Cortina Funds, Inc. Sample Contracts

CORTINA FUNDS, INC. DISTRIBUTION AGREEMENT
Distribution Agreement • September 23rd, 2011 • Cortina Funds, Inc. • Colorado

THIS AGREEMENT is made as of __________, 2011, among Cortina Funds, Inc., organized as a corporation under the laws of the State of Wisconsin (the “Cortina”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).

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AMENDMENT TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT
Bookkeeping and Pricing • April 14th, 2014 • Cortina Funds, Inc.

This Amendment dated as of April 14, 2014 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated September 12, 2011 (the “Agreement”), between Cortina Funds, Inc., (“Cortina”), organized as a corporation under the laws of the State of Wisconsin, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

REPORT MODERNIZATION ADDENDUM to Administration, Bookkeeping and Pricing Services Agreement
Services Agreement • October 26th, 2018 • Cortina Funds, Inc. • Colorado

This Report Modernization Addendum (this “Addendum”) to the Administration, Bookkeeping and Pricing Services Agreement, is dated as of May 14, 2018 and entered into by and between CORTINA FUNDS, INC., organized as a corporation under the laws of the state of Wisconsin (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

EXPENSE CAP/REIMBURSEMENT AGREEMENT
Expense Cap/Reimbursement Agreement • September 23rd, 2011 • Cortina Funds, Inc.

This Agreement is entered into as of the 8th day of August, 2011 between Cortina Asset Management, LLC (the “Adviser”) and Cortina Funds, Inc. (the “Corporation”) on behalf of the Cortina Small Cap Growth Fund and the Cortina Small Cap Value (the “Funds”).

EXPENSE CAP/REIMBURSEMENT AGREEMENT
Expense Cap/Reimbursement Agreement • October 29th, 2012 • Cortina Funds, Inc.

This Agreement is entered into as of the 14th day of August, 2012 between Cortina Asset Management, LLC (the “Adviser”) and Cortina Funds, Inc. (the “Corporation”) on behalf of the Cortina Small Cap Growth Fund and the Cortina Small Cap Value (the “Funds”).

CORTINA FUNDS, INC. INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • September 23rd, 2011 • Cortina Funds, Inc. • Wisconsin

This Investment Advisory Agreement (the “Agreement”) is entered into as of the 8th day of August, 2011, between Cortina Funds, Inc. (the “Corporation”), a Wisconsin corporation, and Cortina Asset Management, LLC (the “Adviser”), a Wisconsin limited liability company.

EXPENSE CAP/REIMBURSEMENT AGREEMENT
Expense Cap/Reimbursement Agreement • April 14th, 2014 • Cortina Funds, Inc.

This Agreement is entered into as of the 10th day of February, 2014 between Cortina Asset Management, LLC (the “Adviser”) and Cortina Funds, Inc. (the “Corporation”) on behalf of the Cortina Small Cap Growth Fund and the Cortina Small Cap Value Fund (the “Funds”).

CORTINA FUNDS, INC. AMENDMENT TO ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT
Pricing Services Agreement • October 28th, 2016 • Cortina Funds, Inc.

This Amendment dated as of September 12, 2016 (this “Amendment”) is to the Administration, Bookkeeping and Pricing Services Agreement dated September 12, 2011 (the “Agreement”), by and between Cortina Funds, Inc. (the “Fund”) organized as a corporation under the laws of the State of Wisconsin, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.

SUPPLEMENT TO TRANSFER AGENCY AND SERVICES AGREEMENT
Transfer Agency and Services Agreement • October 26th, 2018 • Cortina Funds, Inc.

This Supplement dated as of February 9, 2018 (this “Supplement”) is to the Transfer Agency and Services Agreement dated September 12, 2011 as amended (the “Agreement”), by and between ALPS Fund Services, Inc. (“ALPS”) and Cortina Funds, Inc. (the “Cortina”).

CORTINA FUNDS, INC. SUBSCRIPTION AGREEMENT
Subscription Agreement • September 23rd, 2011 • Cortina Funds, Inc.

The undersigned purchaser (the “Purchaser”) hereby subscribes to the number of shares of beneficial interest (the “Shares”) of Cortina Funds, Inc. (the “Corporation”) as follows:

EXPENSE CAP/REIMBURSEMENT AGREEMENT
Expense Cap/Reimbursement Agreement • October 28th, 2013 • Cortina Funds, Inc.

This Agreement is entered into as of the 12th day of August, 2013 between Cortina Asset Management, LLC (the “Adviser”) and Cortina Funds, Inc. (the “Corporation”) on behalf of the Cortina Small Cap Growth Fund and the Cortina Small Cap Value (the “Funds”).

DISTRIBUTION AGREEMENT
Distribution Agreement • October 26th, 2018 • Cortina Funds, Inc. • Colorado

THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Cortina Funds, Inc., organized as a corporation under the laws of the State of Wisconsin (“Cortina”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).

CORTINA FUNDS, INC. DISTRIBUTION AGREEMENT
Distribution Agreement • October 29th, 2012 • Cortina Funds, Inc. • Colorado

THIS AGREEMENT is made as of November 1st, 2011, among Cortina Funds, Inc., organized as a corporation under the laws of the State of Wisconsin (the “Cortina”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).

Contract
Transfer Agency and Services Agreement • October 28th, 2016 • Cortina Funds, Inc.
EXPENSE CAP/REIMBURSEMENT AGREEMENT
Expense Cap/Reimbursement Agreement • October 28th, 2016 • Cortina Funds, Inc.

This Agreement is entered into as of the 17th day of August, 2015 between Cortina Asset Management, LLC (the “Adviser”) and Cortina Funds, Inc. (the “Corporation”) on behalf of the Cortina Small Cap Growth Fund and the Cortina Small Cap Value (the “Funds”).

CORTINA FUNDS, INC. ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENT
Pricing Services Agreement • September 23rd, 2011 • Cortina Funds, Inc. • Colorado

THIS AGREEMENT is made as of September 12, 2011, among Cortina Funds, Inc., organized as a corporation under the laws of the State of Wisconsin (the “Cortina”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

CORTINA FUNDS, INC. TRANSFER AGENCY AND SERVICES AGREEMENT
Transfer Agency and Services Agreement • September 23rd, 2011 • Cortina Funds, Inc. • Colorado

THIS AGREEMENT is made as of September 12, 2011, among Cortina Funds, Inc., organized as a corporation under the laws of the State of Wisconsin (the “Cortina”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”).

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