RECITALSEscrow Agreement • June 28th, 2004 • Frontier Fund • Commodity contracts brokers & dealers • Colorado
Contract Type FiledJune 28th, 2004 Company Industry Jurisdiction
EXHIBIT 1.2 AMENDMENT AGREEMENT This amendment agreement (the "Agreement"), is made and entered into effective as of the ___ day of _________, 2005, by and among THE FRONTIER FUND, a statutory trust organized under Chapter 38 of Title 12 of the...Amendment Agreement • March 11th, 2005 • Frontier Fund • Commodity contracts brokers & dealers
Contract Type FiledMarch 11th, 2005 Company Industry
EXHIBIT 1.1 THE FRONTIER FUND Denver, Colorado SELLING AGENT AGREEMENT Equinox Fund Management, LLC, a Delaware limited liability company (the "Managing Owner"), is the managing owner of The Frontier Fund (the "Trust"), a statutory trust organized...Selling Agent Agreement • March 11th, 2005 • Frontier Fund • Commodity contracts brokers & dealers • Delaware
Contract Type FiledMarch 11th, 2005 Company Industry Jurisdiction
THE FRONTIER FUND Denver, Colorado SELLING AGENT AGREEMENTSelling Agent Agreement • January 26th, 2007 • Frontier Fund • Commodity contracts brokers & dealers • Delaware
Contract Type FiledJanuary 26th, 2007 Company Industry Jurisdiction
ISDA® International Swap Dealers Association, Inc. MASTER AGREEMENT dated as ofMaster Agreement • February 8th, 2006 • Frontier Fund • Commodity contracts brokers & dealers • New York
Contract Type FiledFebruary 8th, 2006 Company Industry Jurisdictionhave entered and/or anticipate entering into one or more transactions (each a “Transaction”) that are or will be governed by this Master Agreement, which includes the schedule (the “Schedule”), and the documents and other confirming evidence (each a “Confirmation”) exchanged between the parties confirming those Transactions.
AMENDMENT AGREEMENTAmendment Agreement • May 5th, 2006 • Frontier Fund • Commodity contracts brokers & dealers
Contract Type FiledMay 5th, 2006 Company IndustryThis amendment agreement (the “Agreement”), is made and entered into effective as of the day of , 20 , by and among THE FRONTIER FUND, a statutory trust organized under Chapter 38 of Title 12 of the Delaware Code (the “Trust”), EQUINOX FUND MANAGEMENT, LLC, a Delaware limited liability company and the managing owner of the Trust (the “Managing Owner”) and [ ], a [ ] (the “Selling Agent”). Capitalized and other defined terms used in this Agreement and not otherwise expressly defined herein shall have the same respective meanings as are set forth in the Selling Agent Agreement (as hereinafter defined).
EXHIBIT 10.2 CUSTOMER AGREEMENT This Customer Agreement ("Agreement") between UBS Securities LLC ("UBS-S LLC") and ________________ ("Customer") shall govern the purchase and sale by UBS-S LLC of certain futures contracts, options thereon and options...Customer Agreement • February 5th, 2004 • Frontier Fund • Investors, nec • Illinois
Contract Type FiledFebruary 5th, 2004 Company Industry Jurisdiction
SELLING AGENT AGREEMENT Equinox Fund Management, LLC, a Delaware limited liability company (the "Managing Owner"), is the managing owner of The Frontier Fund (the "Trust"), a statutory trust organized under Chapter 38 of Title 12 of the Delaware Code...Selling Agent Agreement • February 5th, 2004 • Frontier Fund • Investors, nec • Delaware
Contract Type FiledFebruary 5th, 2004 Company Industry Jurisdiction
EXHIBIT 10.3 THE FRONTIER FUND ADVISORY AGREEMENT This advisory agreement (the "Agreement") dated as of the ___ day of _____________, 2004, by and among The Frontier Fund, a Delaware statutory trust (the "Trust"), [Name of Trading Company], a Delaware...Frontier Fund Advisory Agreement • June 2nd, 2004 • Frontier Fund • Investors, nec • Delaware
Contract Type FiledJune 2nd, 2004 Company Industry Jurisdiction
AMENDED AND RESTATED ESCROW AGREEMENTEscrow Agreement • November 15th, 2005 • Frontier Fund • Commodity contracts brokers & dealers • Colorado
Contract Type FiledNovember 15th, 2005 Company Industry JurisdictionTHIS AMENDED AND RESTATED AGREEMENT (this “Agreement”) is entered into as of this 14th day of November, 2005, by and among The Frontier Fund, a Delaware statutory trust (the “Trust”), Equinox Fund Management, LLC, a limited liability company formed under the laws of the state of Delaware (“Equinox” and together with the Trust, the “Company”), Bornhoft Group Securities Corporation, a corporation affiliated with the Managing Owner (“BGSC”), and U.S. Bank National Association, a national banking association (“Escrow Agent”). All capitalized terms used herein and not defined shall have the meanings set forth in the prospectus of the Trust, including all the appendices and exhibits thereto, as the same may be amended and updated from time to time (the “Prospectus”).
Logo of Bank of America] Banc of America Futures, Incorporated A Bank of America Company Exhibit 10.21 Customer Agreement In consideration of Banc of America Futures, Incorporated ("Broker") agreeing to carry one or more electronic accounts...Frontier Fund • February 2nd, 2004 • Investors, nec • Illinois
Company FiledFebruary 2nd, 2004 Industry Jurisdiction
RECITALSEscrow Agreement • January 7th, 2005 • Frontier Fund • Commodity contracts brokers & dealers • Colorado
Contract Type FiledJanuary 7th, 2005 Company Industry Jurisdiction
FRONTIER TRADING COMPANY LLC LIMITED LIABILITY COMPANY AGREEMENTLimited Liability Company Agreement • November 15th, 2005 • Frontier Fund • Commodity contracts brokers & dealers
Contract Type FiledNovember 15th, 2005 Company IndustryThis limited liability company agreement (“Agreement”), is made and entered into effective as of the day of , , between the undersigned parties hereto. Each party who executes this Agreement as a manager is hereinafter referred to as a “Manager,” including Equinox Fund Management, LLC, a Delaware limited liability company and the manager of the Company (the “Manager”) and The Frontier Fund (the “Member”).
LICENSE AGREEMENTLicense Agreement • November 15th, 2005 • Frontier Fund • Commodity contracts brokers & dealers • New York
Contract Type FiledNovember 15th, 2005 Company Industry JurisdictionAGREEMENT dated as of (the “Effective Date”) by and among JEFFERIES FINANCIAL PRODUCTS, LLC (“Jefferies”), a Delaware limited liability company having an office at One Station Place, 3N, Stamford, CT 06902, REUTERS AMERICA LLC (“Reuters”), a Delaware limited liability company having an office at Three Times Square, New York, NY 10036, The Frontier Fund (the “Fund”), a statutory trust formed under the laws of Delaware, and Equinox Fund Management, LLC, a Delaware limited liability company with its principal office at 1660 Lincoln Street, Suite 100, Denver, CO 80264 (the “Managing Owner”) (the Fund and the Managing Owner collectively “Licensee”).
AGREEMENTAgreement • September 30th, 2005 • Frontier Fund • Commodity contracts brokers & dealers
Contract Type FiledSeptember 30th, 2005 Company IndustryThis Agreement contains the terms and conditions governing the Merrill Lynch Standing Letter of Authorization program. As used in this Agreement, “I,” “me” and “my” mean each person who signs the Standing Letter of Authorization confirmation letter as a Merrill Lynch account holder or a Merrill Lynch account holder on whose behalf the Standing Letter of Authorization is signed by an authorized person. “You” and “your” mean any or all of Merrill Lynch, Pierce, Fenner & Smith Incorporated and any other Merrill Lynch Group company named in the Authorization “Merrill Lynch accounts(s)” means any and all accounts I, or the entity I represent, have with you.
Investment Management AgreementInvestment Management Agreement • November 15th, 2005 • Frontier Fund • Commodity contracts brokers & dealers • New York
Contract Type FiledNovember 15th, 2005 Company Industry JurisdictionThis Investment Management Agreement, dated , 2005 (“Agreement”), is made by The Frontier Fund, a Delaware statutory trust (“Client”), and STW Fixed Income Management Ltd. (“Advisor”). Client hereby employs Advisor as investment advisor for (“Account”) on the terms and conditions set forth below:
AMENDMENT AGREEMENTAmendment Agreement • November 15th, 2005 • Frontier Fund • Commodity contracts brokers & dealers
Contract Type FiledNovember 15th, 2005 Company IndustryThis amendment agreement (the “Agreement”), is made and entered into effective as of the day of , 20 , by and among THE FRONTIER FUND, a statutory trust organized under Chapter 38 of Title 12 of the Delaware Code (the “Trust”), EQUINOX FUND MANAGEMENT, LLC, a Delaware limited liability company and the managing owner of the Trust (the “Managing Owner”) and [ ], a [ ] (the “Selling Agent”). Capitalized and other defined terms used in this Agreement and not otherwise expressly defined herein shall have the same respective meanings as are set forth in the Selling Agent Agreement (as hereinafter defined).
FOREIGN EXCHANGE PRIME BROKERAGE AGREEMENTForeign Exchange Prime Brokerage Agreement • September 30th, 2005 • Frontier Fund • Commodity contracts brokers & dealers • New York
Contract Type FiledSeptember 30th, 2005 Company Industry JurisdictionThis Agreement describes the arrangement pursuant to which Deutsche Bank AG London (“DBAG”) authorizes Equinox Fund Management LLC (“Agent”), acting for and on behalf of the Funds specified on Annex D hereto (the “Funds”), to act as its agent, pursuant to the provisions of Section 2 hereof, in executing spot, tom next, forward foreign exchange transactions with a maximum tenor of 6 months (herein, “FX Transactions”) with the Counterparties listed in Annex A hereto (each, a “Counterparty” and such FX Transactions to be referred to herein as “Counterparty Transactions”) and on the terms set forth in Annex B hereto. Capitalized terms not defined herein shall have the meanings assigned to them in the 1998 FX and Currency Option Definitions (as published by the International Swaps and Derivatives Association, Inc., the Emerging Markets Traders Association and The Foreign Exchange Committee). Accordingly, the parties hereto agree as follows:
RECITALSEscrow Agreement • October 7th, 2004 • Frontier Fund • Commodity contracts brokers & dealers • Colorado
Contract Type FiledOctober 7th, 2004 Company Industry Jurisdiction
GUARANTYGuaranty • February 8th, 2006 • Frontier Fund • Commodity contracts brokers & dealers • New York
Contract Type FiledFebruary 8th, 2006 Company Industry JurisdictionThis GUARANTY, dated as of [ ], 2005 made by Jefferies Group, Inc. (“Guarantor”), a Delaware corporation, in favor of Frontier Trading Company VIII, LLC (the “Company”).
ISDA® International Swap Dealers Association, Inc. MASTER AGREEMENT dated as ofMaster Agreement • November 15th, 2005 • Frontier Fund • Commodity contracts brokers & dealers • New York
Contract Type FiledNovember 15th, 2005 Company Industry Jurisdictionhave entered and/or anticipate entering into one or more transactions (each a “Transaction”) that are or will be governed by this Master Agreement, which includes the schedule (the “Schedule”), and the documents and other confirming evidence (each a “Confirmation”) exchanged between the parties confirming those Transactions.
CUSTOMER AGREEMENTCustomer Agreement • November 15th, 2005 • Frontier Fund • Commodity contracts brokers & dealers • Illinois
Contract Type FiledNovember 15th, 2005 Company Industry JurisdictionThis agreement (“Agreement”) sets forth the terms and conditions under which we, Man Financial Inc., will open and maintain one or more accounts (collectively, the “account”) in your name and on your behalf and otherwise transact business with you. If this account has been introduced to us, all references to us in this Agreement shall include your broker, and your broker, shall enjoy all benefits and rights hereunder.
LICENSE AGREEMENTLicense Agreement • November 15th, 2005 • Frontier Fund • Commodity contracts brokers & dealers • New York
Contract Type FiledNovember 15th, 2005 Company Industry JurisdictionAGREEMENT dated as of (the “Effective Date”) by and among JEFFERIES FINANCIAL PRODUCTS, LLC (“Jefferies” or “Licensor’), a Delaware limited liability company having an office at One Station Place, 3N, Stamford, CT 06902, The Frontier Fund (the “Fund”), a statutory trust formed under the laws of Delaware, and Equinox Fund Management, LLC, a Delaware limited liability company with its principal office at 1660 Lincoln Street, Suite 100, Denver, CO 80264 (the “Managing Owner”) (the Fund and the Managing Owner collectively “Licensee”).