MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • June 19th, 2006 • AARP Funds • Massachusetts
This Agreement is made as of December 20, 2005 by and among each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 18.5 below, shall hereinafter be referred to as (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”),
TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN AARP FUNDS AND STATE STREET BANK AND TRUST COMPANYTransfer Agency and Service Agreement • June 19th, 2006 • AARP Funds • Massachusetts
AGREEMENT made as of this 23rd day of December 2005, by and between AARP FUNDS, a statutory trust organized under the laws of the state of Delaware with its principal place of business at Two Highwood Drive, 2nd Floor, Tewksbury MA 01876 (the “Trust”), acting on its own behalf and on behalf of each of its series listed in Schedule A, and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company having its principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
ADMINISTRATION AGREEMENT AARP FUNDSAdministration Agreement • June 19th, 2006 • AARP Funds • Delaware
This Administration Agreement (“Agreement”), dated and effective as of December 30, 2005, is by and between AARP Financial Incorporated (“Administrator”), a Delaware corporation, and AARP Funds (“Trust”), a Delaware statutory trust.
INVESTMENT ADVISORY AGREEMENT AARP FUNDSInvestment Advisory Agreement • June 19th, 2006 • AARP Funds • Delaware
AGREEMENT, dated and effective as of December 23, 2005, by and between the AARP Funds (“Trust”), a Delaware statutory trust, and AARP Financial Incorporated (“Adviser”), a Delaware corporation.
INVESTMENT SUB-ADVISORY AGREEMENT AARP FUNDSInvestment Sub-Advisory Agreement • June 19th, 2006 • AARP Funds • Delaware
AGREEMENT, dated and effective as of December 30, 2005, by and among AARP Funds (“Trust”), a Delaware statutory trust, AARP Financial Incorporated (“Adviser”), a Delaware corporation, and SSgA Funds Management, Inc., a Massachusetts corporation (“Sub-Adviser”).
FORM OF DISTRIBUTION AGREEMENT AARP FUNDSForm of Distribution Agreement • December 23rd, 2005 • AARP Funds • Delaware
This Distribution Agreement (“Agreement”), dated and effective as of [December 30, 2005], by and between AARP Funds, an open-end, management investment company organized as a statutory trust under the laws of the State of Delaware, having its principal place of business at Two Highwood Drive, 2nd Floor, Tewksbury MA 01876 (“Trust”), and ALPS Distributors, Inc., a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, having its principal place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202 (“Distributor”).
PARTICIPATION AGREEMENT BETWEEN AARP FUNDS AND STATE STREET MASTER FUNDS DATED AS OF September 29, 2006 AGREEMENTAgreement • February 28th, 2007 • AARP Funds • Massachusetts
THIS AGREEMENT is made and entered into as of the 29th day of September, 2006, by and between AARP Funds, on behalf of the AARP Income Fund (the “Income Fund”), and State Street Master Funds (the “Master Trust”), on behalf of the State Street Money Market Portfolio.
FORM OF TRANSFER AGENCY AND SERVICE AGREEMENT BETWEEN EACH OF THE AARP ENTITIES LISTED ON SCHEDULE A HERETO AND STATE STREET BANK AND TRUST COMPANYAgency and Service Agreement • December 23rd, 2005 • AARP Funds • Massachusetts
AGREEMENT made as of this ____ day of _______, 2005 , by and between each of the AARP entities listed on Schedule A hereto and each being an entity of the type set for on Schedule A and organized under the laws of the state of ________, each with a principal place of business at ____________________ and each of which is acting on its own behalf and on behalf of each of the portfolios, if any, listed under its name in Schedule A, (each such entity shall be referred to hereinafter as the “Fund” or collectively as the “Funds”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company having its principal office and place of business at 225 Franklin Street, Boston, Massachusetts 02110 (the “Transfer Agent”).
FORM OF INVESTMENT SUB-ADVISORY AGREEMENT AARP FUNDSInvestment Sub-Advisory Agreement • December 23rd, 2005 • AARP Funds • Delaware
AGREEMENT, dated and effective as of , 2005, by and among AARP Funds (“Trust”), a Delaware statutory trust, AARP Financial Incorporated (“Adviser”), a Delaware corporation, and SSgA Funds Management, Inc., a Massachusetts corporation.
MASTER FEEDER PARTICIPATION AGREEMENT BETWEEN AARP FUNDS AND STATE STREET MASTER FUNDS DATED AS OF JUNE 30, 2006 AGREEMENTAgreement • February 28th, 2007 • AARP Funds • Massachusetts
THIS AGREEMENT is made and entered into as of the 30th day of June, 2006, by and between AARP Funds (the “Feeder Trust”), on behalf of the AARP Money Market Fund (the “Feeder Fund”), and State Street Master Funds (the “Master Trust”), on behalf of the State Street Money Market Portfolio (the “Master Portfolio”).
AARP FUNDS AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTAarp Funds • October 25th, 2007 • AARP Funds
AGREEMENT, made as of this 9th day of September, 2007, between AARP Funds (“Trust”) on behalf of its AARP Conservative Fund, AARP Moderate Fund, AARP Aggressive Fund, AARP Money Market Fund and AARP Income Fund series (each, a “Fund”), and AARP Financial Incorporated (“AFI”).
AARP FUNDS AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTAarp Funds • October 29th, 2009 • AARP Funds
AGREEMENT, made as of this 23rd day of September, 2009, between AARP Funds (“Trust”) on behalf of its AARP Conservative Fund, AARP Moderate Fund, AARP Aggressive Fund, AARP Money Market Fund and AARP Income Fund series (each, a “Fund”), and AARP Financial Incorporated (“AFI”).
AMENDED AND RESTATED SERVICES AGREEMENTAnd Restated Services Agreement • December 19th, 2008 • AARP Funds • Delaware
THIS AMENDED AND RESTATED SERVICES AGREEMENT (“Agreement”) dated as of December 23, 2005, and amended and restated as of November 20, 2008, by and between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 and AARP Financial Incorporated (“AARP Financial”), a Delaware corporation having its principal place of business at Two Highwood Drive, 2nd Floor, Tewksbury Massachusetts 01876.
FORM OF ADMINISTRATION AGREEMENT SCHEDULE A Listing of Funds and Classes of Shares Approved as of July 28, 2006 Amended and Restated as of September 29, 2006Administration Agreement • September 27th, 2006 • AARP Funds
DISTRIBUTION AGREEMENT SCHEDULE A List of Series Approved as of July 28, 2006 Amended and Restated as of September 29, 2006 AARP FundsDistribution Agreement • February 28th, 2007 • AARP Funds
FORM OF ADMINISTRATION AGREEMENT SCHEDULE C Fee Schedule Approved as of July 28, 2006 Amended and Restated as of September 29, 2006Administration Agreement • September 27th, 2006 • AARP Funds
AARP FUNDS AMENDED AND RESTATED FEE WAIVER AND EXPENSE REIMBURSEMENT AGREEMENTAarp Funds • October 28th, 2008 • AARP Funds
AGREEMENT, made as of this 26th day of August, 2008, between AARP Funds (“Trust”) on behalf of its AARP Conservative Fund, AARP Moderate Fund, AARP Aggressive Fund, AARP Money Market Fund and AARP Income Fund series (each, a “Fund”), and AARP Financial Incorporated (“AFI”).
DISTRIBUTION AGREEMENT AARP FUNDSDistribution Agreement Aarp Funds • February 28th, 2007 • AARP Funds • Delaware
This Distribution Agreement (“Agreement”), dated and effective as of December 23, 2005, by and between AARP Funds, an open-end, management investment company organized as a statutory trust under the laws of the State of Delaware, having its principal place of business at Two Highwood Drive, 2nd Floor, Tewksbury MA 01876 (“Trust”), and ALPS Distributors, Inc., a Colorado corporation and a registered broker-dealer under the Securities Exchange Act of 1934, having its principal place of business at 1625 Broadway, Suite 2200, Denver, Colorado 80202 (“Distributor”).
ADMINISTRATION AGREEMENT SCHEDULE C Fee Schedule Approved as of July 28, 2006 Amended and Restated as of September 29, 2006Administration Agreement • February 28th, 2007 • AARP Funds
The fees will be based on the average daily net assets of the Funds for which the Administrator provides administrative services, calculated as described in Section 7 of the foregoing Agreement.
DISTRIBUTION AGREEMENT SCHEDULE A List of Series Amended as of March 19, 2006 AARP FundsDistribution Agreement • February 28th, 2007 • AARP Funds
INVESTMENT ADVISORY AGREEMENT EXHIBIT A Approved as of July 28, 2006 Amended and Restated as of September 29, 2006Investment Advisory Agreement • February 28th, 2007 • AARP Funds
The fees will be based on the average daily net assets of the Funds managed by the Adviser, and calculated as described in Section 6 of the foregoing Agreement.
ADMINISTRATION AGREEMENT SCHEDULE A Listing of Funds and Classes of Shares Approved as of July 28, 2006 Amended and Restated as of September 29, 2006Administration Agreement • February 28th, 2007 • AARP Funds
FORM OF DISTRIBUTION AGREEMENT SCHEDULE A List of Series Approved as of July 28, 2006 Amended and Restated as of September 29, 2006 AARP FundsDistribution Agreement • September 27th, 2006 • AARP Funds
FORM OF DISTRIBUTION AGREEMENT SCHEDULE A List of Series Amended as of March 19, 2006 AARP FundsAARP Funds • June 19th, 2006
Addendum to Distribution Agreement DatedAARP Funds • August 28th, 2007
WHEREAS, in light of the foregoing, ADI and the Trust wish to modify the provisions of the Agreement to reflect ADI’s new address.
