AMENDED AND RESTATED TRUST AGREEMENTTrust Agreement • February 24th, 2005 • Goldman Sachs Capital V • Security brokers, dealers & flotation companies • Delaware
GUARANTEE AGREEMENTGuarantee Agreement • February 24th, 2005 • Goldman Sachs Capital V • Security brokers, dealers & flotation companies • New York
TRUST AGREEMENT OF GOLDMAN SACHS CAPITAL VTrust Agreement • February 24th, 2005 • Goldman Sachs Capital V • Security brokers, dealers & flotation companies • Delaware
TRUST AGREEMENT OF GOLDMAN SACHS CAPITAL VITrust Agreement • February 24th, 2005 • Goldman Sachs Capital V • Security brokers, dealers & flotation companies • Delaware
Form of] AMENDED AND RESTATED TRUST AGREEMENT among THE GOLDMAN SACHS GROUP, INC. as Depositor, THE BANK OF NEW YORK MELLON, as Property Trustee, BNY MELLON TRUST OF DELAWARE, as Delaware Trustee, and THE ADMINISTRATIVE TRUSTEES NAMED HEREIN Dated as...Trust Agreement • July 10th, 2017 • Goldman Sachs Capital III • Security brokers, dealers & flotation companies • Delaware
AMENDED AND RESTATED TRUST AGREEMENT, dated as of [ ], [ ], among (i) The Goldman Sachs Group, Inc., a Delaware corporation (including any successors or assigns, the “Depositor”), (ii) The Bank of New York Mellon, a New York banking corporation, as property trustee (in such capacity, the “Property Trustee” and, in its separate corporate capacity and not in its capacity as Property Trustee, the “Bank”), (iii) BNY Mellon Trust of Delaware, a Delaware banking corporation, as Delaware trustee (the “Delaware Trustee”), (iv) Jane M. Kelsey, an individual, Steven M. Bunson, an individual, and Rajashree Datta, an individual, each of whose address is c/o The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282 (each an “Administrative Trustee” and collectively the “Administrative Trustees”) and (v) the several Holders, as hereinafter defined.
GS Finance Corp. Medium-Term Notes, Series A fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. [Form of] Amended and Restated Distribution AgreementTerms Agreement • July 10th, 2017 • Goldman Sachs Capital III • Security brokers, dealers & flotation companies • New York
The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting AgreementUnderwriting Agreement • July 10th, 2017 • Goldman Sachs Capital III • Security brokers, dealers & flotation companies • New York
The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $ principal amount of the [Title of Debt Securities] specified above (the “Securities”), which are further described in Schedule III hereto.
The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting AgreementUnderwriting Agreement • July 10th, 2017 • Goldman Sachs Capital III • Security brokers, dealers & flotation companies • New York
The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $ principal amount of the [Title of Debt Securities] specified above (the “Securities”), which are further described in Schedule III hereto.
FORM OF]Goldman Sachs Capital V • February 24th, 2005 • Security brokers, dealers & flotation companies • New York
The Goldman Sachs Group, Inc. [Title of Subordinated Debt Securities] [Form of] Underwriting AgreementGoldman Sachs Capital III • July 10th, 2017 • Security brokers, dealers & flotation companies • New York
The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) an aggregate of $ principal amount of the [Title of Subordinated Debt Securities] specified above (the “Securities”), which are further described in Schedule III hereto.
The Goldman Sachs Group, Inc. Medium-Term Notes, Series N [Form of] Amended and Restated Distribution AgreementDistribution Agreement • July 10th, 2017 • Goldman Sachs Capital III • Security brokers, dealers & flotation companies • New York
The Goldman Sachs Group, Inc. [Title of Debt Securities] [Form of] Underwriting AgreementUnderwriting Agreement • July 17th, 2008 • Goldman Sachs Capital V • Security brokers, dealers & flotation companies • New York
Goldman, Sachs & Co., As representatives of the several Underwriters named in Schedule I hereto, 85 Broad Street, New York, New York 10004.
The Goldman Sachs Group, Inc. [Title of Preferred Stock] [FORM OF] Underwriting AgreementUnderwriting Agreement • July 10th, 2017 • Goldman Sachs Capital III • Security brokers, dealers & flotation companies • New York
The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions stated herein, to issue and sell to the Underwriters named in Schedule I hereto (the “Underwriters”) the Preferred Shares that are specified in Schedule III hereto (the “[Preferred] Shares”) [and are represented by depositary shares (the “Depositary Shares”) deposited against delivery of Depositary Receipts (the “Depositary Receipts”) evidencing the Depositary Shares that are to be issued by as depositary (the “Depositary”) under the Deposit Agreement, dated , 20 , among the Company, the Depositary and the holders from time to time of the Depositary Receipts issued thereunder, as supplemented from time to time. Each Depositary Share represents beneficial ownership of a fraction of a Preferred Share, as specified in Schedule III to this Agreement]. [The Depositary Shares and the Preferred Shares represented thereby are collectively called the “Shares”.] The Shares consist
GS Finance Corp. Medium-Term Notes, Series A fully and unconditionally guaranteed by The Goldman Sachs Group, Inc. [Form of] Distribution AgreementTerms Agreement • December 4th, 2007 • Goldman Sachs Capital V • Security brokers, dealers & flotation companies • New York
fiscal year agrees with the corresponding amounts (after restatement where applicable) in the audited consolidated financial statements for such fiscal years;
SENIOR DEBT INDENTUREGoldman Sachs Capital V • December 4th, 2007 • Security brokers, dealers & flotation companies • New York
FORM OF] AGREEMENT AS TO EXPENSES AND LIABILITIESExpenses and Liabilities • July 10th, 2017 • Goldman Sachs Capital III • Security brokers, dealers & flotation companies • New York
Agreement as to Expenses and Liabilities, dated as of [ ], between The Goldman Sachs Group, Inc., a Delaware corporation, in its capacity as Holder (as defined in the Trust Agreement referred to below) of the Common Securities referred to below (in such capacity, and together with its successors in such capacity, the “Common Securityholder”), and Goldman Sachs Capital VII, a Delaware statutory trust (the “Issuer Trust”).
Letterhead of Sullivan & Cromwell LLP]Goldman Sachs Capital III • July 10th, 2017 • Security brokers, dealers & flotation companies
FORM OF]Goldman Sachs Capital V • February 24th, 2005 • Security brokers, dealers & flotation companies • New York
TRUST AGREEMENT OF GOLDMAN SACHS CAPITAL VIITrust Agreement • July 10th, 2017 • Goldman Sachs Capital III • Security brokers, dealers & flotation companies • Delaware
THIS TRUST AGREEMENT, dated as of May 3, 2017, (the “Trust Agreement”), by and among The Goldman Sachs Group, Inc., a Delaware corporation, as depositor (the “Depositor”), BNY Mellon Trust of Delaware (formerly known as The Bank of New York (Delaware)), as trustee (the “Delaware Trustee”), Jane M. Kelsey, an individual, Steven M. Bunson, an individual and Rajashree Datta, an individual, each of whose address is c/o The Goldman Sachs Group, Inc., 200 West Street, New York, New York 10282 (each an “Administrative Trustee” and collectively the “Administrative Trustees”). The Depositor, the Administrative Trustees and the Delaware Trustee hereby agree as follows:
Form of] GUARANTEE AGREEMENT between THE GOLDMAN SACHS GROUP, INC., as Guarantor, and THE BANK OF NEW YORK MELLON, as Guarantee Trustee GOLDMAN SACHS CAPITAL VII Dated as of [ ]Guarantee Agreement • July 10th, 2017 • Goldman Sachs Capital III • Security brokers, dealers & flotation companies • New York
Note: This reconciliation and tie sheet shall not, for any purpose, be deemed to be a part of the Guarantee Agreement and shall not affect the interpretation of any of its terms or provisions.
Letterhead of Sullivan & Cromwell LLP]Goldman Sachs Capital III • July 10th, 2017 • Security brokers, dealers & flotation companies
AMENDMENT NO. 1 TO THE MEDIUM-TERM NOTES, SERIES B AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • April 6th, 2009 • Goldman Sachs Capital V • Security brokers, dealers & flotation companies • New York
AMENDMENT NO. 1, dated as of April 6, 2009 (“Amendment No. 1”), between The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), and Goldman, Sachs & Co., to that certain Amended and Restated Distribution Agreement, dated October 10, 2008, relating to the Company’s Medium-Term Notes, Series B (the “Agreement”).
AMENDMENT NO. 1 TO THE MEDIUM-TERM NOTES, SERIES D AMENDED AND RESTATED DISTRIBUTION AGREEMENTDistribution Agreement • April 6th, 2009 • Goldman Sachs Capital V • Security brokers, dealers & flotation companies • New York
AMENDMENT NO. 1, dated as of April 6, 2009 (“Amendment No. 1”), between The Goldman Sachs Group, Inc., a Delaware corporation (the “Company”), and Goldman, Sachs & Co., to that certain Amended and Restated Distribution Agreement, dated October 10, 2008, relating to the Company’s Medium-Term Notes, Series D (the “Agreement”).
