NOMURA HOLDINGS, INC. (a joint stock corporation organized under the laws of Japan) [ ]% Senior Notes due 20[ ] UNDERWRITING AGREEMENTUnderwriting Agreement • February 19th, 2016 • Nomura Holdings Inc • Security brokers, dealers & flotation companies • New York
Nomura Holdings, Inc., a joint stock corporation with limited liability organized under the laws of Japan (the “Company”), confirms its agreement with each of the Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom Nomura Securities International, Inc. is acting as representative (in such capacity, the “Representative”), with respect to the issue and sale by the Company and the purchase by the Underwriters outside Japan, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of $[ ] aggregate principal amount of the Company’s [ ]% Senior Notes due 20[ ] (the “Securities”). The Securities are to be issued pursuant to an indenture to be dated on or around [ ] (the “Indenture”) between the Company and Deutsche Bank Trust Company Americas, as trustee (the “Trustee”). The Securities will be issued in book-entry f
NOMURA HOLDINGS, INC. as the Company and CITIBANK, N.A. as the Trustee SENIOR DEBT INDENTURE Dated as of January 16, 2020Nomura Holdings Inc • January 16th, 2020 • Security brokers, dealers & flotation companies • New York
THIS INDENTURE, dated as of January 16, 2020 between Nomura Holdings, Inc., a joint stock corporation with limited liability under the laws of Japan (the “Company”), and Citibank, N.A. (the “Trustee”).
LIMITATION OF LIABILITY AGREEMENTLimitation of Liability Agreement • June 30th, 2011 • Nomura Holdings Inc • Security brokers, dealers & flotation companies
NOMURA HOLDINGS, INC. (hereinafter, the “Company”) and (hereinafter, the “Outside Director”) hereby agree to enter into this agreement as provided for under Article 33 Paragraph 2 of the Articles of Incorporation of the Company (hereinafter, the “Agreement”) in accordance with that Article.
Nomura Holdings, Inc. Medium-Term Notes, Series A Distribution AgreementDistribution Agreement • February 19th, 2016 • Nomura Holdings Inc • Security brokers, dealers & flotation companies • New York
NOMURA HOLDINGS, INC. (a joint stock corporation organized under the laws of Japan) FORM OF UNDERWRITING AGREEMENTNomura Holdings Inc • December 20th, 2021 • Security brokers, dealers & flotation companies • New York
Nomura Holdings, Inc., a joint stock corporation incorporated with limited liability organized under the laws of Japan (the “Company”), confirms its agreement with each of the Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom [insert name of Representative] is acting as representative (in such capacity, the “Representative”), with respect to the issue and sale by the Company and the purchase by the Underwriters outside Japan, acting severally and not jointly, of the respective principal amounts set forth in said Schedule A of [insert description of the securities] ([insert name of securities], [and together with the [insert name(s) of securities]] the “Securities”). The Securities are to be issued pursuant to a senior debt indenture dated as of January 16, 2020 (the “Indenture”) between the Company and Citibank, N.A., as trustee (the “Trustee”). The
Liabilities Limitation AgreementLiabilities Limitation Agreement • June 30th, 2009 • Nomura Holdings Inc • Security brokers, dealers & flotation companies
NOMURA HOLDINGS, INC. (the “Company”) and (the “Outside Director”) hereby agree to enter into the agreement (the “Agreement”) provided for in Article 24, paragraph 2 of the Articles of Incorporation of the Company, pursuant to the provisions of the said paragraph.
LIMITATION OF LIABILITY AGREEMENTLimitation of Liability Agreement • June 28th, 2023 • Nomura Holdings Inc • Security brokers, dealers & flotation companies
NOMURA HOLDINGS, INC. (hereinafter, the “Company”) and (hereinafter, the “Director”) hereby agree to enter into this limitation of liability agreement (hereinafter, the “Agreement”) in accordance with Article 427, Paragraph 1 of the Companies Act and Article 33, Paragraph 2 of the Articles of Incorporation of the Company.
LIMITATION OF LIABILITY AGREEMENTLimitation of Liability Agreement • June 25th, 2015 • Nomura Holdings Inc • Security brokers, dealers & flotation companies
NOMURA HOLDINGS, INC. (hereinafter, the “Company”) and (hereinafter, the “Director”) hereby agree to enter into this limitation of liability agreement (hereinafter, the “Agreement”) in accordance with Article 427 Paragraph 1 of the Companies Act and Article 33 Paragraph 2 of the Articles of Incorporation of the Company.
JOINT FILING AGREEMENTJoint Filing Agreement • April 13th, 2012 • Nomura Holdings Inc • Security brokers, dealers & flotation companies
In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, each of the undersigned Reporting Persons hereby agrees to the joint filing, along with all other such Reporting Persons, on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, $0.0001 par value, of Hicks Acquisition Company II, Inc., a Delaware corporation, and that this Agreement be included as an Exhibit to such joint filing. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
Liabilities Limitation AgreementLiabilities Limitation Agreement • June 27th, 2003 • Nomura Holdings Inc • Blank checks
NOMURA HOLDINGS, INC. (the “Company”) and (the “Outside Director”) hereby agree to enter into the agreement provided for in Article 23, paragraph 2 of the Articles of Incorporation of the Company, pursuant to the provisions of the said paragraph.
