SELLING GROUP MEMBER AGREEMENTSelling Group Member Agreement • January 28th, 2011 • Del Rey Global Investors Funds • Delaware
As the distributor of the shares (“Shares”) of each investment company series (each, a “Fund”) of the trust referenced above and covered hereunder (collectively, “Trust”), which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the intermediary executing this agreement, including its associated persons.
DISTRIBUTION AGREEMENTDistribution Agreement • February 1st, 2011 • Del Rey Global Investors Funds • Delaware
THIS AGREEMENT is made and entered into by and between del Rey Global Investors Funds, a Delaware statutory trust (the “Client”) on behalf of each of its series listed in Exhibit A hereto, as such Exhibit A may be amended from time to time (each a “Fund” and collectively, the “Funds”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) as of the effective date listed in Exhibit A corresponding to each Fund.
DEL REY GLOBAL INVESTORS FUNDS FUND ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENT THE NORTHERN TRUST COMPANYEntire Agreement • January 26th, 2011 • Del Rey Global Investors Funds • Illinois
THIS AGREEMENT is made and entered into by and between del Rey Global Investors Funds, a statutory trust organized under the laws of the State of Delaware, having its principal office and place of business at 6701 Center Drive West, Suite 655, Los Angeles, CA 90045 (the “Trust”), on behalf of each of its series listed in Schedule A hereto, as such Schedule A may be amended from time to time in writing (each a “Fund” and collectively, the “Funds”), and The Northern Trust Company (“Northern”), an Illinois company with its principal place of business at 50 South LaSalle Street, Chicago, Illinois 60603, as of the effective date listed in Schedule A corresponding to each Fund.
DISTRIBUTION SERVICES AGREEMENTDistribution Services Agreement • January 28th, 2011 • Del Rey Global Investors Funds • Delaware
WHEREAS, pursuant to a distribution agreement by and between the Distributor and del Rey Global Investors Funds (the “Trust”) dated as of January 27, 2011 (the “Distribution Agreement”), the Distributor acts as the principal underwriter and distributor of shares of certain series (the “Funds”) of the Trust, as listed in Exhibit A to the Distribution Agreement; and
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 26th, 2011 • Del Rey Global Investors Funds • New York
AGREEMENT, dated January 14, 2011, between del Rey Global Investors Funds (the “Trust”), a Delaware statutory trust, on behalf of its series, del Rey Monarch Fund (the “Fund”) and del Rey Global Investors, LLC, a Delaware limited liability company (the “Adviser”).
FUND CCO AGREEMENTFund Cco Agreement • January 28th, 2011 • Del Rey Global Investors Funds • Delaware
AGREEMENT made as of January 27, 2011 by and between del Rey Global Investors Funds, a Delaware statutory trust (the “Fund Company”), with its principal office and place of business at 6701 Center Drive West, Suite 655, Los Angeles, California 90045, and Foreside Compliance Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
FEE WAIVER/EXPENSE REIMBURSEMENT AGREEMENTFee Waiver/Expense Reimbursement Agreement • January 26th, 2011 • Del Rey Global Investors Funds • New York
THIS FEE WAIVER/EXPENSE REIMBURSEMENT AGREEMENT (this “Agreement”) is entered into as of the 24th day of January, 2011, by and between del Rey Global Investors Funds (the “Trust”) on behalf of its series, the del Rey Monarch Fund (the “Fund”), and del Rey Global Investors, LLC (the “Investment Adviser”), the investment adviser to the Fund.
FORESIDE FUND SERVICES, LLC DEALER AGREEMENTForeside Fund Services, LLC Dealer Agreement • January 28th, 2011 • Del Rey Global Investors Funds • Delaware
As the distributor of the shares (“Shares”) of each investment company series (each, a “Fund”) of the trust referenced above and covered hereunder (collectively, “Trust”), which may be amended by us from time to time, Foreside Fund Services, LLC (“Distributor”) hereby invites you to participate in the selling group on the following terms and conditions. In this letter, the terms “we,” “us,” and similar words refer to the Distributor, and the terms “you,” “your,” and similar words refer to the dealer executing this agreement, including its associated persons.
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN DEL REY GLOBAL INVESTORS FUNDS AND THE NORTHERN TRUST COMPANYTransfer Agency and Service Agreement • January 26th, 2011 • Del Rey Global Investors Funds • Illinois
THIS AGREEMENT is made and entered into by and between del Rey Global Investors Funds, a statutory trust organized under the laws of the State of Delaware, having its principal office and place of business at 6701 Center Drive West, Suite 655, Los Angeles, CA 90045 (the “Trust”), on behalf of each of its series listed in Schedule A hereto, as such Schedule A may be amended from time to time in writing (each a “Fund” and collectively, the “Funds”), and The Northern Trust Company (the “Transfer Agent”), an Illinois company with its principal place of business at 50 South LaSalle Street, Chicago, Illinois 60603, as of the effective date listed in Schedule A corresponding to each Fund.
PURCHASE AGREEMENTPurchase Agreement • January 26th, 2011 • Del Rey Global Investors Funds
Purchase Agreement dated January 24, 2011 between del Rey Global Investors Funds, a statutory trust organized under the laws of the State of Delaware (the “Trust”), on behalf of its series, del Rey Monarch Fund (the “Fund”), and del Rey Global Investors, LLC (the “Sole Initial Shareholder”), a limited liability company organized under the laws of the State of Delaware.
AMENDED AND RESTATED TRUST AGREEMENT of DEL REY GLOBAL INVESTORS FUNDS a Delaware Statutory Trust Principal Place of Business: Suite 655 Los Angeles, CA 90045Trust Agreement • January 26th, 2011 • Del Rey Global Investors Funds • Delaware
This AMENDED AND RESTATED TRUST AGREEMENT of del Rey Global Investors Funds is made as of January 14, 2011, by the undersigned Trustees.
CUSTODY AGREEMENTCustody Agreement • January 26th, 2011 • Del Rey Global Investors Funds • Illinois
THIS AGREEMENT is made and entered into by and between del Rey Global Investors Funds, a statutory trust organized under the laws of the State of Delaware, having its principal office and place of business at 6701 Center Drive West, Suite 655, Los Angeles, CA 90045 (the “Trust”), on behalf of each of its series listed in Schedule B hereto, as such Schedule B may be amended from time to time in writing (each a “Fund” and collectively, the “Funds”), and The Northern Trust Company (the “Custodian”), an Illinois company with its principal place of business at 50 South LaSalle Street, Chicago, Illinois 60603, as of the effective date listed in Schedule A corresponding to each Fund.
TRUST AGREEMENTTrust Agreement • July 6th, 2010 • Del Rey Global Investors Funds • Delaware
