WITNESSETHInvestment Management Agreement • May 21st, 2003 • Nuveen Preferred Convertible Income Fund 2 • Illinois
UNDERWRITING AGREEMENTNuveen Preferred Convertible Income Fund 2 • June 26th, 2003 • New York
AmongAgency and Service Agreement • June 24th, 2003 • Nuveen Preferred Convertible Income Fund 2 • Massachusetts
Witnesseth:Master Custodian Agreement • June 24th, 2003 • Nuveen Preferred Convertible Income Fund 2 • Massachusetts
WITNESSETH ----------Expense Reimbursement Agreement • May 21st, 2003 • Nuveen Preferred Convertible Income Fund 2 • Illinois
AMENDED AND RESTATED MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • May 16th, 2013 • Nuveen Credit Strategies Income Fund • Massachusetts
This Agreement between those NUVEEN INVESTMENT COMPANIES (each such investment company and each investment company made subject to this Agreement in accordance with Section 19 herein, be referred to as a “Fund” and collectively as the “Funds”) listed on Appendix A hereto (hereinafter “Appendix A” as it may be amended from time to time), which may be Massachusetts business trusts or have such other form of organization as may be indicated, and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
DEALER AGREEMENT Nuveen Securities, LLCDealer Agreement • July 9th, 2013 • Nuveen Credit Strategies Income Fund • New York
From time to time Nuveen Securities, LLC (the “Manager”, “we” or “us”) will act as manager of registered at-the-market offerings by Nuveen Credit Strategies Income Fund, a Massachusetts business trust (the “Fund”), of the Fund’s common stock, par value $0.01 per share (the “Common Stock”). In the case of such offerings, the Fund has agreed with the Manager to issue and sell through or to the Manager, as sales agent and/or principal, a certain number of shares of the Fund’s Common Stock.
NUVEEN CREDIT STRATEGIES INCOME FUND Chicago, Illinois 60606Nuveen Credit Strategies Income Fund • July 9th, 2013
Nuveen Credit Strategies Income Fund is a Massachusetts business trust operating as a closed-end management investment company (hereinafter referred to as the “Fund”). The Fund has filed a registration statement on Form N-2 (File Nos. 333-188655 and 811-21333) (the “Registration Statement”) pursuant to the Investment Company Act of 1940, as amended, and the Securities Act of 1933, as amended, to register additional common shares of the Fund, which may be issued and sold from time to time through various specified transactions, including at-the-market (“ATM”) offerings.
I. GENERALMaster Agreement • August 6th, 2003 • Nuveen Preferred Convertible Income Fund 2 • New York
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • January 10th, 2018 • Nuveen Credit Strategies Income Fund • Illinois
AGREEMENT made this 1st day of October 2014, by and between NUVEEN CREDIT STRATEGIES INCOME FUND, a Massachusetts business trust (the “Fund”), and NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 10th, 2018 • Nuveen Credit Strategies Income Fund • Illinois
AGREEMENT effective as of this 1st day of October 2014 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Symphony Asset Management LLC, a California limited liability company and a federally registered investment adviser (“Sub-Adviser”).
Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Schedule A Attached Hereto and Computershare Inc. and Computershare Trust Company, N.A.Agency and Service Agreement • October 13th, 2017 • Nuveen Credit Strategies Income Fund • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of June 15, 2017 (“Effective Date”), is by and between each of the Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., a Delaware corporation (“Computershare”), and its fully owned subsidiary Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Transfer Agent”), each having a principal office and place of business at 250 Royall Street, Canton, Massachusetts 02021.
NUVEEN OPEN-END AND CLOSED-END FUNDS DEFERRED COMPENSATION PLAN FOR INDEPENDENT DIRECTORS AND TRUSTEES (As Amended and Restated Effective January 1, 2013)Nuveen Credit Strategies Income Fund • May 16th, 2013 • Illinois
FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 13th, 2017 • Nuveen Credit Strategies Income Fund
This First Amendment (“Amendment”) is entered into and effective as of this the 7th day of September, 2017, and hereby amends that certain Transfer Agency and Service Agreement by and among each Nuveen closed-end investment companies listed on Schedule A attached hereto, as may be amended from time to time (“Schedule A”) (each such investment company, a “Fund”), and Computershare Inc., (“Computershare”) and its fully owned subsidiary Computershare Trust Company, N.A., (“Trust Company”, and together with Computershare, “Transfer Agent”) dated June 15, 2017 (the “Agreement”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Agreement.
AMENDMENT To Transfer Agency and Service Agreement Between Each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement And State Street Bank and Trust CompanyTransfer Agency and Service Agreement • May 16th, 2013 • Nuveen Credit Strategies Income Fund
This Amendment is made as of this 1st day of July 2011 to the Transfer Agency and Service Agreement dated October 7, 2002, as amended (the “Agreement”) between each of the Nuveen Closed-End Investment Companies Listed on Exhibit A to the Agreement (collectively, the “Funds”) and State Street Bank and Trust Company (the “Transfer Agent”). In accordance with Section 16.1 (Amendment) of the Agreement, the parties desire to amend the Agreement as set forth herein.
AMENDED INVESTMENT SUB-ADVISORY AGREEMENTSub-Advisory Agreement • May 16th, 2013 • Nuveen Credit Strategies Income Fund • Illinois
AGREEMENT made as of this 23rd day of January 2012, by and between Nuveen Fund Advisors, Inc., a Delaware corporation and a registered investment adviser (“Manager”), and Symphony Asset Management LLC, a California limited liability company and a federally registered investment adviser (“Sub-Adviser”).
AMENDED INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 23rd day of January 2012, by and between Nuveen Fund Advisors, Inc., a Delaware corporation and a registered investment adviser ("Manager"), and Symphony Asset Management LLC, a...Sub-Advisory Agreement • March 1st, 2013 • Nuveen Credit Strategies Income Fund • Illinois
August 6, 2003 Nuveen Preferred and Convertible Income Fund 2 333 West Wacker Drive Chicago, IL 60606 Re: Nuveen Preferred and Convertible Income Fund 2 FundPreferred Shares to be Issued Pursuant to the Underwriting Agreement (File Nos. 333-105859;...Nuveen Preferred Convertible Income Fund 2 • August 6th, 2003
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 15th day of May 2003 by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Froley, Revy Investment Co., Inc., a...Investment Sub-Advisory Agreement • June 24th, 2003 • Nuveen Preferred Convertible Income Fund 2 • Illinois
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 15th day of May 2003 by and between Nuveen Institutional Advisory Corp., a Delaware corporation and a registered investment adviser ("Manager"), and Spectrum Asset Management, Inc., a...Investment Sub-Advisory Agreement • June 24th, 2003 • Nuveen Preferred Convertible Income Fund 2 • Illinois
NUVEEN MULTI-STRATEGY INCOME AND GROWTH FUND 2 AMENDMENT OF INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • May 16th, 2013 • Nuveen Credit Strategies Income Fund
This Agreement made this 23rd day of January, 2012 by and between Nuveen Multi-Strategy Income and Growth Fund 2, a Massachusetts business trust (the “Fund”), and Nuveen Fund Advisors, Inc.., a Delaware corporation (the “Adviser”);
Form N-SAR, Sub-Item 77q1(e) Any new or amended investment advisory contracts Nuveen Credit Strategies Income Fund, formerly known as Nuveen Multi-Strategy Income and Growth Fund 2 We hereby incorporate by reference a new Investment Advisory...Nuveen Credit Strategies Income Fund • April 1st, 2015
We hereby incorporate by reference a new Investment Advisory agreement, and a new Sub- Advisory Agreement a form of which was filed as Appendix M and Appendix N, respectively, under Conformed Submission Type DEF 14A, accession number 0001193125-14-236554, on June 16, 2014.
Exhibit B INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 29th day of June, 2007, by and between Nuveen Asset Management, a Delaware corporation and a registered investment adviser (Manager), and Tradewinds Global Investors LLC, a Delaware...Investment Sub-Advisory Agreement Agreement • August 29th, 2007 • Nuveen Multi-Strategy Income & Growth Fund 2 • Delaware
WITNESSETH:Nuveen Preferred And • June 24th, 2003 • Nuveen Preferred Convertible Income Fund 2
