on Exhibit A (each, a “Fund”).

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AMERICAN INDEPENDENCE FUNDS TRUST RX FUNDS TRUST DISTRIBUTION AGREEMENT
Distribution Agreement • February 29th, 2016 • Rx Funds Trust • New York

THIS DISTRIBUTION AGREEMENT (the “Agreement”) is made as of the 1st day of August, 2015 by and among American Independence Funds Trust and Rx Funds Trust (the “Trusts”), each a Delaware Business Trust, RiskX Investments, LLC (the “Adviser”), a Delaware limited liability company, and Matrix Capital Group (the “Distributor”), a New York corporation.

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ADMINISTRATION AGREEMENT
Administration Agreement • February 29th, 2016 • Rx Funds Trust • New York

THIS AGREEMENT is made as of this 1st day of August 1, 2015 by and between Rx Funds Trust (the “Trust”), a Delaware business trust and RiskX Investments, LLC (“RiskX Investments”), a limited liability company organized under the laws of the State of Delaware.

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AMENDMENT NO. 01 TO THE CUSTODIAN AGREEMENT
The Custodian Agreement • February 29th, 2016 • Rx Funds Trust

This Amendment is entered into as of the 24th day of August, 2015 to amend the Custodian Agreement dated July 11, 2013 (the “Agreement”) by and between American

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AMENDMENT To Transfer Agency and Service Agreement Between Each of the Entities, Individually and not Jointly, as Listed on Schedule A and Boston Financial Data Services, Inc.
Transfer Agency and Service Agreement • December 10th, 2013 • American Independence Funds Trust II

This Amendment is made on this __ day of _______________, 2013, between Each of the Entities, Individually and Not Jointly, as listed on Schedule A, previously amended as of January 9, 2013, (collectively, the “Funds”) and Boston Financial Data Services, Inc. (the “Transfer Agent”).

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SHAREHOLDER SERVICES AGREEMENT
Shareholder Services Agreement • February 29th, 2016 • Rx Funds Trust • New York

This Agreement is made as of November 1, 2015 between American Independence Funds Trust and Rx Funds Trust, each a Delaware statutory trust (the “Trusts”), on behalf of each series set forth on Schedule A hereto, as amended from time to time (each, a “Fund”), and RiskX Investments, LLC, a Delaware limited liability company (the “Adviser”).

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AMENDED AND RESTATED JOINT INSURED BOND AGREEMENT BY AND AMONG AMERICAN INDEPENDENCE FUNDS TRUST RX FUNDS TRUST (the “TRUSTS”) AND RISKX INVESTMENTS, LLC
Joint Insured Bond Agreement • September 8th, 2016 • Rx Funds Trust

The portfolios of the Trusts are managed investment companies registered under the Investment Company Act of 1940, as amended (the “Act”). By the terms of Rule 17g-1 promulgated by the Securities and Exchange Commission under the Act, the parties are required to provide and maintain in effect a bond against larceny and embezzlement by their officers and employees. By the terms of such rule the parties are authorized to secure a joint insured bond which names all of the parties as insured.

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AMENDMENT NO. 03 TO DISTRIBUTION AGREEMENT AMERICAN INDEPENDENCE FUNDS TRUST
Distribution Agreement • December 10th, 2013 • American Independence Funds Trust II

THIS AMENDMENT No. 03 to the DISTRIBUTION AGREEMENT (the “Amendment”) is made as of the 22nd day of June 2012 by and among the American Independence Funds Trust (the “Fund”), a Delaware Business Trust, American Independence Financial Services, LLC (the “Adviser”), a Delaware limited liability company, and Matrix Capital Group (the “Distributor”), a New York corporation.

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FORM OF EXPENSE LIMITATION AGREEMENT RX FUNDS TRUST
Expense Limitation Agreement • July 23rd, 2015 • Rx Funds Trust

EXPENSE LIMITATION AGREEMENT, effective as of [ ], 2015, by and between American Independence Financial Services, LLC (the “Investment Adviser”) and Rx Funds Trust (the “Trust”), a Delaware business trust, on behalf of each of the funds listed on Exhibit A (each, a “Fund”).

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