EMPLOYMENT AGREEMENTEmployment Agreement • May 22nd, 2012 • Kaiser Federal Financial Group, Inc. • Savings institution, federally chartered • California
This Agreement (“Agreement”) is made effective retroactively as of the 19th day of November, 2011 (the “Effective Date”), by and among KAISER FEDERAL BANK (the “Bank”), a federally chartered stock savings bank, with its principal administrative office at 1359 N. Grand Ave., Covina, California 91724 and DUSTIN LUTON (“Executive”). Any reference to the “Company” herein shall mean KAISER FEDERAL FINANCIAL GROUP, INC., the holding company of the Bank. The Company is a party to this Agreement for the sole purpose of guaranteeing the payments required hereunder, except as otherwise provided herein.
EMPLOYMENT AGREEMENTEmployment Agreement • November 2nd, 2007 • Kaiser Federal Financial Group, Inc. • Savings institution, federally chartered • California
This Agreement (“Agreement”) is made effective as of the _______ day of _______________, 2007, by and among KAISER FEDERAL BANK (the “Bank”), a federally chartered stock savings bank, with its principal administrative office at 1359 N. Grand Ave., Covina, California 91724 and NANCY J. HUBER (“Executive”). Any reference to the “Company” herein shall mean KAISER FEDERAL FINANCIAL GROUP, INC., the holding company of the Bank. The Company is a party to this Agreement for the sole purpose of guaranteeing the payments required hereunder, except as otherwise provided herein.
EMPLOYMENT AGREEMENTEmployment Agreement • November 2nd, 2007 • Kaiser Federal Financial Group, Inc. • Savings institution, federally chartered • California
This Agreement (“Agreement”) is made effective as of the _______ day of _______________, 2007, by and among KAISER FEDERAL BANK (the “Bank”), a federally chartered stock savings bank, with its principal administrative office at 1359 N. Grand Ave., Covina, California 91724 and JEANNE R. THOMPSON (“Executive”). Any reference to the “Company” herein shall mean KAISER FEDERAL FINANCIAL GROUP, INC., the holding company of the Bank. The Company is a party to this Agreement for the sole purpose of guaranteeing the payments required hereunder, except as otherwise provided herein.
California’s Simplicity Bancorp to Merge with HomeStreet, Inc.Simplicity Bancorp, Inc. • October 1st, 2014 • Savings institution, federally chartered
SEATTLE, Wash. & COVINA, Calif.—September 29, 2014—HomeStreet, Inc. (NASDAQ:HMST) (“HomeStreet”) has entered into a definitive agreement under which Simplicity Bancorp, Inc. (NASDAQ:SMPL) (“Simplicity”), a Maryland corporation and savings and loan holding company, will merge with HomeStreet, and Simplicity Bank, a federally chartered savings bank institution, will merge with HomeStreet’s subsidiary, HomeStreet Bank. The merger is subject to customary closing conditions, including shareholder and regulatory approvals.
AGREEMENT AND PLAN OF MERGER DATED AS OF SEPTEMBER 27, 2014 BETWEEN HOMESTREET, INC. a Washington corporation; AND SIMPLICITY BANCORP, INC. a Maryland corporationAgreement and Plan of Merger • October 1st, 2014 • Simplicity Bancorp, Inc. • Savings institution, federally chartered • Washington
This AGREEMENT AND PLAN OF MERGER, dated as of September 27, 2014 (this “Agreement”), is by and between HomeStreet, Inc. (“HomeStreet”), a Washington corporation and registered savings and loan holding company, and Simplicity Bancorp, Inc., a Maryland corporation and registered savings and loan holding company (“Simplicity”). Capitalized terms used herein shall have the meanings assigned in Section 1.1.
EMPLOYMENT AGREEMENTEmployment Agreement • November 5th, 2013 • Simplicity Bancorp, Inc. • Savings institution, federally chartered • California
This Agreement (“Agreement”) is made effective as of the 30th day of October 2013 (the “Effective Date”), by and among SIMPLICITY BANK (the “Bank”), a federally chartered stock savings bank, with its principal administrative office at 1359 N. Grand Ave., Covina, California 91724 and DUSTIN LUTON (“Executive”). Any reference to the “Company” herein shall mean SIMPLICITY BANCORP, INC., the holding company of the Bank. The Company is a party to this Agreement for the sole purpose of guaranteeing the payments required hereunder, except as otherwise provided herein.
SEVERANCE AGREEMENT AND GENERAL RELEASESeverance Agreement and General Release • February 8th, 2013 • Simplicity Bancorp, Inc. • Savings institution, federally chartered • California
This Severance Agreement and General Release (the “Agreement”) is entered into by and between Simplicity Bank and Nancy Huber (“Huber”) (also individually referred to as “Party” or collectively as “Parties”) effective this 12th day December, 2012.
RP® FINANCIAL, LC.Kaiser Federal Financial Group, Inc. • September 27th, 2007
This letter sets forth the agreement between K-Fed Bancorp (the “Company”), the majority owned subsidiary of K-Fed, MHC, Covina, California (the “MHC”), and RP® Financial, LC. (“RP Financial”), whereby RP Financial will provide the independent conversion appraisal services in conjunction with the second step conversion. Kaiser Federal Bank (the “Bank”) is wholly-owned by the Company. The specific appraisal services to be rendered by RP Financial are described below. These appraisal services will be rendered by a team of two consultants on staff and will be directed by the undersigned.
INDEMNIFICATION AGREEMENTIndemnification Agreement • March 5th, 2012 • Kaiser Federal Financial Group, Inc. • Savings institution, federally chartered • Maryland
This INDEMNIFICATION AGREEMENT (this “Agreement”), dated as of ____________________, is entered into by KAISER FEDERAL FINANCIAL GROUP, INC., a Maryland corporation (the “Corporation”), and ______________________________________ (“Indemnitee”) with reference to the following facts and circumstances:
FELDMAN FINANCIAL ADVISORS, INC.Letter Agreement • September 27th, 2007 • Kaiser Federal Financial Group, Inc.
This letter agreement (“Agreement”) describes the terms under which Feldman Financial Advisors, Inc. (“Feldman Financial”) will assist K-Fed Bancorp (“K-Fed”) with the business plan (“Business Plan”) to be submitted to regulators in conjunction with K-Fed’s second stage stock offering. The services we will provide and our fees for this proposal are explained in this Agreement.
KAISER FEDERAL FINANCIAL GROUP, INC. 14,950,000 Shares (subject to increase to 17,192,500 shares) COMMON SHARES ($.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENT November __, 2007Agency Agreement • November 2nd, 2007 • Kaiser Federal Financial Group, Inc. • Savings institution, federally chartered • New York
Kaiser Federal Financial Group, Inc., a Maryland corporation (the “Company”), Kaiser Federal Bank, a federally-chartered stock savings bank (the “Bank”), K-Fed Bancorp, a federal corporation, the current mid-tier holding company of the Bank (“Mid-Tier”), and K-Fed Mutual Holding Company, a federally-chartered mutual holding company and the current majority owner of Mid-Tier (the “MHC”), hereby confirm their agreement with Keefe, Bruyette & Woods, Inc. (“Keefe Bruyette” or the “Selling Agent”) to serve as agent of the Company to assist the Company in the sale of up to 14,950,000 (subject to increase up to 17,192,500 shares) of Common Stock (as defined below) of the Company (the “Shares” or “Conversion Stock”) in the Subscription and Community Offerings, and, if necessary, a Syndicated Community Offering, as defined below, as follows:
FELDMAN FINANCIAL ADVISORS, INC. 1001 CONNECTICUT AVENUE, NW, SUITE 840 WASHINGTON, DC 20036 (202) 467-6862 • FAX (202) 467-6963Letter Agreement • May 28th, 2010 • Kaiser Federal Financial Group, Inc. • Savings institution, federally chartered
subject to increase to 9,918,750 shares) COMMON SHARES ($.01 Par Value) Subscription Price $10.00 Per Share AGENCY AGREEMENTFederal Financial • August 25th, 2010 • Kaiser Federal Financial Group, Inc. • Savings institution, federally chartered • New York
Kaiser Federal Financial Group, Inc., a Maryland corporation (the “Company”), Kaiser Federal Bank, a federally-chartered stock savings association (the “Bank”), K-Fed Bancorp, a federal corporation, the current mid-tier holding company of the Bank (“Mid-Tier”), and K-Fed Mutual Holding Company, a federally-chartered mutual holding company and the current majority owner of Mid-Tier (the “MHC”), hereby confirm their agreement with Keefe, Bruyette & Woods, Inc. (“Keefe Bruyette”), as representative of the several Selling Agents (as defined below)(in its capacity as such, the “Representative”) and Sterne Agee & Leach, Inc. (“Sterne Agee,” and together with Keefe Bruyette, the “Selling Agents”) to serve as agents of the Company to assist the Company in the sale of up to 8,625,000 shares (subject to increase up to 9,918,750 shares) of Common Stock (as defined below) of the Company (the “Shares” or “Conversion Stock”) in the Subscription and Community Offerings, and, if necessary, a Syndicate
RP® FINANCIAL, LC. Serving the Financial Services Industry Since 1988Kaiser Federal Financial Group, Inc. • May 28th, 2010 • Savings institution, federally chartered
This letter sets forth the agreement between K-Fed Bancorp (the “Company”), the majority owned subsidiary of K-Fed, MHC, Covina, California (the “MHC”), and RP® Financial, LC. (“RP Financial”), whereby RP Financial will provide the independent conversion appraisal services in conjunction with the second step conversion. Kaiser Federal Bank (the “Bank”) is wholly-owned by the Company. The specific appraisal services to be rendered by RP Financial are described below.
