AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • April 2nd, 2014 • iShares Dow Jones-Ubs Roll Select Commodity Index Trust • Commodity contracts brokers & dealers • New York
iSHARES® DELAWARE TRUST SPONSOR LLC, as Sponsor and BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A., as Trustee and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Delaware Trustee AMENDED AND RESTATED TRUST AGREEMENT iSHARES® COMMODITY OPTIMIZED TRUST Dated...Trust Agreement • July 7th, 2014 • iSHARES COMMODITY OPTIMIZED TRUST • Commodity contracts brokers & dealers • Delaware
This Amended and Restated Trust Agreement (the "Agreement"), dated as of July 1, 2014, is among iShares® Delaware Trust Sponsor LLC, a Delaware limited liability company, as sponsor (the "Sponsor"), BlackRock Institutional Trust Company, N.A., a national banking association, as trustee (the "Trustee"), and Wilmington Trust, National Association, a national banking association with its principal place of business in Delaware, as Delaware trustee (the "Delaware Trustee").
MASTER SERVICES AGREEMENT Between Each BTC Recipient Listed in Exhibit A And State Street Bank and Trust Company Dated as of April 21, 2011Master Services Agreement • July 1st, 2013 • iShares Dow Jones-Ubs Roll Select Commodity Index Trust • Commodity contracts brokers & dealers • New York
This Master Services Agreement (this “Agreement”), is made and entered into on this 21st day of April, 2011 (“Effective Date”) by and between State Street Bank and Trust Company, Commonwealth of Massachusetts, with a principal office located at 1 Lincoln Street, Boston, MA 02111 (“State Street”) and each of the entities set forth in Exhibit A (each, a “BTC Recipient”). Except as specifically stated, each BTC Recipient executing this Agreement and one or more Service Modules will be obligating itself only with respect to itself, and not with respect to any other entity. References to a “Party” herein refer to either State Street or the applicable BTC Recipient or BTC Recipients, and references to the “Parties” herein refer to both State Street and the applicable BTC Recipient or BTC Recipients. This Agreement consists of the general terms and conditions below and all Exhibits attached hereto.
100,000 Shares Distribution Agreement August 8, 2013Distribution Agreement • August 8th, 2013 • iShares Dow Jones-Ubs Roll Select Commodity Index Trust • Commodity contracts brokers & dealers • New York
iShares® Delaware Trust Sponsor LLC, a Delaware limited liability company (the “Sponsor”), has sponsored the formation of a trust, known as “iShares® Dow Jones-UBS Roll Select Commodity Index Trust” (the “Trust”), pursuant to the laws of the State of Delaware for which BlackRock Institutional Trust Company, N.A. acts as trustee (the “Trustee”). Upon the basis of the representations and warranties set forth in Section 1 hereof and subject to the applicable terms and conditions set forth herein, the Trust will issue and sell to UBS Securities LLC (the “Initial Purchaser”) an aggregate of 100,000 units of fractional undivided beneficial interest in and ownership of the Trust (the “Shares” and, such 100,000 units of Shares, the “Purchased Shares”) upon transfer by the Initial Purchaser to the Trust of two Basket Amounts as defined in and as described in the Prospectus (as defined herein), the “Initial Deposit”).
CONTROL AGREEMENT (for Authorized Participant Collateral)Control Agreement • July 1st, 2013 • iShares Dow Jones-Ubs Roll Select Commodity Index Trust • Commodity contracts brokers & dealers • New York
This Control Agreement (this “Agreement”) is entered into as of [ ], by and among iShares® Dow Jones-UBS Roll Select Commodity Index Trust (the “Trust”), State Street Bank and Trust Company (“State Street”) and [ ] (“AP”), in connection with the Authorized Participant Agreement among AP, iShares® Delaware Trust Sponsor LLC, as sponsor (the “Sponsor”) of the Trust and BlackRock Institutional Trust Company, N.A., as trustee (the “Trustee”) of the Trust (as amended, the “AP Agreement”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 2nd, 2013 • iShares Dow Jones-Ubs Roll Select Commodity Index Trust • Commodity contracts brokers & dealers • California
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is dated as of July 29, 2013 between BlackRock Fund Advisors, a California corporation (“Advisor”), and BlackRock Institutional Trust Company, N.A., a national banking association acting not in its individual capacity but solely as trustee (in such capacity, the “Trustee”) of the iShares® Dow Jones-UBS Roll Select Commodity Index Trust, a Delaware statutory trust (the “Trust”).
INSTITUTIONAL FUTURES CUSTOMER AGREEMENT Effective as of August 1, 2013Institutional Futures • August 2nd, 2013 • iShares Dow Jones-Ubs Roll Select Commodity Index Trust • Commodity contracts brokers & dealers • New York
In consideration of UBS Securities LLC (“FCM”) acting as broker or as principal for the purpose of effecting transactions in domestic and foreign futures contracts, physical commodities, options on domestic and foreign futures or physicals contracts, commodity forward contracts, or foreign exchange transactions (hereinafter collectively referred to as “Contracts”) for the undersigned (hereinafter referred to as “Customer”, or “you” or “your”, as the case may be), either directly or through an introduced relationship, Customer hereby consents and agrees that:
SERVICE MODULE FOR FUND ADMINISTRATION AND ACCOUNTING SERVICES between BTC RECIPIENT and STATE STREETiShares Dow Jones-Ubs Roll Select Commodity Index Trust • July 1st, 2013 • Commodity contracts brokers & dealers
This Fund Administration and Accounting Services Module (the “Fund Administration and Accounting Services Module”), dated as of [ ] (the “Fund Administration and Accounting Services Module Effective Date”), is made and entered into by and between the iShares® Dow Jones-UBS Roll Select Commodity Index Trust (the “BTC Recipient”) and State Street Bank and Trust Company (“State Street”). The BTC Recipient and State Street are collectively referred to as the “Parties” and individually as a “Party.”
SERVICE MODULE FOR CUSTODIAL SERVICES between BTC RECIPIENT and STATE STREETCustodial Services • July 1st, 2013 • iShares Dow Jones-Ubs Roll Select Commodity Index Trust • Commodity contracts brokers & dealers
This Service Module for Custodial Services (the “Service Module”), dated as of [ ], 2013 (the “Service Module Effective Date”), is made and entered into by and between the iShares® Dow Jones-UBS Roll Select Commodity Index Trust (the “BTC Recipient”) and State Street Bank and Trust Company (“State Street”). The BTC Recipient and State Street are collectively referred to as the “Parties” and individually as a “Party.”
