Up to 195,500,000 Shares Capitol Federal Financial, Inc. (a Maryland corporation) Common Stock (par value $0.01 per share) AGENCY AGREEMENT July 7, 2010Agency Agreement • October 27th, 2010 • Capitol Federal Financial Inc • Savings institution, federally chartered • New York
Notwithstanding the foregoing, the undersigned may transfer the undersigned’s shares of Stock and Mid-Tier Stock (i) as a bona fide gift or gifts, provided that the donee or donees agree to be bound in writing by the restrictions set forth herein, (ii) to any trust or family limited partnership for the direct or indirect benefit of the undersigned or the immediate family of the undersigned, provided that the trustee of the trust or general partner of the family limited partnership, as the case may be, agrees to be bound by the restrictions set forth herein, and provided further that any such transfer shall not involve a disposition for value, (iii) pledged in a bona fide transaction outstanding as of the date hereof to a lender to the undersigned, as disclosed in writing to Sandler O’Neill, (iv) pursuant to the exercise by the undersigned of stock options that have been granted by the Company prior to, and are outstanding as of, the date of the Agency Agreement, where the Stock receive
CHANGE OF CONTROL AGREEMENTChange of Control Agreement • May 10th, 2019 • Capitol Federal Financial, Inc. • Savings institution, federally chartered • Kansas
THIS AGREEMENT is entered into as of the ___ day of March, 2019 (the "Effective Date") by and between Capitol Federal® Financial, Inc. ("CFF"), a Maryland corporation, and Anthony S. Barry (the "Executive").
CAPITOL FEDERAL FINANCIAL, INC. INCENTIVE STOCK OPTION AWARD AGREEMENTIncentive Stock Option Award Agreement • February 6th, 2012 • Capitol Federal Financial Inc • Savings institution, federally chartered
This Incentive Stock Option Award (“ISO”) is granted by Capitol Federal Financial, Inc. (“Corporation”) to [Name] (“Option Holder”) in accordance with the terms of this Incentive Stock Option Award Agreement (“Agreement”) and subject to the provisions of the Capitol Federal Financial, Inc. 2012 Equity Incentive Plan, as amended from time to time (“Plan”). The Plan is incorporated herein by reference.
CHANGE OF CONTROL AGREEMENTChange of Control Agreement • January 20th, 2011 • Capitol Federal Financial Inc • Savings institution, federally chartered • Kansas
THIS AGREEMENT is entered into as of the 19th day of January, 2011 (the "Effective Date") by and between Capitol Federal Financial, Inc. ("CFF"), a Maryland corporation, and __________ (the "Executive").
CAPITOL FEDERAL FINANCIAL, INC. STOCK APPRECIATION RIGHT AWARD AGREEMENT [STOCK SETTLED]Agreement • February 6th, 2012 • Capitol Federal Financial Inc • Savings institution, federally chartered
This Stock Appreciation Right Award (“SAR”) is granted by Capitol Federal Financial, Inc. (“Corporation”) to [Name] (“SAR Holder”) in accordance with the terms of this Stock Appreciation Right Award Agreement (“Agreement”) and subject to the provisions of the Capitol Federal Financial, Inc. 2012 Equity Incentive Plan, as amended from time to time (“Plan”). The Plan is incorporated herein by reference.
CAPITOL FEDERAL FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENTEquity Incentive Plan • February 6th, 2012 • Capitol Federal Financial Inc • Savings institution, federally chartered
This Restricted Stock Award (“Restricted Stock Award”) is granted by Capitol Federal Financial, Inc. (“Corporation”) to [Name] (“Grantee”) in accordance with the terms of this Restricted Stock Award Agreement (“Agreement”) and subject to the provisions of the Capitol Federal Financial, Inc. 2012 Equity Incentive Plan, as amended from time to time (“Plan”). The Plan is incorporated herein by reference.
Reference is made to the Agency Agreement dated July 7, 2010 (the “Agreement”), entered into by Capitol Federal Financial, Inc., a Maryland corporation (the “Company”), Capitol Federal Financial, a federal “mid-tier” holding company (the “Mid-Tier...Capitol Federal Financial Inc • November 12th, 2010 • Savings institution, federally chartered
The parties to the Agreement acknowledge that on August 30, 2010, RP Financial, LC. updated its appraisal of the estimated pro forma market value of the common stock of the Company, which has decreased the offering range. The amended offering range has decreased to a range of $1,181,500,000 at the minimum to $1,598,500,000 at the maximum, as compared to the range of $1,445,000,000 to $1,955,000,000, established by the appraisal of RP Financial, LC. dated May 28, 2010. As a result of the decrease in the offering range, the Company is resoliciting those persons who subscribed for shares of Common Stock in the original offering and providing to those original subscribers an updated prospectus dated as of the date of this letter agreement. In addition, certain other persons who did not previously subscribe for shares may be offered an opportunity to purchase shares in the resolicitation, and such persons will be provided with an updated prospectus. Pursuant to the Plan, in the resolicitati
EMPLOYMENT AGREEMENTEmployment Agreement • November 29th, 2018 • Capitol Federal Financial, Inc. • Savings institution, federally chartered • Kansas
THIS EMPLOYMENT AGREEMENT is made and entered into as of this 30th day of April, 2018, by and between Capitol Federal Savings Bank (hereinafter referred to as the "Bank") and Bob Kobbeman (the "Employee").
NON-QUALIFIED STOCK OPTION AWARD AGREEMENTNon-Qualified Stock Option Award Agreement • February 6th, 2012 • Capitol Federal Financial Inc • Savings institution, federally chartered
This Non-Qualified Stock Option Award (“NQSO”) is granted by Capitol Federal Financial, Inc. (“Corporation”) to [Name] (“Option Holder”) in accordance with the terms of this Non-Qualified Stock Option Award Agreement (“Agreement”) and subject to the provisions of the Capitol Federal Financial, Inc. 2012 Equity Incentive Plan, as amended from time to time (“Plan”). The Plan is incorporated herein by reference.
Reference is made to the Agency Agreement dated July 7, 2010 (the “Agreement”), entered into by Capitol Federal Financial, Inc., a Maryland corporation (the “Company”), Capitol Federal Financial, a federal “mid-tier” holding company (the “Mid-Tier...Capitol Federal Financial Inc • October 1st, 2010 • Savings institution, federally chartered
The parties to the Agreement acknowledge that on August 30, 2010, RP Financial, LC. updated its appraisal of the estimated pro forma market value of the common stock of the Company, which has decreased the offering range. The amended offering range has decreased to a range of $1,181,500,000 at the minimum to $1,598,500,000 at the maximum, as compared to the range of $1,445,000,000 to $1,955,000,000, established by the appraisal of RP Financial, LC. dated May 28, 2010. As a result of the decrease in the offering range, the Company is resoliciting those persons who subscribed for shares of Common Stock in the original offering and providing to those original subscribers a supplement to the July 9, 2010 prospectus, which supplement is dated as of the date of this letter agreement. In addition, certain other persons who did not previously subscribe for shares may be offered an opportunity to purchase shares in the resolicitation, and such persons will be provided with a copy of the origina
RP® FINANCIAL, LC. Serving the Financial Services Industry Since 1988 March 30, 2010 Mr. John B. Dicus Chairman, President and Chief Executive Officer Capitol Federal Financial 700 South Kansas Avenue Topeka, Kansas 66603-3894Capitol Federal Financial Inc • May 6th, 2010
This letter sets forth the agreement between Capitol Federal Financial (the “Company”), a subsidiary of Capitol Federal Savings Bank, MHC, Topeka, Kansas (the “MHC”), and RP® Financial, LC. (“RP Financial”) for independent conversion appraisal services pertaining to the mutual-to-stock conversion of the MHC (the “second step” conversion). The specific appraisal services to be rendered by RP Financial are described below. These appraisal services will be rendered by a team of senior members of our firm and will be directed by the undersigned.
AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENTChange of Control Agreement • November 29th, 2023 • Capitol Federal Financial, Inc. • Savings institution, federally chartered • Kansas
THIS AMENDED AND RESTATED CHANGE OF CONTROL AGREEMENT (the “Agreement”) is entered into as of the _______ day of ________, 2023 (the “Effective Date”) by and between Capitol Federal® Financial, Inc. (“CFF”), a Maryland corporation, and ________________ (the “Executive”).
